1. Chair : Hon’ble Secretary Secretary / Chief Executive Officer (CEO)
Annual Action Plan ::
IWMP IMPLEMENTATION
March 20, 2014
Chair : Hon’ble Secretary
Department of Land Resources
Government of India
:: PRESENTED BY ::
Secretary / Chief Executive Officer (CEO)
Department of Land Development & Water Resources
Government of Uttar Pradesh

2. Funds Received[Central+State] Projects closed / cancellation
Summary of IWMP
Particulars
Year of Appraisal
Total
Batch – I
Batch – II
Batch – III
Batch – IV
Batch – V
[Rs. in cr.]
No. of projects 66
183
158 64 67
538
Project Area
349982
890682
763594
318018
328086
Project Cost
419.97
916.31
381.62
399.68
Funds Received[Central+State]
227.85
283.29
61.96
24.55 --
597.65
Total Expenditure
181.71
221.72
43.77
10.33
457.53
DPRs sanctioned 37
286
Projects closed / cancellation 16
Timeline for DPRs
N/A
Aug' 14
Dec' 14
Fund not released

3. IWMP – Abstract of Fund Requirement by SLNA during 2014-15
[Rs. in cr.]
Sl. No.
Item
I st Quarter
II nd Quarter
III rd Quarter
IV th Quarter
Total
Unspent Balance as on
Actual requirement
(7-8) 1 2 3 4 5 6 7 8 9
Batch-I
36.09
27.19
25.10
23.90
112.28
46.14
66.14
(Sanctioned in )
Batch-II
119.35
83.93
141.00
140.34
484.62
61.57
423.05
(Sanctioned in )
Batch-III
33.10
27.53
40.61
38.24
139.48
18.19
121.29
(Sanctioned in )
Batch-IV
22.28
13.96
14.86
14.90
65.99
14.23
51.76
(Sanctioned in )
Batch-V
20.40
18.25
19.90
20.20
78.75
0.00
(Sanctioned in )
Batch-VI
6.00
5.04
23.04
(To be Sanctioned in )
237.22
175.90
247.46
243.58
904.16
140.13
764.03

4. IWMP - Monthly proposed expenditure during 2014-15
S.No.
Month
Proposed Expenditure (Rs. In Cr.) 1
April
79.07 2
May 3
June 4
July
58.63 5
August 6
September 7
October
82.49 8
November 9
December 10
January
81.19 11
February 12
March
Total
904.16

5. IWMP-Fund Requirement for year 2014-15
Batch-I (Project Sanctioned in ) [Rs. in cr.]
Sr.No.
Budget Component
Total fund received
Total expenditure
% Expenditure
Fund Required for year
Remarks (Timelines etc.)
( ) 1
DPR
4.20
3.72
89%
0.00 2
EPA
16.80
100% 3
I & CB
15.70
10.98
70%
3.20 4
Administrative cost
22.34
15.90
71%
8.74 5
Watershed Works
136.58
117.87
86%
30.78 6
Livelihood activities
14.67
7.37
50%
10.53 7
PS & ME
7.82
53% 8
Monitoring
1.51
0.85
56%
1.01 9
Evaluation
1.38
0.40
29%
1.35 10
Consolidation Phase 0%
Total
227.85
181.71
80%
66.14

6. IWMP-Fund Requirement for year 2014-15
Batch-II (Project Sanctioned in ) [Rs. in cr.]
Sr.No.
Budget Component
Total fund received
Total expenditure
% Expenditure
Fund Required for year
Remarks (Timelines etc.)
( ) 1
DPR
10.69
9.30
87%
0.00 2
EPA
42.75
41.90
98% 3
I & CB
34.06
18.13
53%
11.14 4
Administrative cost
28.89
21.21
73%
45.44 5
Watershed Works
125.21
108.76
275.06 6
Livelihood activities
17.65
9.69
55%
42.62 7
PS & ME
9.85
56% 8
Monitoring
2.70
1.12
41%
3.33 9
Evaluation
3.69
1.76
48%
2.84 10
Consolidation Phase 0%
Total
283.29
221.72
78%
423.05

7. IWMP-Fund Requirement for year 2014-15
Batch-III (Project Sanctioned in ) [Rs. in cr.]
Sr.No.
Budget Component
Total fund received
Total expenditure
% Expenditure
Fund Required for year
Remarks (Timelines etc.)
( ) 1
DPR
10.32
6.46
63%
0.00 2
EPA
41.31
31.35
76% 3
I & CB
5.16
2.60
50%
22.33 4
Administrative cost
5.17
3.36
65%
13.16 5
Watershed Works 0%
74.54 6
Livelihood activities
9.16 7
PS & ME 8
Monitoring
1.83 9
Evaluation
2.75 10
Consolidation Phase
Total
61.96
43.77
71%
121.29

8. IWMP-Fund Requirement for year 2014-15
Batch-IV (Project Sanctioned in ) [Rs. in cr.]
Sr.No.
Budget Component
Total fund received
Total expenditure
% Expenditure
Fund Required for year
Remarks (Timelines etc.)
( ) 1
DPR
3.81
1.98
52%
0.00 2
EPA
15.26
6.55
43% 3
I & CB
2.20
0.70
32%
9.25 4
Administrative cost
2.08
1.10
53%
5.55 5
Watershed Works
0.90 0%
27.72 6
Livelihood activities
0.12
3.70 7
PS & ME 8
Monitoring
0.02
0.74 9
Evaluation
0.04 10
Consolidation Phase
Total
24.55
10.33
42%
51.76

9. IWMP-Fund Requirement for year 2014-15
Batch-V (Project Sanctioned in ) [Rs. in cr.]
Sr.No.
Budget Component
Fund Required for year
Remarks (Timelines etc.) 1
DPR
3.94
 March 2
EPA
15.75 3
I & CB
11.81 4
Administrative cost
7.87 5
Watershed Works
29.53 6
Livelihood activities 7
PS & ME 8
Monitoring
0.79
 June 9
Evaluation
1.18 10
Consolidation Phase
0.00
Total
78.75

10. IWMP-Fund Requirement for year 2014-15
Batch-VI (Project to be Sanctioned in ) [Rs. in cr.]
Sr.No.
Budget Component
Fund Required for year
Remarks (Timelines etc.) 1
DPR
3.84
 March 2
EPA
15.36 3
I & CB
1.92 4
Administrative cost 5
Watershed Works
0.00 6
Livelihood activities 7
PS & ME 8
Monitoring 9
Evaluation 10
Consolidation Phase
Total
23.04

11. CB Plan to be submitted for approval in coming SLNA meeting.
Capacity Building
Capacity Building Plan for all levels of stakeholders have been prepared .
CB Plan to be submitted for approval in coming SLNA meeting.
CB Plan will be uploaded after approval of SLNA .
Training modules for all levels of stakeholders have been prepared .

12. Capacity Building
Training Modules have been Prepared in local language-Hindi and to be put-up for approval in Coming SLNA Meeting .
Training module will be uploaded after approval of SLNA.
Preparation of training calendar for is under process.
The total budget required for Capacity Building during is Rs Cr.

13. Proposed Capacity Building Plan for 2014-15
No. of persons proposed to be trained during
Rs. in cr.
Level of stakeholder
No. of Training
No. of Beneficiaries trained
Subject of Training program
Name of Training Institute
Proposed Expenditure
SLNA level 12 30
Planning of water shed Project, Project appraisal skill , GIS based web Monitoring & Evaluation, Livelihood and PSME Planning, and monitoring .
MANAGE,CAZARI,NIRD,IIRS, NRAC, ICRISET, NABARD
0.20
District level
 280
1700
Refresher on paradigm of IWMP, Awareness generation technique, Basic principle of DPR Preparation, NRM, convergence with diff. deptt. Programme, Participatory planning process tools and its applications, SHG-federation formation and Bank linkages.
NIRD, MANAGE, ICRISET, IIRS, IGFRI, SIRD, RIRD, State Agriculture universities , NRCAF, BHU, IVRI, NABARD
14.00
WDT level
 375
1500
Participatory planning process tools and its applications, NRM, Community mobilization technique, LA, PS & ME, Benefit sharing, Gender equity issue , WC,UG/SHG- federation formation, etc.
WALMI, DIRD, RIRD, NABARD, NIRD, IVRI, SIMA, BHU, etc.
11.25
WC level (Village)
 11000
780000
NRM, Community motivation and mobilization, Livelihood , PS & ME, Basics of records and financial mgt, Benefit sharing, , Revolving fund utilization ,WDF mgt. Gender equity issue , WC,UG/SHG- federation formation, Trade wise skill based training- Food processing etc.
Polytechnic, ITI, U.P.L.D.W.R.- Belikala, WALMI, DIRD, Horticulture, Animal Husbandry, Food processing, deptt. RIRD, NABARD, Khadi Gramodyog , Udyamita vikash Sansthan etc.
46.80
Exposer Visit [ All Level ] / IEC Material / seminar / Workshop
9.75
Total
11667
783230
82.00

14. IMPLEMENTATION STRATEGY FOR PROJECTS PROPOSED FOR 2014-15
Area allocated for (lakh ha.)
 320000 2
No. of Projects
 64 3
No. of Districts
 45 4
Timeline for completing the initial capacity building
 March 5
Timeline for completion of DPRs 6
Completion of EPW 7
Completion of WCs
 Aug 8
Training of WCs
 March  

15. IWMP-Financial Targets for 2014-15
Name of the State:- UTTAR PRADESH 
[Rs. in cr.] 
Sr.No.
Components
Fund Released up to previous year ( )
Expenditure up to previous year ( )
Unspent Balance as on ( )
Annual Target for
Total ( )
Actual Requirement of grant
Ist Quarter
IInd Quarter
IIIrd Quarter
IVth Quarter 1 2 3 4 5 7 8 9 10 11 12
Administrative Cost
58.48
41.57
16.91
14.36
19.34
32.95
32.94
99.59
82.68
Monitoring
4.23
1.97
2.26
2.66
2.40
2.45
9.96
7.70
Evaluation
5.11
2.16
2.95
2.00
2.60
4.62
12.17
9.22
Entry Point Activity (EPA)
116.12
96.60
19.52
18.70
9.07
9.10
45.97
26.45
Institution & Capacity Building
57.12
32.41
24.71
20.00
14.13
27.66
22.57
84.36
59.65 6
Detailed Project Report (DPR)
29.02
21.46
7.56
7.57
2.12
2.25
14.19
6.63
NRM Work (Total)
262.69
226.63
36.06
154.00
91.77
100.95
121.15
467.87
431.81
Livelihood for the asset-less persons
32.44
17.06
15.38
9.19
30.14
27.30
85.33
69.95
Production System &Micro-enterprises
17.67
14.77
8.74
15.78
39.01
21.20
84.72
Consolidation Phase
0.00
Total:-
597.65
457.53
140.12
237.22
175.90
247.46
243.58
904.16
764.04

16. Status of Evaluation of Preparatory Phase of IWMP
Sl.No.
Items
For Projects sanctioned in
For Projects sanctioned in 1
Status of empanelment of Evaluating Agencies
Evaluating Agencies are empanelled
Only 6% fund released sofar. Evaluation begins after receiving 20% funds and its 60% utilization. 2
Status of Evaluation of Preparatory Phase (completed/ on-going/ not done)
completed -- 3
If evaluation not done then timeline for completion.
--  4
If completed then status of submission of Evaluation Report along with ATR to DoLR. (Submitted/ not Submitted)
Submitted
out of 183 Projects evaluation report , executive summary along with ATR of 170 Projects were submitted. Rest 13 Projects evaluation reports are received in SLNA. 5
If not submitted, then time line for submission of evaluation report along with ATR
 --
Remaining 13 Projects executive summery along with ATR will be submitted before
March

17. Status of Evaluation of Works Phase of IWMP
S. No.
Items
For Projects Sanctioned in
For Projects Sanctioned in 1
Status of empanelment of Evaluating Agencies
Evaluating Agencies are not empanelled 2
Status of Evaluation of work Phase
( completed/on-going/not done)
Not done 3
If Evaluation not done then timeline for completion.
 March, 2015
 June, 2015 4
If completed then status of submission of Evaluation report along with ATR to DoLR (Submitted/not submitted)
 N/A
  N/A 5
If not Submitted, then time line for report submission along with ATR
 September, 2015

18. Status of engagement of Agencies for Concurrent Monitoring and Evaluation of IWMP
S. No.
Items
Remarks  1
Date of Advertisement
 Under Process 2
Status of selection of Agencies 3
If not done then timeline for completion.
 June -2014 4
If completed then status of submission of Report along with ATR to DoLR. ( Submitted/not submitted)
 -- 5
If not Submitted, then time line report submission along with ATR