1. Program (05-06)# of SA/ProspectBylawsPenalty VolleyballOne Prospect13.1.1.1 Contactable Prospect; 13.1.7.2 Practice or Competition Site Not eligible to attend NAU Track and FieldSix S-A’s14.3.5.1.1 Participation prior to certification; 14.3.5.1.2 Non-recruited SA 1 SA missed 11 practices; the others missed one P FootballOne S-A14.5.4.3 Status of as Qualifier or nonqualifier SA repays $1900; Misses 11 S&C W/O’s; Serves yr. of residency Men’s and Women’s Basketball Two S-A’s12.5.2.2 Use of S-A’s name without permission Cease and Desist to Company FootballOne S-A3.2.4.3 certification of eligibility; 14.01.1; 14.10.1; 14.11.1 Coach suspended 1G (waiver granted); $500 fine; SA suspended 1G Men’s BasketballSeventeen S-A’s17.5.2.2 Prohibited activities (f); 17.5.6 out of season ARA Loss of two practice opportunities Women’s TrackOne S-A16.8.1.2 competition while representing institution; 14.1.8.2 S-A loses eligibility in NCAA

2. Program (06-07)# of SA/ProspectBylawsPenalty Women’s TennisNine S-A’s13.6.7.5.1 Eligibility Ramifications Ineligible until repayment of $2.22 each Women’s TennisOne S-A13.1.3.1 Time period for telephone calls Coach unable to make 9 phone calls consecutively to prospect Men’s BasketballOne S-A14.5.4.3 Status of as Qualifier or nonqualifier Loss of eligibility at any NCAA institution. Left NAU. Women’s BasketballOne S-A3.2.4.3 certification of eligibility; 14.01.1; 14.10.1; 14.11.1 Coach suspended 1G ; $500 fine; SA suspended 1G Men’s BasketballOne S-A15.2.8.1.3 Summer FA prior to full time enrollment Repayment of $385 to become eligible Women’s TrackOne S-A; One prospect19.5.1 Penalties for secondary violations; 32.4; 13.2.1; 16.11.2.1; 13.11.1 Prospect loses eligibility in NCAA; S-A repay $5 to charity

3. Program (06-07)# of SA/ProspectBylawsPenalty Women’s Track and FieldOne S-A, one Host13.6.6.1; 13.6.6.5aProspect required to payback $3.78 for magazine to be reinstated as eligible for NAU Women’s Swimming and Diving; Men’s and Women’s Track and Field Three S-A’s15.01.6; 15.1: Max. Limit on Financial Aid- Individual Ineligible for competition until repayment is made All SportsNone13.3.2.2All Head Coaches issued a letter of admonishment; Incoming PSA given information All SportsFifty Five S-A’s15.01.5 Impermissible benefits (SAF), 16.12.2 Student athletes in Financial Need Repayment of over-award to reinstate eligibility Women’s VolleyballThree S-A’s16.02.3 Extra benefit; 16.11.2.1 General Rule S-A’s required to repay impermissible benefits; Booster notified on violation and bylaws regarding extra benefits

4. Program (07-08)# of SA/ProspectBylawsPenalty Eligibility Certification Committee; FB Five S-A’s12.1.1 Validity of Amateur Status; 12.1.1.1.3 Eligibility for Practice or Competition; 12.1.1.1.3.1 Temporary Certification Athletes must sit a one for two practices after cleared from CH Amateurism; No games missed Eligibility Certification Committee; FB Three S-A’s12.1.1 Validity of Amateur Status; 12.1.1.1.3 Eligibility for Practice or Competition; 12.1.1.1.3.1 Temporary Certification Athletes missed 60 practices and two competitions; institution fined $1000. Women’s BBSix S-A’s16.02.3 extra benefit; 16.11.2.1 general rule Repayment of extra- benefits ($30/person) for competition eligibility to be reinstated; occasional meal requests put in policy manual. Women’s BasketballOne S-A15.01.6; 15.1: Max. Limit on Financial Aid- Individual Athlete required to repay amount of over-award; letter of admonishment to entity on campus

5. Program (07-08)# of SA/ProspectBylawsPenalty Volleyball113.9.1 NCAA EC registration and IRL Student-athlete was declared ineligible until reinstated by the NCAA. Changed NLI form. Women’s Basketball112.5.1.1 Institutional, charitable, education, or non-profit promotions Student-athlete had to miss one hour of practice. MBB316.02.3 Extra Benefit, 16.11.2.1 General Rule Student-athlete had to pay the amount of the ticket ($8) to a charity of their choice. Track & Field113.3.5.1 Institutional Obligation Education; a financial aid timeline committee was created. WBB013.1.2.1 Permissible Recruiters; 11.7.1.2 Recruiting Coordinator Functions Education; letter of admonishment to head coach MBB115.5.4.1 MBB Limitations (pending) MBB will lose one scholarship for one academic year (pending) Golf416.02.3 Extra Benefit, 16.11.2.1 General Rule, 17.12.6.1 Summer Practice Student-athletes had to pay back greens fees to charity of their choice, Student- athletes had to miss practice opportunities.

6. Program (08-09)# of SA/ProspectBylawsPenalty Not SpecifiedOne18.4.1.5- Ineligible for use of banned drugs; 18.4.1.5.1-Duration of Ineligibility Loss of one year of competition; cannot be reinstated until one calendar year has elapsed and passes follow up drug test FootballOne14.1.8.1.1-Practice prior to initial enrollment; 16.11.2.1-Extra Benefit S-A missed three practice opportunities after reinstated; Repay $118 to charity Men’s BasketballTwelve14.1.3.1-Content & Purpose; 14.1.4-Drug Testing Consent; 14.1.4.1- Content & Purpose S-A’s missed 2 practice opportunities; Head Coach issued a letter of admonishment; Legislation was reviewed with all staff WBB1 13.1.3.1 Time Period for Telephone Calls -- General Rule.Time Period for Telephone Calls -- General Rule. Coach will miss two opportunities to call the prospect, once the calls are permissible