About Moonstone With more than 10 years of practical experience of regulatory and business support, there is no provider better placed to deliver expert guidance with a one stop service and value for money. We are Uncompromised and Independent and employ the latest technology, processes and solutions to provide an unparalleled level of service. As part of the Moonstone Group, we have the best possible platform and infrastructure to deliver the comprehensive support FSPs need, now and long into the future. Moonstone Intellectual Capital (Pty) Ltd is a subsidiary of Moonstone Information Refinery (Pty) Ltd. About Moonstone Information Refinery (Pty) Ltd: Established in April 2000 in Stellenbosch, Moonstone Information Refinery (Pty) Ltd is an uncompromised independent support network for Financial Service Providers (FSPs). All operations are built around one core principle: the provision of refined information that benefits clients to quickly and easily get to the heart of what is required. Services: As a vastly experienced player in the industry, value is added to your practice by providing essential services to all levels of financial advisors, assisting them to grow their businesses and benefit from improved practice management. The comprehensive compliance service, for instance, also includes assistance with Licensing, Risk Management and Training. Moonstone is also the Regulatory Examination body of choice for the majority of candidates. Our Mission: To deliver unbiased advice and guidance to Financial Advisors to ensure the continued existence of a robust and sustainable financial services environment. Specialties Compliance Services, Licensing, Regulatory Examinations, Information Refining & Training

A Comprehensive Training Solution. Thank you for considering Moonstone Intellectual Capital (MIC) as your potential service provider. MIC is a subsidiary company of Moonstone who is responsible for the training and skills development. From Moonstone’s inception in 2000, we have been setting the industry standard when it comes to delivering SAQA accredited training as well as skills development services to the financial services industry. More than a decade of experience has seen the company position itself as a respected outsourced Training Service Provider, well-known for delivering professional training solutions to its clients on a more personal and hands-on basis than most others. The company’s prestigious standing may be attributed to its unique composition of qualified specialists, offering you access to their vast knowledge of the financial services industry and the training milieu within which it operates. This knowledge base, coupled with the company’s innovative approach to integrating the latest training options, will continue to ensure compliant providers and satisfied clients. We believe that Moonstone is ideally positioned to address you requirements for the following reasons:  Moonstone has a thorough understanding of the training environment within which you operate.  Moonstone utilises the latest training methodologies, and regularly update these in order to keep you aligned with SAQA requirements.  Moonstone boasts an extensive network of experienced Compliance Officers country wide that are able to conduct on-site visits and perform the required monitoring functions as well as your training needs of your practice.  Moonstone specialises in training solutions - this allows us to focus on you, the client, and to adapt to your specific needs.  MIC is supported by legal Compliance experts and competent administrative staff, allowing the team to quickly collate and address your specific need MOONSTONE INTELLECTUAL CAPITAL

 Moonstone maintains a professional relationship with the Regulator, INSETA and other industry bodies. This puts the company in a unique position to promptly communicate important developments to you before they become effective  MIC outsource certain training in which we have not been granted scope to deliver like National Certificate: Wealth Management (SAQA ID 57608/66611 – NQF 5), Higher Certificate: Wealth Management (SAQA ID 83346/66611 – NQF 5) and Advance Certificate in Financial Planning (SAQA ID 83347/66612 – NQF 6). We have service level agreements with other well known Service Providers to deliver these training.Wealth Management (SAQA ID 57608/66611 – NQF 5)Wealth Management (SAQA ID 83346/66611 – NQF 5)(SAQA ID 83347/66612 – NQF 6)

Welcome to Moonstone As an actively trading financial advisor, you will be more than aware of the challenges that you face operating in today’s financial services environment and still maintain to be profitable. Training is the window to your success and this is why you have to plan, budget and set time apart of doing it. Training become very expensive and you have to make the right choice of what to study and with whom to study to achieve your goals. Moonstone is South Africa’s leading uncompromised independent provider of various services to FSP’s, for you as an individual or practice, training needs to adhere to the FAIS act and other applicable legislation. Why Moonstone Intellectual Capital As a company with a reputable standing, MIC takes pride in the value added training services that it provides to its clients. MIC is committed to not only achieve our clients’ desired outcomes but to exceed them and, by doing so, to strengthen our reputation as the outsourced training provider of choice. MIC has over the years become synonymous with quality service that its clients can rely on. Its continued quest for excellence is a product of the company’s values and ethics driven organisational culture. We achieved an outstanding success rate with our training and we believe in the philosophy of stimulating learning rather to transfer knowledge to our learner. The company’s leadership has comprehensive industry knowledge and demonstrated experience in delivering training services to both larger organisations and smaller practices.

Due to our extensive network of support staff, we are able to adapt to ever changing circumstances. Our well-organised infrastructure also allows us to communicate and implement changes to training requirements within a very short period of time. MIC is therefore in a unique position to rapidly direct specialist resources to areas of need. We are well equip in training delivery and will provide you with a complete service to analyse, evaluate and implement your training needs or to obtain a full qualification on a cost effective manner. We are dedicated to following a holistic approach which enables us to offer you an unsurpassed depth of expertise and technical knowhow. We boast extensive experience in training solutions since our INSETA accreditation in 2004 We have a reputable standing in the industry for delivery of services We have a national footprint and can deliver training where the demand is Make use of highly qualified facilitators with amble experience in facilitating groups of learners We have 206 trained invigilators and candidates can sit for examinations almost in any city in our country We have an excellent passing rate on our skills programs that lead to full qualifications We re-developed our learning material to fulfil on the requirements of the level two regulatory outcomes on FETC: Wealth management (SAQA ID 57917) and FETC Short Term Insurance (SAQA ID 49929/66610) Uncompromised and Independent

The proposition: MIC Training includes Skills programmes National Certificate: Retail Insurance (SAQA ID – NQF 4) Further Education and Training Certificate: Long Term Insurance Category B (SAQA ID – NQF 4) * Full Qualifications (MIC) * Further Education and Training Certificate: Wealth Management (SAQA ID – NQF 4)Wealth Management (SAQA ID – NQF 4) * Further Education & Training Certificate: Short Term Insurance (SAQA ID 49929/66610 – NQF 4)Short Term Insurance (SAQA ID 49929/66610 – NQF 4) Redeveloped the learning material to meet the level two outcomes of Regulatory Examinations Outsource our training delivery National Certificate: Wealth Management (SAQA ID 57608/66611 – NQF 5)Wealth Management (SAQA ID 57608/66611 – NQF 5) Higher Certificate: Wealth Management (SAQA ID 83346/66611 – NQF 5)Wealth Management (SAQA ID 83346/66611 – NQF 5) Advance Certificate in Financial Planning (SAQA ID 83347/66612 – NQF 6)(SAQA ID 83347/66612 – NQF 6) Mapping analyses Assisting in determining and evaluate the Unit Standards already successfully obtained and advise a cost effective solution to obtained a full qualification. Verifying qualification against the Regulator’s data base of recognised qualifications.

Methods of delivery Facilitation of three day and sitting for a close book examination after marking the compulsory workbook Distance learning where one can learn on your own pace and in the comfort of your own environment Our Fees Training fees are fixed depending on what services are required and what is the option of delivery.. Costs for the various options can be viewed at. Quality is never compromised! For a formal quotation please contact Ronél Nell at Moonstone Training on We trust that you can associate with our approach to training and look forward to meeting with you. Call us and schedule a meeting to discuss your specific needs, costing and to answer any other questions that you may have. Yours sincerely Albert Marais CEO: Moonstone Intellectual Capital