CRM Prep Workshop Part V Facilities, Equipment, Supplies & Technology
CRM Exam – Part V Introduction Summary of areas covered Detailed area-by-area discussion Additional resources
Eight Distinct Areas of Coverage Micrographics Reprographics Imaging Systems Systems Records Creation Data Management Data/Systems Disposition Preservation, Recovery and Destruction Techniques
Micrographics Miniaturized photographic reproductions Different types of cameras, film available Film has different life expectancies based on base, emulsion, proper storage Different form factors available including microfilm, microfiche
Reprographics Reproduction of materials, typically to paper Management of reproductions True copies and convenience copies Cost!
Imaging Systems Conversion of paper and/or film to digital Includes preparation, capture, quality control, and indexing Consists of hardware (scanner, storage device(s)) and software (images, indexes, database)
Systems RM is a business discipline – more than just hardware and software Systems and process analysis Requirements definition Roles and responsibilities Project management Implementation and follow-up
Records Creation Records come in a variety of media and formats Records stored in a variety of systems Records can be classified and indexed manually or using software Metadata and quality controls are vital
Data Management RM must understand how systems are designed and managed Requires some understanding of telecommunications, networking, storage, security, and other IT concepts RM must work with IT to set up appropriate storage methodologies and audit effectiveness of program
Data/Systems Disposition RM can and should influence retention and destruction of electronic information Software available to manage physical and electronic records Difficult to disposition systems effectively
Preservation, Recovery and Destruction Special steps required to keep records for long periods Environmental considerations Issues particular to electronic records Disaster recovery plan must address all records Different destruction techniques available for different formats, media
A Note on Standards Formal standards –Rigorous standards process –XML, ISO 15489, ANSI/ARMA standards Informal standards –Market-driven –PDF, Microsoft Office Why standards?
Micrographics Standards Equipment and supplies Methods and systems Quality controls Storage
Standards Numerous standards available through AIIM, ANSI, NISO, ISO –Filming –Cameras and readers –Jackets and aperture cards –Quality control and inspection for deterioration –Exhaustive list at Film-based Imaging Association:
Equipment and Supplies Cameras –Planetary, rotary, scanner Film technologies –Silver halide, diazo, vesicular Film formats –16mm, 35mm, microfiche –Aperture cards –Jacketed microfilm
Equipment and Supplies Readers –Reader vs. reader/printers –Magnification: full, partial, oversize Indexing and searching –Computer-assisted retrieval (CAR) Computer output to microfiche (COM) Processors and development
Methods and Systems Indexing methods –Blips –Sequential numbering and odometers –Microfiche indexes –Barcodes Size and orientation
Quality Controls If users can’t read the images, they won’t use them! Start with high-quality originals Test for density – D-Min and D-Max Film development process and QC Methylene Blue test (ISO 18917)
Storage Life expectancy (LE) Storage containers Environmental considerations –Light –Temperature –Humidity –Other environmental contaminants
Reprographics Standards Selection Criteria Printers and duplicators Copiers Computerized reprographics
Standards Copier/reprographic equipment Industry guidelines –Acceptable usage –Quality –Reproduction management
Selection Criteria Copying requirements Cost justification analysis Vendor selection criteria –In-house vs. outsource –Reliability vs. price vs. quality
Printers and Duplicators Ink-jet Laser Solid-ink Dye-sublimation Special-purpose/deprecated: –Impact/dot-matrix –Thermal printers –Daisy-wheel
Copiers Personal, convenience, production Copy center Specialty copiers –Blueline –Diazo –Oversize
Computerized Reprographics Phototypesetting Digitizing Multi-function devices –Scan, copy –Fax, , print, send to network location –Lightweight indexing Microfilm scanners
Imaging Systems Standards Selection criteria Media Recording and processing Drives and peripherals Storage devices
Standards Numerous standards for image formats –TIFF, PDF, JPEG, GIF Some standards for media Technology changes rapidly Digital preservation a major issue
Selection Criteria Requirements for system –Imaging, workflow/BPM, document management, content management, etc. Desktop vs. client/server applications Appropriate scanners, formats and storage media based on requirements Records management
Media Optical disks –CD, DVD, magneto-optical, WORM, other –Sizes, speeds, capacities –Write-once vs. rewritable Selecting the right media type
Recording and Processing Scanners –Flatbed, sheet feed, overhead –Simplex vs. duplex, dropout colors –Speeds and ratings Image processing techniques
Recording and Processing Optical recording processes Hybrid systems –Digital archival writers –Aperture card scanning –COLD/ERM
Drives and Peripherals Magnetic vs. optical drives Monitors and image readability –Resolution and refresh rate –Size and flip speed Output options –Fax – –Paper/film
Storage Devices Online vs. near-line vs. offline storage Libraries How to identify storage requirements
Systems Basic concepts Organizing Directing Controlling
Basic Concepts Planning Standards Business rules and workflow Evaluation of vendors Implementation Administration
Organizing Collaboration with IT, business, legal Address customer needs through analysis and requirements definition Identify roles and responsibilities Make the business case for funding
Directing Train users –Different training required by role, experience –Different mechanisms available Documentation –Initial documentation – content and format –Updates to system, processes, roles
Controlling Evaluate system performance Evaluate compliance to policies, procedures, standards Quality control and audits Mechanisms for gathering feedback
System Architecture Assess choices for system components and architecture Identify basic computer components –CPU, desktop peripherals, servers, network Identify hardware and software integration issues –Updates and technology obsolescence –Interoperability
Devices Input devices –Keyboard, mouse, handwriting recognition –Scanner, barcode reader, RFID reader –Scientific/medical devices –Video/audio recorders Metadata requirements and capture techniques
Applications Data sources –Data entry –Capture and extraction –Direct computer-to-computer transfer Common file formats –Standard vs. proprietary –Textual vs. image vs. rich media Metadata
Applications Data quality tools and processes Documenting data collection Managing data over time
Capture Structured vs. unstructured data Data capture Legacy data –Legacy data repositories –Deprecated systems –File shares
Organizing Data Categorization and classification –Classification structures –Records series/file plan Taxonomies Data validation
Data Management System architecture Devices Programs, software, and applications Security/accessibility Data use Data storage
System Architecture Definitions –Telecommunications –Networking and the Internet –Common electronic file formats and applications Key architectural considerations –Scope and scale of system –Centralized vs. decentralized –Deployment models
Personal Devices Desktop computer Laptop Local peripherals Smart phones PDAs
Enterprise Devices Mainframes and minicomputers Servers Networks Enterprise/shared peripherals –Printers –Storage libraries
Programs, Software, and Applications Operating systems Network operating systems Databases Data mining Data warehousing
Programs, Software, and Applications ECM WCM EDMS ERMS BPM /Instant messaging Collaborative tools Recordkeeping considerations
Security/Accessibility Access rights Balancing access rights vs. user needs Computer system threats Computer system defenses Physical security Digital security and integrity
Data Use Distribution –Shared drives –Electronic document rooms –Hard copy Manipulation and processing Search and retrieval –Recall vs. precision –Search techniques and considerations Output
Data Storage Methods of storage –Classes of storage –Primary vs. secondary storage Backup Hot sites Proprietary vs. standard formats Storage vs. working copies
Data/System Disposition Applying the retention schedule Preservation issues Data repositories
Applying the Retention Schedule Apply the retention schedule to all records regardless of format or media –Preservation –Disposition –Vital records Recordkeeping software –Physical records –Electronic records
Preservation Issues Digital preservation issues –Media –Hardware –Software Software maintenance and upgrades System migration Destruction requirements
Data Repositories Data repositories vs. other approaches –Proprietary vs. standard vs. open Native formats vs. standard formats
Preservation, Recovery, and Destruction Preservation Recovery Destruction
Preservation Preservation methods –Electronic and digital considerations Conditions which can damage records Metadata and preservation
Recovery Immediate Short term Long term Disaster recovery planning Recovery procedures –Water –Fire –Smoke/chemicals
Destruction Physical destruction methods –Shredding, recycling, maceration, pulverization, pulping Electronic destruction methods –Media: shredding, recycling, pulverization –Digital: Erasing, overwriting, digital shredding Considerations: cost, environmental, security Electronic records and stub metadata