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PMBoK 5th edition Knowledge Areas, Process Groups & Processes

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1 PMBoK 5th edition Knowledge Areas, Process Groups & Processes
Project Management: A process-oriented view PMBoK 5th edition Knowledge Areas, Process Groups & Processes

2 Presentation overview (1 of 5) Part I - Knowledge Areas & Process Groups according to the PMBoK 5th edition Part I of this presentation describes Knowledge Areas and generic processes for the trade of project management as published by the Project Management Institute (PMI®). Part I presents the descriptions and key benefits of each project management process. In part II, these 47 processes and further details are listed per Knowledge Area from the respective chapters 4 to 13 of the PMBoK. The complete title of the PMBoK© reads „A Guide to the PROJECT MANAGEMENT BODY OF KNOWLEDGE“ and is approved as ANSI/PM standard. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

3 Presentation overview (2 of 5) Part I - Knowledge Areas & Process Groups according to the PMBoK 5th edition The 10 Knowledge Areas of the PMBoK are: Project Integration Management - 6 processes, slides 7..13, Project Scope Management - 6 processes, slides , Project Time Management - 7 processes, slides , Project Cost Management - 4 processes, slides , Project Quality Management - 3 processes. slides , ..continued on next slide Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

4 Presentation overview (3 of 5) Part I - Knowledge Areas & Process Groups according to the PMBoK 5th edition Project Human Resource Management - 4 processes, p , Project Communications Management - 3 processes, p , Project Risk Management - 6 processes, p , Project Procurement Management - 4 processes, p , Project Stakeholder Management - 4 processes, p Discussed outside of the PMBoK and therefore not contained in this presentation is the Knowledge Area of Professional and Social Responsibility, a code-of-conduct for the project manager. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

5 Presentation overview (4 of 5) Part II – process details per Process Groups according to the PMBoK 5th edition Part II of this presentation provides further details - the ITTOs: Input, Tools & Techniques and Output for each of the 47 processes. The processes are presented per Process Group. Part I has described which processes can be performed, part II will describe what can/should be done in each generic process: Initiating Process Group - 2 processes, slides , Planning Process Group - 24 processes, slides , Executing Process Group - 8 processes, slides , Monitoring & Controlling Process Group Closing Process Group - 2 processes slides - 11 processes, slides , Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

6 Presentation overview (5 of 5) Attention:
Bear in mind: „For any given project, the project manager, in collaboration with the project team, is always responsible for determining which processes are appropriate, and the appropriate degree of rigor for each process“ (PMBoK, 5th ed., Chapter 3, p. 48) Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

7 4 Project Integration Management
Project Integration Management includes the processes and activities needed to identify, define, combine, unify, and coordinate the various processes and project management activities within the Project Management Process Groups. In the project management context, integration includes characteristics of unification, consolidation, communication, and integrative actions that are crucial to controlled project execution through completion, successfully managing stakeholder expectations, and meeting requirements. Project Integration Management includes making choices about resource allocation, making trade-offs among competing objectives and alternatives, and managing the interdependencies among the project management Knowledge Areas. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

8 4 Project Integration Management - Processes
4.1 Develop Project Charter The process of developing a document that formally authorizes the existence of a project and provides the project manager with the authority to apply organizational resources to project activities. The key benefit of this process is a well-defined project start and project boundaries, creation of a formal record of the project and a direct way for senior management to formally accept and commit to the project. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

9 4.2 Develop Project Management Plan
4 Project Integration Management - Processes 4.2 Develop Project Management Plan The process of defining, preparing, and coordinating all subsidiary plans and integrating them into a comprehensive project management plan. The project's integrated baselines and subsidiary plans may be included within the project management plan. The key benefit of this process is a central document that defines the basis of all project work. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

10 4.3 Direct & Manage Project Execution
4 Project Integration Management - Processes 4.3 Direct & Manage Project Execution The process of leading and performing the work defined in the project management plan and implementing approved changes to achieve the project's objectives. The key benefit of this process is that it provides overall management of the project work. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

11 4.4 Monitor & Control Project Work
4 Project Integration Management - Processes 4.4 Monitor & Control Project Work The process of tracking, reviewing, and reporting project progress to meet the the performance objectives defined in the project management plan. The key benefit of this process is that it allows stakeholders to understand the current state of the project, the steps taken, and budget, schedule and scope forecasts. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

12 4.5 Perform Integrated Change Control
4 Project Integration Management - Processes 4.5 Perform Integrated Change Control The process of reviewing all change requests; approving changes and managing changes to deliverables, organizational process assets, project documents, and the project management plan; and communicating their disposition. It reviews all requests for changes or modifications to project documents, deliverables, baselines, or the project managment plan and approves or rejects the changes. The key benefit of this process is that it allows for documented changes within the project to be considered in an integrated fashion while reducing project risk, which often arises from changes made without consideration to the overall project objectives or plans. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

13 4 Project Integration Management - Processes
4.6 Close Project or Phase The process of finalizing all acitvities across all of the Project Management Process Groups to formally complete the project or phase. The key benefit of this process is that it provides lessons learned, the formal ending of project work, and the release of organization resources to pursue new endeavors. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

14 5 Project Scope Management
Project Scope Management includes the processes required to ensure that the project includes all the work required, and only the work required, to complete the project successfully. Managing the project scope is primarily concerned with defining and controlling what is and is not included in the project. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

15 5 Project Scope Management - Processes
5.1 Plan Scope Management The process of creating a scope management plan that documents how the project scope will be defined, validated and controlled. The key benefit of this process is that it provides guidance and direction on how scope will be managed throughout the project.. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

16 5 Project Scope Management - Processes
5.2 Collect Requirements The process of determining, documenting, and managing stakeholder needs and requirements to meet project objectives. The key benefit of this process is that it provides the basis for defining and managing the project scope including product scope. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

17 5 Project Scope Management - Processes
5.3 Define Scope The process of developing a detailed description of the project and product. The key benefit of this process is that it describes the project, service, or result boundaries by defining which of the requirements collected will be included in and excluded from the project scope. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

18 5 Project Scope Management - Processes
5.4 Create WBS The process of subdividing project deliverables and project work into smaller, more manageable components. The key benefit of this process is that it provides a structured vision of what has to be delivered. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

19 5 Project Scope Management - Processes
5.5 Validate Scope The process of formalizing acceptance of the completed project deliverables. The key benefit of this process is that it brings objectivity to the acceptance process and increases the chance of final product, service, or result acceptance by validating each deliverable. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

20 5 Project Scope Management - Processes
5.6 Control Scope The process of monitoring the status of the project and product scope and managing changes to the scope baseline. The key benefit of this process is that it allows the scope baseline to be maintained throughout the project. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

21 6 Project Time Management
Project Time Management includes the processes required to manage the timely completion of the project. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

22 6.1 Plan Schedule Management
6 Project Time Management - Processes 6.1 Plan Schedule Management The process of establishing the policies, procedures, and documentation for planning, developing, managing, executing, and controlling the project schedule. The key benefit of this process is that it provides guidance and direction on how the project schedule will be managed throughout the project. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

23 6 Project Time Management - Processes
6.2 Define Activities The process of identifying and documenting the specific actions to be performed to produce the project deliverables. The key benefit of this process is to break down work packages into activities that provide a basis for estimating, scheduling, execution, monitoring, and controlling the project work. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

24 6 Project Time Management - Processes
6.3 Sequence Activities The process of identifying and documenting relationships among the project activities. The key benefit of this process is that it defines the logical sequence of work to obtain the greatest efficiency given all project constraints. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

25 6.4 Estimate Activity Resources
6 Project Time Management - Processes 6.4 Estimate Activity Resources The process of estimating the type and quantities of material, human resources, equipment or supplies required to perform each activity. The key benefit of this process is that it identifies the type, quantity, and characteristics of resources required to complete the activity which allows more accurate cost and duration estimates. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

26 6.5 Estimate Activity Durations
6 Project Time Management - Processes 6.5 Estimate Activity Durations The process of estimating the number of work periods needed to complete individual activities with estimated resources. The key benefit of this process is that it provides the amount of time each activity will take to complete, which is a major input into the Develop Schedule process. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

27 6 Project Time Management - Processes
6.6 Develop Schedule The process of analyzing activity sequences, durations, resource requirements, and schedule constraints to create the project schedule model. The key benefit of this process is that by entering schedule activities, durations, resources, resource availabilites, and logical relationships into the scheduling tool, it generates a schedule model with planned dates for completing project activities. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

28 6 Project Time Management - Processes
6.7 Control Schedule The process of monitoring the status of project activities to update project progress and manage changes to the schedule baseline to achieve the plan. The key benefit of this process is that it provides the means to recognize deviation from the plan and take corrective and preventive actions and thus minimize risk. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

29 7 Project Cost Management
Project Cost Management includes the processes involved in planning, estimating, budgeting, financing, funding, managing, and controlling costs so that the project can be completed within the approved budget. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

30 7 Project Cost Management - Processes
7.1 Plan Cost Management The process that establishes the policies, procedures, and documentation for planning, managing, expending and controlling project costs. The key benefit of this process is that it provides guidance and direction on how the project costs will be managed throughout the project. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

31 7 Project Cost Management - Processes
7.2 Estimate Costs The process of developing an approximation of the monetary resources needed to complete project activities. The key benefit of this process is that it determines the amount of cost required to complete project work. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

32 7 Project Cost Management - Processes
7.3 Determine Budget The process of aggregating the estimated costs of individual activities or work packages to establish an authorized cost baseline. The key benefit of this process is that it determines the cost baseline against which project performance can be monitored and controlled. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

33 7 Project Cost Management - Processes
7.4 Control Costs The process of monitoring the status of the project to update the project costs and managing changes to the cost baseline. The key benefit of this process is that it provides the means to recognize variance from the plan in order to take corrective action and minimize risk. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

34 8 Project Quality Management
Project Quality Management includes the processes and activities of the performing organization that determine quality policies, objectives, and responsibilities so that the project will satisfy the needs for which it was undertaken. Project Quality Management uses the policies and prodecures to implement, within the project's context, the organization's quality management system and, as appropriate, it supports continuous process improvement activities as undertaken on behalf of the performing organization. Project Quality Management works to ensure that the project requirements, including product requirements, are met and validated. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

35 8.1 Plan Quality Management
8 Project Quality Management - Processes 8.1 Plan Quality Management The process of identifying quality requirements and/or standards for the project and its deliverables, and documenting how the project will demonstrate compliance with relevant quality requirements. The key benefit of this process is that it provides guidance and direction on how quality will be manged and validated throughout the project. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

36 8.2 Perform Quality Assurance
8 Project Quality Management - Processes 8.2 Perform Quality Assurance The process of auditing the quality requirements and the results from quality control measurements to ensure that appropriate quality standards and operational definitions are used. The key benefit of this process is that it facilitates the improvement of quality processes. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

37 8 Project Quality Management - Processes
8.3 Control Quality The process of monitoring and recording results of executing the quality activities to assess performance and recommend necessary changes. The key benefits of this process include: identifying the causes of poor process or product quality and recommending and/or taking action to eliminate them; and validating that project deliverables and work meet the requirements specified by key stakeholders necessary for final acceptance. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

38 9 Project Human Resource Management
Project Human Resource Management includes the processes that organize, manage and lead the project team. The project team is comprised of the people with assigned roles and responsibilities for completing the project. Project team members may have varied skill sets, may be assigned full or part-time, and may be added or removed from the team as the project progresses. Project team members may also be referred to as the project's staff. Although specific roles and responsibilities for the project team members are assigned, the involvement of all team members in project planning and decision making is beneficial. Participation of team members during planning adds their expertise to the process and strengthens their commitment to the project. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

39 9.1 Plan Human Resource Management
9 Project Human Resource Management - Processes 9.1 Plan Human Resource Management The process of identifying and documenting project roles, responsibilities, required skills, reporting relationships, and creating a staffing management plan. The key benefit of this process is that it establishes project roles and responsibilities, project organization charts, and the staffing management plan including the timetable for staff acquisition and release. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

40 9 Project Human Resource Management - Processes
9.2 Acquire Project Team The process of confirming human resource availability and obtaining the team necessary to complete project activities. The key benefit of this process consists of outlining and guiding the team selection and responsibility assignament to obtain a successful team. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

41 9 Project Human Resource Management - Processes
9.3 Develop Project Team The process of improving the competencies, team member interaction, and overall team environment to enhance project performance. The key benefit of this process is that it results in improved teamwork, enhanced people skills and competencies, motivated employees, reduced staff turnover rates, and improved overall project performance. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

42 9 Project Human Resource Management - Processes
9.4 Manage Project Team The process of tracking team member performance, providing feedback, resolving issues, and managing team changes to optimize project performance. The key benefit of this process is that it influences team behavior, manages conflict, resolves issues, and appraises team member performance. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

43 10 Project Communication Management
Project Communications Management includes the processes that are required to ensure timely and appropriate planning, collection, creation, distribution, storage, retrieval, management, control, monitoring, and the ultimate disposition of project information. Project managers spend most of their time communication with team members and other project stakeholders, whether they are internal (at all organization levels) or external to the organization. Effective conmunication creates a bridge between diverse stakeholders who may have different cultural and organizational backgrounds, different levels of expertise, and different perspectives and interests, which impact or have an influence upon the project execution or outcome. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

44 10.1 Plan Communications Management
10 Project Communication Management - Processes 10.1 Plan Communications Management The process of developing an appropriate approach and plan for project communications based on stakeholder's information needs and requirements, and available organizational assets. The key benefit of this process is that it identifies and documents the approach to communicate most effectivley and efficiently with stakeholders. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

45 10. 2 Manage Communications
10 Project Communication Management - Processes 10. 2 Manage Communications The process of creating, collecting, distributing, storing, retrieving, and the ultimate disposition of project information in accordance to the communications management plan. The key benefit of this process is that it enables an efficient and effective communications flow between project stakeholders. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

46 10.3 Control Communications
10 Project Communication Management - Processes 10.3 Control Communications The process of monitoring and controlling communications throughout the entire project life cycle to ensure the information needs of the project stakeholders are met. The key benefit of this process is that it ensures an optimal information flow among all communication participants, at any moment in time. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

47 11 Project Risk Management
Project Risk Management includes the processes of conducting risk management planning, identification, analysis, response planning and controlling risk on a project. The objectives of project risk management are to increase the likelihood and impact of positive events, and decrease the likelihood and impact of negative events. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

48 11 Project Risk Management - Processes
11.1 Plan Risk Management The process of defining how to conduct risk management activities for a project. The key benefit of this process is it ensures that the degree, type, and visibility of risk management are commensurate with both the risks and the importance of the project to the organization. The risk management plan is vital to communicate with and obtain agreement and support from all stakeholders to ensure the risk management process is supported and performed effectively over the project life cycle. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

49 11 Project Risk Management - Processes
11.2 Identify Risks The process of determining which risks may affect the project and documenting their characteristics. The key benefit of this process is the documentation of existing risks and the knowledge and ability it provides to the project team to anticipate events. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

50 11.3 Perform Qualitative Risk Analysis
11 Project Risk Management - Processes 11.3 Perform Qualitative Risk Analysis The process of prioritizing risks for further analysis or action by assessing and combining their probability of occurrence and impact. The key benefit of this process is that it enables project managers to reduce the level of uncertainty and to focus on high-priority risks. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

51 11.4 Perform Quantitative Risk Analysis
11 Project Risk Management - Processes 11.4 Perform Quantitative Risk Analysis The process of numerically analyzing the effect of identified risks an overall project objectives. The key benefit of this process is that it produces quantitative risk information to support decision making in order to reduce project uncertainty. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

52 11 Project Risk Management - Processes
11.5 Plan Risk Responses The process of developing options and actions to enhance opportunities and to reduce threats to project objectives. The key benefit of this process is that it addresses the risks by their priority, inserting resources and activities into the budget, schedule and project management plan as needed. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

53 11 Project Risk Management - Processes
11.6 Control Risks The process of implementing risk response plans, tracking identified risks, monitoring residual risks, identifying new risks, and evaluating the risk process effectiveness throughout the project. The key benefit of this process is that it improves efficiency of the risk approach throughout the project life cycle to continuously optimize risk responses. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

54 12 Project Procurement Management
Project Procurement Management includes the processes necessary to purchase or acquire products, services, or results needed from outside the project team. Project Procurement Management includes the contract management and change control processes required to develop and administer contracts or purchase orders issued by authorized project team members. Project Procurement Management also includes controlling any contract issued by an outside organization (the buyer) that is acquiring deliverables from the project from the performing organization (the seller), and administering contractual obligations placed on the project team by the contract. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

55 12.1 Plan Procurement Management
12 Project Procurement Management - Processes 12.1 Plan Procurement Management The process of documenting project procurement decisions, specifying the approach, and identifying potential sellers. The key benefit of this process is to ensure that it determines whether to acquire outside support, and if so, what to acquire, how to acquire it, how much is needed, and when to acquire it. Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

56 12 Project Procurement Management - Processes
12.2 Conduct Procurements The process of obtaining seller responses, selecting a seller, and awarding a contract. The key benefit of this process is to ensure that it provides alignment of internal and external stakeholder expectations through established agreements. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

57 12 Project Procurement Management - Processes
12.3 Control Procurements The process of managing procurement relationships, monitoring contract performance, and making changes and corrections as appropriate. The key benefit of this process is that it ensures that both the seller's and buyer's performance meets procurement requirements according to the terms of the legal agreement. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

58 12 Project Procurement Management - Processes
12.4 Close Procurements The process of completing each procurement. The key benefit of this process is to ensure that it documents agreements and related documentation for future reference. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

59 13 Project Stakeholder Management
Project Stakeholder Management includes the processes required to identify the people, groups, or organizations that could impact or be impacted by the project, to analyze stakeholder expectations and their impact on the project, and to develop appropriate management strategies for effectively engaging stakeholders in project decisions and execution. Stakeholder management also focuses on continuous communication with stakeholders to understand their needs and expectations, addressing issues as they occur, managing conflicting interests and fostering appropriate stakeholder engagement in project decisions and activities. Stakeholder statisfaction should be managed as a key project objective. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

60 13.1 Identify Stakeholders
13 Project Stakeholder Management - Processes 13.1 Identify Stakeholders The process of identifying the people, groups, or organizations that could impact or be impacted by a decision, activity, or outcome of the project, analyzing and documenting relevant information regarding their interests, involvement, interdependencies, influence, and potential impact on project success. The key benefit of this process is that it allows the project manager to identify the appropriate focus for each stakeholder or group of stakeholders. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

61 13.2 Plan Stakeholder Management
13 Project Stakeholder Management - Processes 13.2 Plan Stakeholder Management The process of developing appropriate management strategies to effectively engage stakeholders throughout the project life cycle, based on the analysis of their needs, interests, and potential impact on project success. The key benefit of this process is that it provides a clear, actionable plan to interact with project stakeholders to support the project's interests. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

62 13.3 Manage Stakeholder Engagement
13 Project Stakeholder Management - Processes 13.3 Manage Stakeholder Engagement The process of communicating and working with stakeholders to meet their needs/expectations, address issues as they occur, and foster appropriate stakeholder engagement in project activities throughout the project life cycle. The key benefit of this process is that it allows the project manager to increase support and minimize resistance from stakeholders, significantly increasing the chances to achieve project success. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

63 13.4 Control Stakeholder Engagement
13 Project Stakeholder Management - Processes 13.4 Control Stakeholder Engagement The process of monitoring overall project stakeholder relationships and adjusting strategies and plans for engaging stakeholders. The key benefit of this process is that it will maintain or increase the efficiency and effectiveness of stakeholder engagement activities as the project evolves and its environment changes. Part I - PMI Knowledge Areas and Process Groups by Axel Sasse, PMP

64 Part II – Process Management Groups & process details
Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

65 Initiating Process Group
The Initiating Process Group consists of 2 processes performed to define a new project or a new phase of an existing project by obtaining authorization to start the project or phase. Within the Initiating processes, the initial scope is defined and initial financial resources are committed. Internal and external stakeholders who will interact and influence the overall outcome of the project are identified. The key purpose of this Process Group is to align the stakeholders‘ expectations with the project's purpose, give them visibility about the scope and objectives, and show how their participation in the project and its associated phases can ensure that their expectations are achieved. These processes help to set the vision of the project - what is needed to be accomplished. Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

66 Knowledge Area: Project Integration Management
Initiating Process: Develop Project Charter The process of developing a document that formally authorizes the existence of a project and provides the project manager with the authority to apply organizational resources to project activities. Input Project statement of work Business case Agreements Enterprise environmental factors Organizational process assets Tools & Techniques Expert judgement Facilitation techniques Output Project charter Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

67 Initiating Process: 13.1 Identify Stakeholders
The process of identifying the people, groups, or organizations that could impact or be impacted by a decision, activity, or outcome of the project, analyzing and documenting relevant information regarding their interests, involvement, interdependencies, influence, and potential impact on project success. Input Project charter Procurement documents Enterprise environmental factors Organizational process assets Tools & Techniques Stakeholder analysis Expert judgement Meetings Output Stakeholder register Knowledge Area: Project Stakeholder Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

68 Planning Process Group
The Planning Process Group consists of 24 processes performed to establish the total scope of the effort, define and refine the objectives, and develop the course of action required to attain those objectives. The Planning processes develop the project management plan and the project documents that will be used to carry out the project. As more project information or characteristics are gathered and understood, additional planning will likely be required. This progressive detailing of the project management plan is called progressive elaboration, indicating that planning and documentation are iterative and ongoing activities. The key benefit of this Process Group is to delineate the strategy and tactics as well as the course of action or a path to successfully complete the project or phase. When the Planning Process Group is well managed, it is much easier to get stakeholder buy-in and engagement. These processes describe how this will be done, resulting in the desired objectives. Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

69 Planning Process: 4.2 Develop Project Management Plan
The process of defining, preparing, and coordinating all subsidiary plans and integrating them into a comprehensive project management plan. The project's integrated baselines and subsidiary plans may be included within the project management plan Input Project charter Outputs from other processes Enterprise environmental factors Organizational process assets Tools & Techniques Expert judgement Facilitation techniques Output Project management plan Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

70 Planning Process: 5.1 Plan Scope Management
The process of creating a scope management plan that documents how the project scope will be defined, validated and controlled. Input Project management plan Project charter Enterprise environmental factors Organizational process assets Tools & Techniques Expert judgement Meetings Output Scope management plan Requirements management plan Knowledge Area: Project Scope Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

71 Planning Process: 5.2 Collect Requirements
The process of determining, documenting, and managing stakeholder needs and requirements to meet project objectives. Input Scope management plan Requirements management plan Stakeholder management plan Project charter Stakeholder register ..continued on next slide Knowledge Area: Project Scope Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

72 Planning Process: 5.2 Collect Requirements
The process of determining, documenting, and managing stakeholder needs and requirements to meet project objectives. Tools & Techniques Interviews Focus groups Facilitated workshops Group creativity techniques Group decision making techniques Questionnaires and surveys Observations Prototypes Benchmarking Context diagrams Document analysis Output Requirements documentation Requirements traceability matrix Knowledge Area: Project Scope Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

73 Planning Process: 5.3 Define Scope
The process of developing a detailed description of the project and product. Input Scope management plan Project charter Requirements documentation Organizational process assets Tools & Techniques Expert judgement Product analysis Alternatives generation Facilitated workshops Output Project scope statement Project documents updates Knowledge Area: Project Scope Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

74 Planning Process: 5.4 Create WBS
The process of subdividing project deliverables and project work into smaller, more manageable components. Input Scope management plan Project scope statement Requirements documentation Enterprise environmental factors Organizational process assets Tools & Techniques Decomposition Expert judgement Output Scope baseline Project documents updates Knowledge Area: Project Scope Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

75 Planning Process: 6.1 Plan Schedule Management
The process of establishing the policies, procedures, and documentation for planning, developing, managing, executing, and controlling the project schedule. Input Project management plan Project charter Enterprise environmental factors Organizational process assets Tools & Techniques Expert judgement Analytical techniques Meetings Output Schedule Management plan Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

76 Planning Process: 6.2 Define Activities
The process of identifying and documenting the specific actions to be performed to produce the project deliverables. Input Schedule management plan Scope baseline Enterprise environmental factors Organizational process assets Tools & Techniques Decomposition Rolling wave planning Expert judgement Output Activity list Activity attributes Milestone list Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

77 Planning Process: 6.3 Sequence Activities
The process of identifying and documenting relationships among the project activities. Input Schedule management plan Activity list Activity attributes Milestone list Project scope statement Enterprise environmental factors Organizational process assets Tools & Techniques Prededence diagramming method (PDM) Dependency determination Leads and lags Output Project schedule network diagrams Project documents updates Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

78 Planning Process: 6.4 Estimate Activity Resources
The process of estimating the type and quantities of material, human resources, equipment or supplies required to perform each activity. Input Schedule management plan Activity list Activity attributes Resource calendars Risk register Activity cost estimates Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

79 Planning Process: 6.4 Estimate Activity Resources
The process of estimating the type and quantities of material, human resources, equipment or supplies required to perform each activity. Tools & Techniques Expert judgement Alternatives analysis Published estimating data Bottom-up estimating Project management software Output Activity resource requirements Resource breakdown structure Project document update Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

80 Planning Process: 6.5 Estimate Activity Durations
The process of estimating the number of work periods needed to complete individual activities with estimated resources. Input Schedule management plan Activity list Activity attributes Activity resource requirements Resource calendars Project scope statement Risk register Resource breakdown structure Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

81 Planning Process: 6.5 Estimate Activity Durations
The process of estimating the number of work periods needed to complete individual activities with estimated resources. Tools & Techniques Expert judgement Analogous estimating Parametric estimating Three-point estimating Group decision-making techniques Reserve analysis Output Activity duration estimates Project documents updates Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

82 Planning Process: 6.6 Develop Schedule
The process of analyzing activity sequences, durations, resource requirements, and schedule constraints to create the project schedule model. Input Schedule management plan Activity list Activity attributes Project schedule network diagrams Activity resource requirements Resource calendars Activity duration estimates Project scope statement Risk register Project staff assignaments Resource breakdown structure Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

83 Planning Process: 6.6 Develop Schedule
The process of analyzing activity sequences, durations, resource requirements, and schedule constraints to create the project schedule model. Tools & Techniques Schedule network analysis Critical path method Critical chain method Resource optimization techniques Modelling techniques Leads and lags Schedule compression Scheduling tool Output Schedule baseline Project schedule Schedule data Project calendars Project management plan updates Project documents updates Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

84 Planning Process: 7.1 Plan Cost Management
The process that establishes the policies, procedures, and documentation for planning, managing, expending and controlling project costs. Input Project management plan Project charter Enterprise environmental factors Organizational Process assets Tools & Techniques Expert judgement Analytical techniques Meetings Output Cost management plan Knowledge Area: Project Cost Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

85 Planning Process: 7.2 Estimate Costs
The process of developing an approximation of the monetary resources needed to complete project activities. Input Cost management plan Human resource management plan Scope baseline Project schedule Risk register Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Cost Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

86 Planning Process: 7.2 Estimate Costs
The process of developing an approximation of the monetary resources needed to complete project activities. Tools & Techniques Expert judgement Analogous estimating Parametric estimating Bottom-up estimating Three-point estimating Cost of quality Project management software Vendor bid analysis Group decision-making techniques Output Activity cost estimates Basis of estimates Project documents updates Knowledge Area: Project Cost Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

87 Planning Process: 7.3 Determine Budget
The process of aggregating the estimated costs of individual activities or work packages to establish an authorized cost baseline. Input Cost management plan Scope baseline Activity cost estimates Basis of estimates Project schedule Resource calendars Risk register Agreements Organizational process assets ..continued on next slide Knowledge Area: Project Cost Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

88 Planning Process: 7.3 Determine Budget
The process of aggregating the estimated costs of individual activities or work packages to establish an authorized cost baseline. Tools & Techniques Cost aggregation Reserve analysis Expert judgement Historical relationships Funding limit reconciliation Output Cost baseline Project funding requirements Project documents updates Knowledge Area: Project Cost Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

89 Planning Process: 8.1 Plan Quality Management
The process of identifying quality requirements and/or standards for the project and its deliverables, and documenting how the project will demonstrate compliance with relevant quality requirements. Input Project Management plan Stakeholder register Risk register Requirements documentation Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Quality Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

90 Planning Process: 8.1 Plan Quality Management
The process of identifying quality requirements and/or standards for the project and its deliverables, and documenting how the project will demonstrate compliance with relevant quality requirements. Tools & Techniques Cost-benefit analysis Cost of quality Seven basic quality tools Benchmarking Design of experiments Statistical sampling Additional quality planning tools Meetings ..continued on next slide Knowledge Area: Project Quality Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

91 Planning Process: 8.1 Plan Quality Management
The process of identifying quality requirements and/or standards for the project and its deliverables, and documenting how the project will demonstrate compliance with relevant quality requirements. Output Quality mangement plan Process improvement plan Quality metrics Quality checklists Project documents updates Knowledge Area: Project Quality Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

92 Planning Process: 9.1 Plan Human Resource Management
The process of identifying and documenting project roles, responsibilities, required skills, reporting relationships, and creating a staffing management plan Input Project management plan Activity resource requirements Enterprise environmental factors Organizational process assets Tools & Techniques Organization charts and position descriptions Networking Organizational theory Expert judgement Meetings ..continued on next slide Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

93 Planning Process: 9.1 Plan Human Resource Management
The process of identifying and documenting project roles, responsibilities, required skills, reporting relationships, and creating a staffing management plan Output Human Resource management plan Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

94 Planning Process: 10.1 Plan Communications Management
The process of developing an appropriate approach and plan for project communications based on stakeholder's information needs and requirements, and available organizational assets. Input Project management plan Stakeholder register Enterprise environmental factors Organizational process assets Tools & Techniques Communication requirements analysis Communication technology Communication models Communication methods Meetings Output Communication management plan Project documents updates Knowledge Area: Project Communications Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

95 Planning Process: 11.1 Plan Risk Management
The process of defining how to conduct risk management activities for a project. Input Project management plan Project charter Stakeholder register Enterprise environmental factors Organizational process assets Tools & Techniques Analytical techniques Expert judgement Meetings ..continued on next slide Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

96 Planning Process: 11.1 Plan Risk Management
The process of defining how to conduct risk management activities for a project. Output Risk Management plan Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

97 Planning Process: 11.2 Identify Risks
The process of determining which risks may affect the project and documenting their characteristics. Input Risk mangement plan Cost management plan Schedule management plan Quality management plan Human resource management plan Scope baseline Activity cost estimates Activity duration estimates Stakeholder register Project documents Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

98 Planning Process: 11.2 Identify Risks
The process of determining which risks may affect the project and documenting their characteristics. Tools & Techniques Documentation reviews Information gathering techniques Checklist analysis Assumptions analysis Diagramming techniques SWOT analysis Expert judgement Output Risk register Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

99 Planning Process: 11.3 Perform Qualitative Risk Analysis
The process of determining which risks may affect the project and documenting their characteristics. Input Risk management plan Scope baseline Risk register Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

100 Planning Process: 11.3 Perform Qualitative Risk Analysis
The process of prioritizing risks for further analysis or action by assessing and combining their probability of occurrence and impact. Tools & Techniques Risk probability and impact assessment Probability and impact matrix Risk data quality assessment Risk categorization Risk urgency assessmment Expert judgement Output Project documents updates Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

101 Planning Process: 11.4 Perform Quantitative Risk Analysis
The process of numerically analyzing the effect of identified risks on overall project objectives. Input Risk mangement plan Cost management plan Schedule management plan Risk register Enterprise environmental factors Organizational process assets Tools & Techniques Data gathering and representation techniques Quantitative risk analysis and modelling techniques Expert judgement ..continued on next slide Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

102 Planning Process: 11.4 Perform Quantitative Risk Analysis
The process of numerically analyzing the effect of identified risks an overall project objectives Output Project documents updates Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

103 Planning Process: 11.5 Plan Risk Responses
The process of developing options and actions to enhance opportunities and to reduce threats to project objectives. Input Risk management plan Risk register Tools & Techniques Strategies for negative risks or threats Strategies for positive risks or opportunities Contingent response strategies Expert judgement Output Project management plan updates Project documents updates Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

104 Planning Process: 12.1 Plan Procurement Management
The process of documenting project procurement decisions, specifying the approach, and identifying potential sellers. Input Project management plan Requirements documentation Risk register Activity resource requirements Project schedule Activity cost estimates Stakeholder register Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

105 Planning Process: 12.1 Plan Procurement Management
The process of documenting project procurement decisions, specifying the approach, and identifying potential sellers. Tools & Techniques Make-or-buy analysis Expert judgement Market research Meetings Output Procurement management plan Procurement statement of work Procurement documents Source selection criteria Make-or-buy decisions Change requests Project documents updates Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

106 Planning Process: 13.2 Plan Stakeholder Management
The process of developing appropriate management strategies to effectively engage stakeholders throughout the project life cycle, based on the analysis of their needs, interests, and potential impact on project success. Input Project management plan Stakeholder register Enterprise environmental factors Organizational process assets Tools & Techniques Expert judgement Meetings Analytical techniques Output Stakeholder management plan Project documents updates Knowledge Area: Project Stakeholder Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

107 Executing Process Group
The Executing Process Group consists of 8 processes performed to complete the work defined in the project management plan to satisfy the project specifications. This Process Group involves coordinating people and resources, managing stakteholder expectation, as well as integrating and performing the activities of the project in accordance with the project management plan. A large portion of the project's budget will be expended in performing the Executing Process Group processes. Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

108 Executing Process: 4.3 Direct & Manage Project Execution
The process of leading and performing the work defined in the project management plan and implementing approved changes to achieve the project's objectives. Input Project management plan Approved change requests Enterprise envrionmental factors Organizational process assets Tools & Techniques Expert judgement Project management information systems Meetings ..continued on next slide Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

109 Executing Process: 4.3 Direct & Manage Project Execution
The process of leading and performing the work defined in the project management plan and implementing approved changes to achieve the project's objectives. Output Deliverables Work performance data Change requests Project management plan updates Project documents updates Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

110 Executing Process: 8.2 Perform Quality Assurance
The process of auditing the quality requirements and the results from quality control measurements to ensure that appropriate quality standards and operational definitions are used. Input Quality management plan Process improvement plan Quality metrics Quality control measurements Project documents ..continued on next slide Knowledge Area: Project Quality Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

111 Executing Process: 8.2 Perform Quality Assurance
The process of auditing the quality requirements and the results from quality control measurements to ensure that appropriate quality standards and operational definitions are used. Tools & Techniques Quality management and control tools Quality audits Process analysis Output Change requests Project management plan updates Project documents updates Organizational process asset updates Knowledge Area: Project Quality Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

112 Executing Process: 9.2 Acquire Project Team
The process of confirming human resource availability and obtaining the team necessary to complete project activities. Input Human resource management plan Enterprise environmental factors Organizational process assets Tools & Techniques Pre-assignment Negotiation Acquisition Virtual teams Multi-criteria decision analysis ..continued on next slide Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

113 Executing Process: 9.2 Acquire Project Team
The process of confirming human resource availability and obtaining the team necessary to complete project activities. Output Project staff assignments Resource calendars Project management plan updates Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

114 Executing Process: 9.3 Develop Project Team
The process of improving the competencies, team member interaction, and overall team environment to enhance project performance. Input Human resource management plan Project staff assignments Resource calendars Tools & Techniques Interpersonal skills Training Team-building activities Ground rules Colocation Recognition and rewards Personnel assessment tools ..continued on next slide Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

115 Executing Process: 9.3 Develop Project Team
The process of improving the competencies, team member interaction, and overall team environment to enhance project performance. Output Team performance assessments Enterprise environmental factors updates Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

116 Executing Process: 9.4 Manage Project Team
The process of tracking team member performance, providing feedback, resolving issues, and managing team changes to optimize project performance. Input Human resource management plan Project staff assignments Team performance assessments Issue log Work performance reports Organizational process assets ..continued on next slide Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

117 Executing Process: 9.4 Manage Project Team
The process of tracking team member performance, providing feedback, resolving issues, and managing team changes to optimize project performance. Tools & Techniques Observation and conversation Project performance appraisal Conflict management Interpersonal skills ..continued on next slide Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

118 Executing Process: 9.4 Manage Project Team
The process of tracking team member performance, providing feedback, resolving issues, and managing team changes to optimize project performance. Output Change requests Project management plan updates Project documents updates Enterprise environmental factors updates Organizational process assets updates Knowledge Area: Project Human Resource Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

119 Executing Process: 10. 2 Manage Communications
The process of creating, collecting, distributing, storing, retrieving, and the ultimate disposition of project information in accordance to the communications management plan. Input Communications management plan Work performance reports Enterprise environmental factors Organizational process assets Tools & Techniques Communication technology Communication models Communication methods Information management systems Performance reporting ..continued on next slide Knowledge Area: Project Communications Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

120 Executing Process: 10. 2 Manage Communications
The process of creating, collecting, distributing, storing, retrieving, and the ultimate disposition of project information in accordance to the communications management plan. Output Project communications Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Communications Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

121 Executing Process: 12.2 Conduct Procurements
The process of obtaining seller responses, selecting a seller, and awarding a contract. Input Procurement management plan Procurement documents Source selection criteria Seller proposals Project documents Make-or-buy decisions Procurement statement of work Organizational process assets ..continued on next slide Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

122 Executing Process: 12.2 Conduct Procurements
The process of obtaining seller responses, selecting a seller, and awarding a contract. Tools & Techniques Bidder conference Proposal evaluation techniques Independent estimates Expert judgement Advertising Analytical techniques Procurement negotiations ..continued on next slide Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

123 Executing Process: 12.2 Conduct Procurements
The process of obtaining seller responses, selecting a seller, and awarding a contract. Output Selected sellers Agreements Resource calendars Change requests Project management plan updates Project documents updates Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

124 Executing Process: 13.3 Manage Stakeholder Engagement
The process of communicating and working with stakeholders to meet their needs/expectations, address issues as they occur, and foster appropriate stakeholder engagement in project activities throughout the project life cycle. Input Stakeholder management plan Communications management plan Change log Organizational process assets Tools & Techniques Communications methods Interpersonal skills Mangement skills ..continued on next slide Knowledge Area: Project Stakeholder Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

125 Executing Process: 13.3 Manage Stakeholder Engagement
The process of communicating and working with stakeholders to meet their needs/expectations, address issues as they occur, and foster appropriate stakeholder engagement in project activities throughout the project life cycle. Output Issue log Change requests Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Stakeholder Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

126 Monitoring & Controlling Process Group
The Monitoring and Controlling Process Group consists of 11 processes required to track, review, and orchestrate the progress and performance of the project; identify any areas in which changes to the plan are required; and initiate the corresponding changes. The key benefit of this Process Group is that project performance is measured and analyzed at regular intervals, appropriate events or exception conditions, using appropriate events or exception conditions to identify variances from the project management plan. This continuous monitoring provides the project team insight into the health of the project and identifies any areas requiring additional attention. The Monitoring and Controlling Process Group not only monitors and controls the work being done within an Process Group, but also monitors the entire project effort. Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

127 Monitoring/Controlling Process: 4.4 Monitor & Control Project Work
The process of tracking, reviewing, and reporting project progress to meet the the performance objectives defined in the project management plan. Input Project management plan Schedule forecasts Cost forecasts Validated changes Work performance information Enterprise environmental factors Organizational process assets ..continued on next slide Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

128 Monitoring/Controlling Process: 4.4 Monitor & Control Project Work
The process of tracking, reviewing, and reporting project progress to meet the the performance objectives defined in the project management plan. Tools & Techniques Expert judgement Analytical techniques Project management information system Meetings Output Change requests Work performance reports Project management plan updates Project documents updates Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

129 Monitoring/Controlling Process: 4.5 Perform Integrated Change Control
The process of reviewing all change requests; approving changes and managing changes to deliverables, organizational process assets, project documents, and the project management plan; and communicating their disposition. It reviews all requests for changes or modifications to project documents, deliverables, baselines, or the project managment plan and approves or rejects the changes. Input Project management plan Work performance reports Change requests Enterprise environmental factors Organizational process assets Tools & Techniques Expert judgement Meetings Change control tools ..continued on next slide Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

130 Monitoring/Controlling Process: 4.5 Perform Integrated Change Control
The process of reviewing all change requests; approving changes and managing changes to deliverables, organizational process assets, project documents, and the project management plan; and communicating their disposition. It reviews all requests for changes or modifications to project documents, deliverables, baselines, or the project managment plan and approves or rejects the changes. Output Approved change requests Change log Project management plan updates Project documents updates Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

131 Überwachungs- und Steuerungsprozess: 5.5 Validate Scope
The process of formalizing acceptance of the completed project deliverables. Inputs Project management plan Requirements documentation Requirements traceability matrix Verified deliverables Work performance data Tools & Techniques Inspection Group decision-making techniques siehe Fortsetzung Knowlegde Area: Inhalts- und Umfangsmanagement in Projekten Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

132 Überwachungs- und Steuerungsprozess: 5.5 Validate Scope
The process of formalizing acceptance of the completed project deliverables. Outputs Accepted deliverables Change requests Work performance information Project documents updates Knowlegde Area: Inhalts- und Umfangsmanagement in Projekten Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

133 Überwachungs- und Steuerungsprozess: 5.6 Control Scope
The process of monitoring the status of the project and product scope and managing changes to the scope baseline. Inputs Project management plan Requirements documentation Requirements traceability matrix Work performance data Organizational process assets Tools & Techniques Variance analysis siehe Fortsetzung Knowlegde Area: Inhalts- und Umfangsmanagement in Projekten Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

134 Überwachungs- und Steuerungsprozess: 5.6 Control Scope
The process of monitoring the status of the project and product scope and managing changes to the scope baseline. Outputs Work performance information Change requests Project management plan updates Project documents updates Organizational process assets updates Knowlegde Area: Inhalts- und Umfangsmanagement in Projekten Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

135 Monitoring/Controlling Process: 6.7 Control Schedule
The process of monitoring the status of project activities to update project progress and manage changes to the schedule baseline to achieve the plan. Input Project management plan Project schedule Work performance data Project calendars Schedule data Organizational process assets ..continued on next slide Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

136 Monitoring/Controlling Process: 6.7 Control Schedule
The process of monitoring the status of project activities to update project progress and manage changes to the schedule baseline to achieve the plan. Tools & Techniques Performance reviews Project management software Resource optimization techniques Modelling techniques Leads and lags Schedule compression Scheduling tool ..continued on next slide Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

137 Monitoring/Controlling Process: 6.7 Control Schedule
The process of monitoring the status of project activities to update project progress and manage changes to the schedule baseline to achieve the plan. Output Work performance information Schedule forecasts Change requests Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Time Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

138 Monitoring/Controlling Process: 7.4 Control Costs
The process of monitoring the status of the project to update the project costs and managing changes to the cost baseline. Input Project Management plan Project funding requirements Work performance data Organizational process assets ..continued on next slide Knowledge Area: Project Cost Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

139 Monitoring/Controlling Process: 7.4 Control Costs
The process of monitoring the status of the project to update the project costs and managing changes to the cost baseline. Tools & Techniques Earned value mangement Forecasting To-complete performance index (TCPI) Performance reviews Project management software Reserve analysis ..continued on next slide Knowledge Area: Project Cost Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

140 Monitoring/Controlling Process: 7.4 Control Costs
The process of monitoring the status of the project to update the project costs and managing changes to the cost baseline. Output Work performance information Cost forecasts Change requests Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Cost Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

141 Monitoring/Controlling Process: 8.3 Control Quality
The process of monitoring and recording results of executing the quality activities to assess performance and recommend necessary changes. Input Project management plan Quality metrics Quality checklists Work performance data Approved change requests Deliverables Project documents Organizational process assets ..continued on next slide Knowledge Area: Project Quality Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

142 Monitoring/Controlling Process: 8.3 Control Quality
The process of monitoring and recording results of executing the quality activities to assess performance and recommend necessary changes. Tools & Techniques Seven basic quality tools Statistical sampling Inspection Approved change requests review ..continued on next slide Knowledge Area: Project Quality Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

143 Monitoring/Controlling Process: 8.3 Control Quality
The process of monitoring and recording results of executing the quality activities to assess performance and recommend necessary changes. Output Quality control measurements Validated changes Verified deliverables Work performance information Change requests Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Quality Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

144 Monitoring/Controlling Process: 10.3 Control Communications
The process of monitoring and controlling communications throughout the entire project life cycle to ensure the information needs of the project stakeholders are met. Input Project management plan Project communications Issue log Work performance data Organizational process assets Tools & Techniques Information management systems Expert judgement Meetings ..continued on next slide Knowledge Area: Project Communications Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

145 Monitoring/Controlling Process: 10.3 Control Communications
The process of monitoring and controlling communications throughout the entire project life cycle to ensure the information needs of the project stakeholders are met. Output Work performance information Change requests Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Communications Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

146 Monitoring/Controlling Process: 11.6 Control Risks
The process of implementing risk response plans, tracking identified risks, monitoring residual risks, identifying new risks, and evaluating the risk process effectiveness throughout the project. Input Project management plan Risk register Work performance data Work performance reports ..continued on next slide Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

147 Monitoring/Controlling Process: 11.6 Control Risks
The process of implementing risk response plans, tracking identified risks, monitoring residual risks, identifying new risks, and evaluating the risk process effectiveness throughout the project. Tools & Techniques Risk reassessment Risk audits Variance and trend analysis Technical performance measurement Reserve analysis Meetings ..continued on next slide Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

148 Monitoring/Controlling Process: 11.6 Control Risks
The process of implementing risk response plans, tracking identified risks, monitoring residual risks, identifying new risks, and evaluating the risk process effectiveness throughout the project. Output Work performance information Change requests Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Risk Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

149 Monitoring/Controlling Process: 12.3 Control Procurements
The process of managing procurement relationships, monitoring contract performance, and making changes and corrections as appropriate. Input Project management plan Procurement documents Agreements Approved change requests Work performance reports Work performance data ..continued on next slide Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

150 Monitoring/Controlling Process: 12.3 Control Procurements
The process of managing procurement relationships, monitoring contract performance, and making changes and corrections as appropriate. Tools & Techniques Contract change control system Procurement performance reviews Inspections and audits Performance reporting Payment systems Claims administration Records management system ..continued on next slide Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

151 Monitoring/Controlling Process: 12.3 Control Procurements
The process of managing procurement relationships, monitoring contract performance, and making changes and corrections as appropriate. Output Work performance information Change requests Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

152 Monitoring/Controlling Process: 13.4 Control Stakeholder Engagement
The process of monitoring overall project stakeholder relationships and adjusting strategies and plans for engaging stakeholders. Input Project management plan Issue log Work performance data Project documents Tools & Techniques Information management systems Expert judgement Meetings ..continued on next slide Knowledge Area: Project Stakeholder Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

153 Monitoring/Controlling Process: 13.4 Control Stakeholder Engagement
The process of monitoring overall project stakeholder relationships and adjusting strategies and plans for engaging stakeholders. Output Work performance information Change requests Project management plan updates Project documents updates Organizational process assets updates Knowledge Area: Project Stakeholder Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

154 Closing Process Group The Closing Process Group consists of 2 processes performed to conclude all activities across all Project Management Process Groups to formally complete the project, phase, or contractual obligations. This Process Group, when completed, verifies that the defined processes are completed within all the Process Groups to close the project or project phase, as appropriate, and formally establishes that the project or project phase is complete. Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

155 Closing Process: 4.6 Close Project or Phase
The process of finalizing all acitvities across all of the Project Management Process Groups to formally complete the project or phase. Input Project management plan Accepted deliverables Organizational process assets Tools & Techniques Expert judgement Analytical techniques Meetings Output Final product, service, or result transition Organizational process assets updates Knowledge Area: Project Integration Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP

156 Closing Process: 12.4 Close Procurements
The process of completing each procurement. Input Project management plan Procurement documents Tools & Techniques Procurement audits Procurement negotions Records management system Output Closed procurements Organizational process assets updates Knowledge Area: Project Procurement Management Part II - Project Management processes by Process Groups (details) by Axel Sasse, PMP


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