1. Bureau of Workers’ Compensation Introduction to Pennsylvania Electronic Data Interchange (EDI)

2. Speaker Introduction Tammy Laughman, manager EDI Unit – Claims Management Division Bureau of Workers’ Compensation Email: RA-CMDEDI@pa.govRA-CMDEDI@pa.gov

3. 12/1/12 9/9/2013 1/1/132/1/133/1/134/1/135/1/136/1/137/1/138/1/13 12/17/12-2/28/13 Trading partners submit trading partner agreements 3/1/13 - 8/8/13 Transaction partners test with their trading partners 3/1/13 - 8/8/13 WCAIS application testing with direct-filing trading partners 3/20/13 Republish EDI Implementation Guide 3/1/13 - 8/8/13 WCAIS application testing with transaction partners 9/9/13 WCAIS Release 2 and EDI Release 3 Go-live PA EDI Implementation Timeline

4. The Bureau of Workers’ Compensation (BWC) is implementing the IAIABC Release 3 EDI Claims Standard for BOTH First Report of Injury (FROI) and Subsequent Report of Injury (SROI) claim filings. Implementation date is Sept. 9, 2013. Implementation Information

5. EDI = Electronic Data Interchange EDI is a structured transmission of data between organizations by electronic means. It is computer-system to computer-system communication with no human intervention. EDI for claims is an electronic way of sending workers’ compensation claim information, which is currently being sent by paper, to BWC. It will be used to report all claim events. EDI increases quality and timeliness. General EDI Information

6. An entity that has entered into an agreement with another entity to exchange data electronically. It can be an insurance company, TPA or self- insured employer. Trading partners will determine the channel they choose to submit their data. What is a Trading Partner?

7. Select a transaction partner that they will partner with to submit FROI and SROI EDI transactions, or File directly with BWC, or Use the Web portal which will also be available for submission of data. This method requires manual data entry, but will most likely be the preferred option for small insurers or self-insurers who have a small volume of yearly transactions. Trading Partners must:

8. Submission to BWC Flat files from direct-filing trading partner Flat files from transaction partners BWC's EDI claims Web portal Trading Partners will transmit data to BWC using one of the following channels. The same information will be required for all types of transmissions. Submission Options

9. An organization that has met BWC’s requirements to accept EDI claim transactions from trading partners. Transaction partners provide services to submit EDI transactions to jurisdictions. Trading partners should choose a transaction partner that best suits their needs, if they choose to utilize one. What is a Transaction Partner?

10. EBIX Inc HealthTech Inc. Insurance Services Office Inc. Mitchell Workers’ Compensation Solutions (WCS) Contact information is on the Labor & Industry website at www.dli.state.pa.us; click the Bureau of Workers’ Compensation icon at the bottom right corner of the page, and then click “WCAIS” on the left navigation bar. Approved EDI Transaction Partners

11. Trading partner agreements are available on the Labor & Industry website and must be submitted to BWC. Go to www.dli.state.pa.us; click the Bureau of Workers’ Compensation icon at the bottom right corner of the page, and then “WCAIS” on the left navigation bar. BWC requires new documents be filed for every trading partner so the most current information is on file. Fax your trading partner agreements and corresponding documents to: 717-783-6365. Trading Partner Agreements

12. A trading partner can submit EDI Release 3 FROI/SROI transactions by placing their files directly at the Department of Labor & Industry’s SFTP location. Direct filers must fulfill the direct filer’s criteria and complete all testing requirements successfully. EDI Direct-Filing Trading Partners

13. At this time, any requests to add EDI transaction partners or direct file/trading partners to the Pennsylvania EDI transaction partner or direct file/trading partners lists received after March 10, 2013, will not be processed until after the "go- live" date for the WCAIS project, Sept. 9, 2013. This is because testing for EDI transaction partners and direct file/trading partners is currently in progress. EDI Direct-Filing Trading Partners - continued

14. Trading partners can submit FROI/SROI transactions directly to BWC by using the WCAIS EDI claims Web portal. It will have data entry screens which allow trading partners to enter information that would otherwise be required to be submitted using one of the approved transaction partners or by filing directly. The data elements captured through the Web portal screens will correspond to IAIABC EDI Release 3 claims data elements. EDI Claims Web Portal

15. Trading partners using the Web portal to submit the EDI transactions will not receive acknowledgements. Instead, they will receive an onscreen confirmation. Trading partner documents are NOT required to be sent to BWC if you choose to use the EDI claims Web portal. These documents identify the transaction partner a trading partner will be using to submit their EDI transactions and Web portal users will not be doing this. EDI Claims Web Portal - continued

16. Claim Event – an incident that requires you to report information to BWC. First Report of Injury (FROI) – may contain information on claim administrator, employee, employer and accident information. Subsequent Report of Injury (SROI) – may contain information on indemnity payments, non-indemnity payments, reason(s) why claim is not being paid, changes, reoccurrences, modifications and suspensions. EDI Reporting – FROI’s & SROI’s

17. FROI-00 Original Report FROI-01 Cancel Report FROI-02 Change FROI-04 Denial SROI-IP Initial Payment SROI-S1 Suspension SROI-RB Reinstatement MTCs describe the type of FROI or SROI being submitted. Used to report claim events. Example of MTCs: *Note – For a listing of all accepted PA MTCs, see the PA EDI Claims Implementation Guide and/or the FROI/SROI event tables. Maintenance Type Codes (MTC)

18. Source: IAIABC Claim Lifecycle

19. Employee data Employer data Insurer data Claim administrator data Injury data Accident data Claim data Wage data Benefit data Payment data Suspension data Return-to-work data FROI/SROI Data Obtained

20. Claim administrators should always submit the most current data on each MTC. Data may be removed in BWC’s system if a space is sent on the MTC where data had previously been sent. The cut-off time for processing files will be 11:59 PM Eastern Time. All files located in the “IN” directory will be processed by BWC. Data that arrives after this cut-off time will be processed with the next day’s files. Reporting Data

21. EDI Reporting requirements are defined on the following tables: Element Requirements Table Edit Matrix Event Table 1.Required report(s) 2. Data needed on the report(s) 3. Applied editing EDI Claims Tables

22. The events to report What triggers the transaction When the transaction is due The paper forms that must be sent, and to which parties Event Table Event Table tells you:

23. The information required in a transaction by data element and report type. The requirement codes, which are: M – Mandatory MC – Mandatory/conditional IA – If applicable/available N/A – Not applicable F – Fatal FY – Fatal yes change X – Exclude Y – Change allowed N – No change Element Requirements Table Element Requirements Table tells you:

24. The specific edits applied to reports to determine acceptability by BWC and the standard error messages for those edits when the data is not acceptable. The proper sequence of submissions, acceptable code values, data used for matching to existing claims and error messages associated with these edits. Edit Matrix Edit Matrix Table contains:

25. Provides technical information, procedures and explanations to help claim administrators prepare and navigate future EDI processes. The guide and EDI tables are available on our website at: http://www.portal.state.pa.us/portal/server.pt? open=514&objID=1183869&mode=2 PA EDI Claims Implementation Guide

26. The acknowledgement record is a transaction returned by the jurisdiction as a result of an EDI report sent. It contains enough data elements to identify the original report sent and communicates any technical business issues found. Transactions are either accepted or rejected: TA – Transaction accepted – no errors. TR – Transaction rejected – errors were found and the transaction was NOT accepted. HD – Batch rejected Acknowledgment Record

27. Submitter is responsible for reviewing all acknowledgement files. Rejected transactions must be analyzed so the appropriate data can be sent in the next file. Even accepted transactions must be reviewed to retrieve the appropriate jurisdiction claim number (JCN), which must be used on subsequent transactions. Acknowledgment Record, continued

28. Report is submitted to BWC through one of the three options available to trading partners. BWC identifies the report as either new or duplicate. BWC runs technical and business edit checks on the report. BWC accepts or rejects the report (TA or TR). BWC sends an acknowledgment of the report(s) status back to the sender (Web portal user will instead receive an on-screen confirmation). EDI Reporting Overview

29. The First Report of Injury transaction is required to be electronically filed within seven days of the alleged injury. A transaction to accept or deny a claim must be submitted to BWC no later than 21 days after the employer has notice or knowledge of a claimant’s disability. Statutory Requirements

30. If benefits are being paid under temporary compensation, a transaction to deny the claim must be received within 90 days of the disability begin date or the claim becomes compensable. * For specific statutory requirements, refer to Section 2.5, Information and Data Reporting, of the PA EDI Claims Implementation Guide. Statutory Requirements, continued

31. EDI eliminates most paper reporting to BWC. There are exceptions as required by Pennsylvania law: Statement of Wages, Notices of Temporary Compensation Payable, Notices of Compensation Payable, Notices of Workers’ Compensation Denial, Agreements, Stopping Notices and Notices of Suspension or Modification must be filed with BWC. *For specific form requirements, refer to Section 2.2, BWC Forms Required, of the PA EDI Claims Implementation Guide. Paper Forms

32. Paper forms, either the existing BWC form or the FROI (LIBC- 90) or SROI (LIBC-91) template, MUST be sent to the claimant for ALL transactions. Written notice to the employee has not changed due to EDI and is still required. The LIBC-91 cannot be used in place of the Notice of Compensation Payable (LIBC-495), Notice of Workers’ Compensation Denial (LIBC-496) or the Notice of Temporary Compensation Payable (LIBC-501). These forms can be submitted to BWC by electronic batch, attaching the form to the individual claim or by mail. Paper forms will not be coupled with EDI transactions. Paper forms should be submitted to BWC as close to the EDI transaction date as possible, preferably the same day. Paper Forms, continued

33. Business staff and IT staff should work together to determine if you are going to file directly, use a transaction partner, or use the PA Web portal. Understand the EDI reporting requirements and verify that you collect this data. Note: Web data entry application has same edits as flat file. Review and prepare for testing and implementation. Complete trading partners agreements and corresponding documents. Next Steps for Trading Partners

34. If you haven’t already done so, go to our PA EDI Claims Implementation Guide Web page: http://www.portal.state.pa.us/portal/server.pt ?open=514&objID=1183869&mode=2 http://www.portal.state.pa.us/portal/server.pt ?open=514&objID=1183869&mode=2 Our Implementation Guide, claims EDI tables and trading partner forms are all available on this Web page. Next Steps for Trading Partners, continued

35. There will be a three-week transition window, from Aug. 17 to Sept. 8, 2013, for migrating from paper forms and EDI Release 1 FROI’s to EDI Release 3 FROI and SROI’s. BWC will continue to accept time-sensitive Subsequent Reports of Injury (SROI)paper forms until Sept. 8, 2013. All documents received during this period will be date stamped to preserve the filing date. Forms sent during this transition period might not be processed by BWC until after our go-live date, Sept. 9, 2013, which may result in delays in viewing claim updates. EDI Release 3 Migration

36. Release 1 FROI’s will be sent until Aug. 29, 2013. Claim administrators are requested to delay submission of FROI’s for new claims from Aug. 30 to Sept. 9, 2013 and then submit Release 3 FROI’s after go-live. The first EDI transaction after go-live, Sept. 9, 2013, must either be a Release 3 FROI, for new claims, or a SROI UR transaction for legacy claims. EDI Release 3 Migration, continued

37. Beginning Sept. 9, 2013, claim administrators must send BWC a single SROI UR transaction, as their first transaction, for all open legacy BWC claims. SROI UR transactions must be filed one time as a catch up to baseline the claim. These transactions may also include the next transaction that otherwise would have been filed. BWC recommends that these SROI UR transactions be submitted in a single file. The purpose of the SROI UR transaction will be to set the claim status and reduce potential inconsistencies in the claims data between BWC and claim administrators. SROI UR Transaction

38. 8/17/13 Start of transition period 8/17/13 - 8/29/13 Claim administrators continue FROI submissions 8/29/13 - 9/8/13 WCAIS application conversion/Legacy system shut down 8/17/13 - 9/8/13 Claim administrators BWC LIBC form submission 9/9/13 WCAIS Release 2 Go-live 9/9/13 – Claim Administrators must submit a Release 3 FROI or SROI UR “catch up” transaction for ALL open claims PA EDI Migration Timeline

39. Basic training: June 5, 2013, 9 a.m. and repeated at 1 p.m. – This training will provide an overview of EDI Release 3 and basic information on filing options, claims reporting, EDI tables, requirements and EDI reporting. FROI training: June 18, 2013, 9 a.m. and repeated at 1 p.m. – This training will provide FROI specific information which includes MTCs, tables information, changes from EDI Release 1 to EDI Release 3, requirements and acknowledgments. EDI Webinars

40. SROI training: July 11, 2013, 9 a.m. and repeated at 1 p.m. – This training will provide SROI specific information including MTCs, tables information, changes from EDI Release 1 to EDI Release 3, requirements and acknowledgments. Web portal training: July 18, 2013, 9 a.m. and repeated at 1 p.m. – An overview of the EDI claims Web portal that will be available in WCAIS. EDI Webinars, continued

41. Fax your trading partner agreements and corresponding documents to: 717-783-6365. Send questions regarding EDI Release 3 to: RA-CMDEDI@pa.gov RA-CMDEDI@pa.gov For further information regarding EDI Release 3 and the PA EDI Claims Implementation Guide: http://www.dli.state.pa.us/wcais. http://www.dli.state.pa.us/wcais For information about IAIABC EDI Claims Release 3 implementation: www.iaiabc.org.www.iaiabc.org Resources

42. Questions/Comments Contact us at: RA-CMDEDI@pa.govRA-CMDEDI@pa.gov.