Regional Policy Major Projects in Cohesion Policy Major Projects Team, Unit G.1 Smart and Sustainable Growth Competence Centre, DG Regional and Urban Policy.

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Presentation transcript:

Regional Policy Major Projects in Cohesion Policy Major Projects Team, Unit G.1 Smart and Sustainable Growth Competence Centre, DG Regional and Urban Policy 1

Regional Policy Major projects about 1000 major projects foreseen 950 submitted to the EC 794 approved 46 projects still to be submitted 2

Regional Policy Major projects in the Operational Programmes

Regional Policy Europe 2020 inclusive sustainable smart Thematic objectives 1.Research and innovation 2.Information and Communication Technologies 3.Competitiveness of Small and Medium-Sized Enterprises (SME) 4.Shift to a low-carbon economy 5.Climate change adaptation and risk management and prevention 6.Environmental protection and resource efficiency 7.Sustainable transport and disposal of congestion on major network infrastructure 8.Employment and support for labour mobility 9.Social inclusion and poverty reduction 10. Education, skills and lifelong learning 11. Increased institutional capacity and effectiveness of public administration 4

Regional Policy Result orientation; Major projects need to deliver significant contribution to results that the priorities of EU programmes aim to achieve; Ex-ante conditionalities; Projects should follow Strategy; not that Strategy follows projects; Concentration; Scope of major projects need to be concentrated on the best "value for money"; Integrated programming; Effects of major projects may be dependent on the links with other projects and legislative framework; 5

Regional Policy Major projects in the Operational Programme : they have to be in line with the intervention logic 6 Thematic objectiveInvestment priority Specific objective(s) (results) Actions (outputs) Key principles for selecting operations Major projects

Regional Policy ex.cfm/en/atlas/programmes/ 7

Regional Policy MP - Legal Base – core articles RegulationArticles Common Provisions Regulation (Reg 1303/2013) Article Major Projects Definition, specific documentation, decision of a major project Articles 58 Role of the EIB Article 96 Relation OPs-MPs 8

Regional Policy (a)the body to be responsible for implementation of the major project, and its capacity; (b)a description of investment and its location; (c)total cost and total eligible cost, taking account of the requirements set out in Article 61 (d)feasibility studies carried out, including the options analysis, and the results; (e)a cost-benefit analysis, including an economic and a financial analysis, and a risk assessment; 9 Article 101 Information necessary for the approval of major projects 1/3

Regional Policy (f)an analysis of the environmental impact, taking into account climate change adaptation and mitigation needs, and disaster resilience; (g)the consistency with the relevant priority axes of the operational programme or operational programmes concerned, and its expected contribution to achieving the specific objectives of those priority axes and the expected contribution to socio-economic development; 10 Article 101 Information necessary for the approval of major projects 2/3

Regional Policy (h)the financing plan showing the total planned financial resources and the planned support from the Funds, the EIB, and all other sources of financing, together with physical and financial indicators for monitoring progress, taking account of the identified risks; (i)the timetable for implementing the major project and, where the implementation period is expected to be longer than the programming period, the phases for which support from the Funds is requested during the 2014 to 2020 programming period. 11 Article 101 Information necessary for the approval of major projects 3/3

Regional Policy Additional requirements for Legislative:  The Commission Delegated act no 480/2014 on the methodology for Independent Quality Review / the revenue- generating projects  Implementing Act on notification form - Commission Implementing Regulation (EU) No 1011/2014 of 22 September 2014 (OJ L 286, , p. 1)  Implementing Act on application form and CBA - Commission Implementing Regulation (EU) 2015/207 of 20 January 2015 laying down detailed rules implementing Regulation (EU) No 1303/

Regional Policy Additional requirements for Non-Legislative:  CBA guide rmation/legislation/implementing-acts/ rmation/legislation/implementing-acts/ 13

Regional Policy Key differences between and

Regional Policy Key changes in MP  Compulsory list of major projects in the OPs;  Stronger role of independent experts;  Fewer major projects: the thresholds are higher and based on total eligible cost;  Stronger focus on realisation of major projects: all decisions are conditional;  Simplified rules for CBA and grant calculations: "flat rates", updated CBA aiming at simplification while keeping essentials;  Certification of expenditure possible when the project is submitted to the Commission. 15

Regional Policy Key differences (1/4) Item ThresholdEUR 50 million for all projects (total cost) EUR 50 million (general rule) EUR 75 million transport (for both based on total eligible cost) List of MPs in OPs IndicativeCompulsory and Comprehensive Approval of MP AF submission to the European Commission Appraisal by the Commission Two possibilities: 1.Notification: with ex-ante involvement of independent external experts 2.AF based submission to the EC – as in the programming period 16

Regional Policy Key differences (2/4) Item Payment applications Expenditure relating to major projects can be included in payment applications before the project has been approved by a Commission decision This was abandoned when the Regulation was amended. Expenditure relating to major projects may be included in payment applications only: after 1.the notification to the Commission of the major project decision by the Managing Authority, or 2.the submission for approval of the major project application to the Commission. 17

Regional Policy Key differences (3/4) Item Validity of the Commission approval A Commission decision on a major project is valid for the entire programming period The approval by the Commission shall be conditional on the first works contract (or PPP agreement) being concluded … within three years of the date of the approval of the project by the Commission. The deadline could be extended in duly motivated cases by not more than two years. 18

Regional Policy Key differences (4/4) Item Consistency with the EU policies Analysed and verified by the Commission during the appraisal process of a major project Analysed and verified during assessing the fulfilment of the ex-conditionalities plus in case of non-compliance consistency with the agreed action plan will be checked Note: compliance with EU and national law will still be verified (art. 6 of 1303/2014) 19

Regional Policy Info sources programmes_en.pdfhttp://ec.europa.eu/contracts_grants/doc/esif- programmes_en.pdf ng/available-budget/ ng/available-budget/ cts/major/ cts/major/ cts/map/ cts/map/ 20

Regional Policy Thank you for your attention 21