1. Thierry Devars, EC/DG RTD thierry.devars@ec.europa.eu EaP NCPs training Kiev, 16-17/03/2016

2. 2007-2013 FP7 SP cooperation Participant Country Name ENERGYENVHEALTHICTKBBENMPSECSPASSHTPT Grand Total Armenia 12513 2 14 Azerbaijan 421411 Belarus 3101414225 Georgia 453434124 Moldova116411317 Ukraine924881620310919126 Grand Total1034243224303112425217

3. Issues - Need to further increase application/ success rate - Low industry (and SMEs in particular) participation - Lack of coherence between identified potential and actual thematic participation : need for more strategic and focused approach and promotion activities Cooperation based on mutual interests: mapping strategies and strengths in Horizon 2020

4. - Research and Innovation Panel implemented through the EaP Platform 4 "Contacts between People" + launch of a bi-regional policy dialogue gathering officials and experts from EU Member States and the 6 EaP countries + co-ownership, mutual interests + definition/implementation of a regional cooperation roadmap + 3 Panel meetings 13/11/2013; 21/05/2014; 26/03/2015 + Next panel meeting 21/06/2015

5. EaP R&I Panel: joint roadmap - 3 priority challenges for collaborative R&I activities: health; energy; climate/environment + particular focus on ICT and nanotechnologies - 4 cross-cutting priorities to improve framework conditions for cooperation: -Sharing best practices on R&I management +regional evaluation platform -Technical assistance/training to improve national R&I systems -Mobility of researchers + research infrastructures (regional network of Centres of Excellence) -Promoting EaP participation in EU clusters and technology platforms, PPPs

6. Strategic approach: BILAT/INCONET -Bilateral level: BILAT + promotion of bilateral cooperation with Ukraine (S&T Agreement) + supports Joint S&T Cooperation Committee + 4 joint priorities : new materials, biotechnology, health, transport (aeronautics) + support to recent association to H2020 - Regional level: INCONET EaP + reference coordination platform for mobilizing stakeholders on the ground (e.g. H2020 opportunities) + specific focus on energy, climate change, health + synergies (Black Sea, Danube, Central Asia..) + direct support to the Panel implementation

8. Energy efficiency and renewable energy sources Security Agri-food & Forest and wood R2I-EAST Cluster

9. HORIZON 2020 W ORK PROGRAMME 2016-17 DG Research and Innovation

10. Horizon 2020 implementation Statistics – Snapshot Nearly 38,000 (full) eligible proposals requesting a total of € 70.8 billion of EU contribution of which over 4,800 retained for funding Over 11,000 evaluators contracted More than 4,300 grant agreements signed with € 7.4 billion EU contribution 8 months time-to-grant met in 93% of cases, excluding ERC grants, which are not bound by this target Average success rate around 14%

11. Key features of Work Programme (2016-17) Total budget over €16 bn. over two years. Two years duration This package is Work Programme for Research and Innovation and Euratom European Research Council (ERC) Work Programme already adopted on 28 July 2015 Calls published on 13 October 11

12. Content of Work Programme (2016-17) 63 calls for proposals and 588 topics (the basic entity against which an R&I proposal is submitted) Other actions includes public procurement, prizes… Developed after extensive consultation process with experts, stakeholder communities and Member States Covers all areas of Research and Innovation and the full innovation cycle 12

13. Work Programme highlights Strong alignment with Commission's 10 new policy areas, notably contribution to Jobs, Growth and Investment Package to strengthen Europe’s global competitiveness, create new and sustainable jobs and promote growth Strongly cross-cutting calls e.g. Internet of Things; Smart and Sustainable Cities; Industry 2020 in the Circular Economy ; 13

14. What's new - improvements from 1st Work Programmes Incorporates improvements based on lessons learned, such as clearer topic descriptions, incl. sharper impact statements; new rules for two stage calls ensuring better success rates in stage two (i.e. dynamic threshold taking into account budget available); reinforcing broad approach to innovation incl. social and user innovation; reinforced integration of social sciences and humanities aspects; better targeting of potential international cooperation; high standards for feedback to applicants. 14

15. SME Work programmes will continue to provide strong support to SMEs target to spend 20% of the budget of the Industrial and Societal Challenges parts of the programme on SMEs – around €2bn over 2016-17 over €740m ringfenced in SME only instrument in Work Programme 15

16. Prizes Inducement prizes bring forward breakthrough ideas in radical and uncertain areas. Recognition prizes award excellence and promote follow-on 12 inducement prizes (over €30 m in total); three in 2016 (transport; health) 4 recognition prizes (over € 3m in total); two in 2016 (Reflective societies; Euratom) 16

17. Participant portal 17 Powerful search engine supported by flags and metadata http://ec.europa.eu/research/par ticipants/portal/desktop/en/home.html

18. Next steps - Simplification Further simplification in the context of the Commission agenda for Better Regulation Building on H2020 simplifications (single set of participation rules; simplified funding rates; time-to- grant of 8 months…;) Feedback exercises in 2 nd semester 2015: o Online survey of applicants to 2014-15 calls taking stock of their experiences with rules, processes and systems etc. o Workshops with national research and innovation funders for identifying and exchanging best practice 18

19. Next steps - evaluation Addressing all aspects of programme implementation including instruments, results and impacts: Ex post evaluation of FP7 - early 2016 Interim evaluation of Horizon 2020 - end of 2017 Ideas for next programming period 19

20. For further information Participant Portal http://ec.europa.eu/research/participants/portal/desktop/en/home.html Helpdesk http://ec.europa.eu/research/enquiries Expert evaluators needed! http://ec.europa.eu/research/participants/portal/desktop/en/expert s/index.html Learn more about Horizon 2020 http://ec.europa.eu/horizon2020 H2020 country profiles with participation and R&I situation, success stories etc.: http://ec.europa.eu/research/horizon2020/index_en.cfm?pg=count ry-profiles Thank you for your attention! 20

21. FULL ACCESS TO ALL H2020 FUNDED ACTIVITIES (SAME CONDITIONS AS EU MSs), including now parts only limited to EU MS and ACs, e.g. ERC grants, SME instrument, Access to risk finance, capacity-building instruments,.. + PARTICIPATION TO THE PROGRAMME GOVERNANCE STRUCTURE (14 PROGRAMME COMMITTEES + JRC Board of Governors) + PARTICIPATION TO EUROPEAN RESEARCH AREA (ERA) STRATEGIC GROUPS (ERA COMMITTEE; EUROPEAN STRATEGIC FORUM ON RESEARCH INFRASTRUCTURES; STRATEGIC FORUM on INTERNATIONAL COOPERATION) + PARTICIPATION TO EURAXESS (Researchers Mobility) ASSOCIATION TO H2020 =

22. INTEGRATION OF UKRAINIAN NCPs in ALL (22) EU NCP NETWORKS, COORDINATION ACTIVITIES and TRAININGS + POSSIBLE PARTICIPATION TO P2B, P2P INITIATIVES: JOINT PROGRAMMING INITIATIVES, JOINT TECHNOLOGY INTIATIVES, EUROPEAN INNOVATION PARTNERSHIPS + INTEGRATION OF UKRAINIAN INDUSTRY/ S&T COMMUNITY IN RELEVANT EU STRATEGIC NETWORKS (e.g. TECHNOLOGY PLATFORMS, KICs) ASSOCIATION TO H2020 = IMPLEMENTATION= (VERY) COMPETITIVE CALLS FOR PROPOSALS No guarantee of « fair return » !!

23. ASSOCIATION= FULL ACCESS TO ALL ACTIVITIES

24. WIDENING PARTICIPATION through H2020 "Spreading Excellence and Widening Participation" (WIDESPREAD): New set of measures in Horizon 2020 under the separate specific objective "Spreading Excellence and Widening Participation" (WIDESPREAD): -Teaming for Excellence (CoEs) -Twinning (institutional networking) -ERA Chairs (bringing excellence to institutions) -NCPs (information, communication, support) - Policy Support Facility (support for R&I Policy design) Total budget 816M€ 24 Calls for Proposals

25. CountryMainlisted participations EC funding AR10848.520 AZ5158.731 BL202.824.175 GE15645.737 MD151.172.961 UA607.018.200 H2020 participation

27. HORIZON 2020 Get involved! Find out more: www.ec.europa/research/horizon2020