1. Presenters: Nicole Handal, Barbara McIsaac Kwoka, Todd Hoig, Tim Bonnel, Terence Gardner California Community College Chancellor’s Office August 27-28, 2012 2011-12 CCCSE/Osher SSARCC BFAP-SFAA Annual Report Final Expenditures (FORM 3) and R2T4

2. Welcome Meeting Ground Rules and Details  We will be using lecture mode for the bulk of the training which silences all lines except the Presenter  During the training, mute your phone by pressing *6, this will eliminate background noises.  Please do not put your phone on “hold”; some phones play background music when on “hold”.

3. Questions or Comments  Type your question in the chat room.  We will try to answer questions in the order received.

4. To ask a question raise your hand 1

5. Or Send a Written Question or Comment Type your message. Send your message.

6. Today’s Agenda  Introductions  CCCSE/Osher  R2T4 reimbursement reporting  BFAP-SFAA funding formulas and allowable uses  BFAP-SFAA allocations and reporting  Brief background on SSARCC  2011-12 BFAP-SFAA Form 3 Final Expenditures  Entering data by object code  “Validate” Final Expenditures  Address any “error” messages  Address other messages  “Submit to Chancellor’s Office”  Print final expenditures for signatures  Mail SSARCC_FA signature pages to Chancellor’s Office

7. California Community College Scholarship Endowment CCCSE/Osher Reporting

8. Annual CCCSE/Osher Report  The 2011-12 CCCSE Scholarship Reporting Worksheet is an Excel workbook that contains four tabs. blue tab  Cash Flow & Selection Process (blue tab) green tab  Scholarship Recipients (green tab) yellow tab  2011-12 Scholarship Award (yellow tab) red tab  Acknowledgement Form (red tab)

9. blue tab Annual CCCSE/Osher Report Cash Flow & Selection Process (blue tab) Cash Flow for Academic Year 2011-12  Cash on Hand Section This section refers to the cash-on-hand balance from academic year 2010-11; as of July 1, 2011, and as reported in the 2010-11 CCCSE Scholarship Report. yellow tab Please refer to the 2011-12 Scholarship Award spreadsheet (yellow tab) for the previously reported cash- on-hand amount for your college. If the amount listed on the 2011-12 Scholarship Award spreadsheet does not match your records please contact the FCCC.

10. blue tab Annual CCCSE/Osher Report Cash Flow & Selection Process (blue tab) Cash Flow for Academic Year 2011-12  2011-12 Distribution from CCCSE Section This section refers to the amount your college received in scholarship funds in academic year 2011-12, from both the Initial Gift and the Matching Fund (i.e. College & FCCC Scholarships). yellow tab Please refer to the 2011-12 Scholarship Award spreadsheet (yellow tab) for the 2011-12 scholarship distributions from the CCCSE. If the amounts listed on the 2011-12 Scholarship Award spreadsheet does not match your records please contact the FCCC.

11. blue tab Annual CCCSE/Osher Report Cash Flow & Selection Process (blue tab) Cash Flow for Academic Year 2011-12  Value of Scholarships Distributed to Students Section This section refers to the total amount of scholarship funds distributed to students in academic year 2011- 12, from both the Initial Gift and the Matching Fund (i.e. College & FCCC Scholarships).

12. blue tab Annual CCCSE/Osher Report Cash Flow & Selection Process (blue tab) Cash Flow for Academic Year 2011-12  Cash on Hand (as of June 30, 2012) Section This section refers to the amount of scholarship funds remaining from academic year 2011-12, as of June 30, 2012. Cash-on-hand amounts require an explanation.

13. blue tab Annual CCCSE/Osher Report Cash Flow & Selection Process (blue tab) Application & Selection Process This section refers to the Osher scholarship application and selection process at your campus, including the application deadline, the approximate number of applications reviewed, changes made to the process, and donor recognition efforts.

14. green tab Annual CCCSE/Osher Report Scholarship Recipients (green tab)  This section refers to the detail regarding individual scholarship recipients, including: Student ID number New scholarship or renewal CCC BOG Fee Waiver recipient* Number of degree-applicable units completed prior to first disbursement Amount and date received for each semester Number of units enrolled in each semester

15. Annual CCCSE/Osher Report  Informal double-checks section blue tab green tab  The error messages in this section indicate that the information reported in the ‘Cash Flow’ (blue tab) and ‘Scholarship Recipients’ (green tab) sections do not reconcile.  Should these messages appear after completing both sections of the report, please revise the information reported or contact the FCCC for assistance.

16. Annual CCCSE/Osher Report  Tips regarding the Informal double-checks section A should equal B (scholarship funds distribution data) blue tab green tab  The total amount distributed to students in scholarships, as reported in the Cash Flow worksheet (blue tab) should equal the total amount of scholarships distributed to students, as reported in the Scholarship Recipients worksheet (green tab). C should equal D (cash-on-hand data) blue tab blue tab  The total funds available for scholarships minus the value of scholarships distributed, as reported in the Cash Flow worksheet (blue tab) should equal the total amount of cash on hand from 2011-12, as reported in the Cash Flow worksheet (blue tab).

17. Annual CCCSE/Osher Report Acknowledgement Form (red tab)  Please scan the completed signed Acknowledgement Form, and return via email along with electronic copies of the completed report workbook to the FCCC at endowment@foundationccc.org. endowment@foundationccc.org  Any questions should be directed to the above email address, or 866-325-3222 ext. 124  Additional resources and information can be found at the following link: http://www.foundationccc.org/WhatWeDo/ScholarshipEn dowment/ResourcesforColleges/tabid/579/Default.aspx

18. DUE DATE COBWednesday October 31, 2012

19. Return to Title IV (R2T4) Reimbursement Reporting

20. R2T4 RESOURCES  R2T4 Reimbursement memo  R2T4 Reimbursement Report spreadsheet  Budget Act Language: Of the funds appropriated in Schedule (1), Apportionments: 4. (b) Up to $500,000 is to reimburse colleges for the costs of federal aid repayments related to assessed fees for fee waiver recipients. This reimbursement only applies to students who completely withdraw from college before the census date pursuant to Section 58508 of Title 5 of the California Code of Regulations.

21. R2T4 Reimbursement Claim Process  The reimbursement system works as follows:  All R2T4 payments to the federal programs that have been made or will be made on behalf of the college for the 2011-12 award-year should be recorded on the spreadsheet provided.  Submit the spreadsheet electronically to the Chancellor’s Office as an attachment to the email on or before October 12, 2012.  Colleges may receive up to 98% of the total amount returned to the Federal Title IV programs for students who: 1. Withdrew prior to census; and 2. Were eligible for a BOG Fee Waiver  Institutional reimbursements will be identified as a “Return to Title IV” line item in the March - 2013 Recalculation (R-1) for adjustments to prior year apportionments and categorical funding recalculations.

22. Tips and Quality Control  Must provide a student ID (non SSN) for each claim submitted.  Will not be able to accept any files submitted with Social Security Numbers.  Only include payments made to federal SFA program accounts to meet college obligations for returning the portion of assessed fees as required by the federal Return to Title IV policy.  No student refund obligations should be included on this report at any time, even if the college collects and returns the money to the Title IV programs on behalf of the student.  The instructions for the spreadsheet are included in comment fields built into the sample spreadsheet itself.  Place mouse pointer over any of the column headings, narrative instructions will appear to clarify acceptable values or entries for each column.  Please be sure to enter your college’s three digit MIS code and college name at the top in the cells indicated. Codes may be found on the Chancellor’s Office website at the following URL: http://extranet.cccco.edu/Portals/1/TRIS/MIS/Left_Nav/DED/Appendices/District_&_College_Codes.pdf

23. Due Date: COB Friday October 12, 2012

24. BFAP-SFAA Formulas and Allowable Uses

25. BFAP SFAA - Resources  As information is developed it will be available on the SFA Programs sub-page of the system office website at the following URL: http://extranet.cccco.edu/Divisions/StudentServices/Financial Aid.aspx

26. Capacity Funding:  $34.2 Million started in 2003-04 for Increased FA Staffing and Enhanced FA Service & Capacity:  Increase awareness and participation in student financial aid programs through direct contact with students, potential students and their families.  Increase low-income and disadvantaged student participation in postsecondary education through access to financial aid information, application assistance and funding.  Assist students, prospective students and their families to overcome financial barriers in accessing postsecondary education.

27. Capacity Funding (cont’d) :  Budget Act’s “Supplement, not Supplant,” Requirements  2011-12 Budget Act amended to: “… supplement, and shall not supplant, the level of funds allocated for the administration of student financial aid programs during the 2001–02 fiscal year or 2006–07, whichever is greater.” Based on BFAP Form 3 Annual Report submitted by colleges in the Fall of 2002 and 2007.

28. BOGFW Manual Section 7.1.2 Existing Allowable Uses: BOGFW Manual Section 7.1.2  Funds may be expended solely for financial aid professional, technical, clerical and/or temporary staff (including student help) who report directly to the financial aid director.  Funds may be used for expenses associated with staff training.  Funds may be used for the development and production of financial aid outreach events and materials.  Funds may be used for computer hardware or software necessary for and solely dedicated to the delivery of student financial aid.

29. BOGFW Manual Section 7.1.2 Restrictions on Allowable Uses: BOGFW Manual Section 7.1.2  Funds cannot be used for district operations nor may they be divided among colleges within a district in a manner that differs from the annual allocation to each campus.  No exceptions to these guidelines are allowed without the written approval of the Chancellor’s Office Student Financial Assistance Programs Coordinator.  Funds may not be used for salaries for personnel at the level of financial aid manager or above.  Funds may not be used for capital outlay or office supplies. The funds may not cover expenditures made or liabilities incurred prior to July 1 of the applicable fiscal year.  Funds must supplement, not supplant, on-going college expenditures for the administration of student aid.

30. Allowable Uses (cont’d) :  Budget Act provides definitive guidance on “allowable use,” to include:  Costs associated with providing additional SFA staff to provide “direct contact” with students in an effort to increase both FA participation and student FA program access for low-income and disadvantaged students.  Screening current students for possible financial aid eligibility;  Offering students personal assistance in completing financial aid applications and forms;  Providing information & assistance in completing FA applications in multiple languages;  Increasing financial aid staff to process additional applications and forms.

31. Communications & Funding Cycles  Preliminary allocation from Governor’s May Revise available early to mid-June  Official Initial Allocations after budget signing (Oct?)  P-1 Adjustments in Winter (Jan)  P-2 Adjustments in Spring (May)  R-1 Adjustments in subsequent year Fall (Dec)

32. Allocation Formulas  BFAP SFAA Base  Minimum $12,500  Guarantee Prior Year 90%  Remaining allocation for colleges eligible for 90% based on fair-share calculation of the colleges BOGFW as a percent of the system total.  Underutilization penalties may apply  BFAP SFAA Capacity (Aug)  Minimum $50,000  No other Minimum Guarantee (i.e. % of Prior year)  Remaining allocation for colleges based upon: 50% allocated on fair-share calculation of the college’s MIS data submissions BOGFW as a percent of the system total 50% allocated on fair-share calculation of the college’s FTES as a percent of the system total  Underutilization penalties may apply  BFAP 2%  Entire allocation for colleges based upon allocated on fair-share calculation of the college’s MIS data submission for BOGFW award $ as a percent of the system total  MOE Penalties may apply

33. Allocation Penalties:  Underutilization if not returned/de-obligated:  $ for $ equal to unutilized funds in excess of one percent (1%) of the total BFAP SFAA allocation  Failure to meet FA MOE Spending Requirements:  $ for $ assessment for the maintenance shortfall against 2% allocation

34. BFAP-SFAA Allocations and Reporting

35. Reporting  Adhoc reporting as required/requested  BFAP Form 2 due in Jan/Feb of current year to:  Release Funds, or  Confirm Spending, and  Request funds  BFAP Form 3 (SSARCC_FA) due in October of subsequent year to:  Close out fiscal year  Report full fiscal year actual expenditures  Report MOE compliance/non-compliance  Additional data as requested/required

36. Form 2  Carefully review spending to determine if all funds will be utilized.  Only opportunity to release any funds that will be unspent WITHOUT the college incurring a penalty.  Future allocation of a college returning funds WILL NOT BE IMPACTED because a portion of the funds were returned.  Request release of outreach event holdback for Spring Financial Aid Awareness activities.  Request for additional BFAP allocation (contingent on availability of released funds).  Must complete the appropriate box(es) on form 2, page 3 and write a brief explanation as to how the funds will be spent if awarded.

37. Form 2 cont’d  Signatures Required  CBO/Fiscal Officer  FA Director  Disseminating earlier than in the past to allow sufficient time for colleges to spend any reallocated funds that may be available and awarded.

38. System Office Support & Intervention Contact us if:  Having difficulty securing approval of budget for allowable use  Potentially at risk of not meeting MOE due to spending/budget restrictions  BFAP-SFAA Funding is redirected outside of FA operations or allowable use purpose  Need consultation or response on strategy or exceptions  Contacted by media or legislature regarding your FA program participation or spending.

39. Student Services Automated Reporting for Community College SSARCC

40. What Is SSARCC?  SSARCC = Student Services Automated Reporting for Community Colleges  Developed or being developed for most student service categorically funded programs  A web-based computer application used to report key fiscal data points to the Chancellor’s Office (final expenditures for BFAP-SFAA)

41. Purpose  Standardize college reporting for FA Program expenditures.  Allow for more efficient review time by college and by Chancellor’s Office  Allow Chancellor’s Office to have electronic access to statewide budget data  Extracted SSARCC data can be used locally and at the State level  Creates audit trail for categorical compliance

42. SSARCC_FA Timeline  July 2012: SSARCC_FA testing by select Beta colleges  August 27-28, 2012: CCC Confer trainings on SSARCC_FA final expenditure screens  September 1, 2012: Colleges to use SSARCC_FA to submit 2011-12 final expenditures (with hard-copy signature pages)  October 19, 2012: Deadline for Colleges to submit 2011-12 SSARCC_FA final expenditures.

43. SSARCC_FA  Collects information on your college’s expenditure related to the administration of Student Financial Aid Programs and includes:  District/College Maintenance of Effort (MOE) expenditures General Fund and Other Sources  BFAP-SFAA base allocation expenditures  BFAP-SFAA Capacity funding allocation expenditures  Enclosure 1 – 2011-12 Annual Board Financial Assistance Program Student Financial Aid Administration (BFAP-SFAA) Expenditure Report (Form #3 in SSARCC portal)  Enclosure 2 Memo and Attachments (PDF format) including:  2011-12 BFAP-SFAA Allocation as of P-2  District/college MOE requirements for 2011-12  Board of Governors Expenditure Guidelines for BFAP-SFAA Allocations  2011-12 Budget Act Language regarding BFAP-SFAA funding.

44. Object Code Structure  1000 = Certificated Salaries  2000 = Classified Salaries  3000 = Employment Benefits  4000 = Supplies & Equipment  5000 = Other Operating Expenses  6000 = Capital Outlay

45. Instructions  Prepare spending report to reflect the entire augmentation unless a decision was reached to return some portion of the augmentation on the BFAP Form #2.  Report requires general summary by object code of:  Institutional general fund support,  Other sources of support and  Base BFAP allocation spending by object code.  Report requires detailed line item spending by object code for the augmentation.

46. SSARCC Screens

47. “Validate” Final Expenditures  You should use this to double-check work prior to submitting  Address any “error” messages that appear

48. “View Draft Expenditure Report” Do this when:  You think you’re ready to submit to Chancellor’s Office  Ready for review by local district/college staff before submitting to Chancellor’s Office You can still go back into screens to make changes to data

49. “Submit to Chancellor’s Office”  “Submit” after error messages have been addressed and after appropriate local staff have reviewed  “Submit” locks final expenditure screens  “Submit” means final expenditures are officially transmitted to Chancellor’s Office  To unlock screens, send email to SSARCC help desk: ssarcc-fa@cccco.edu

50. Printing SSARCC_FA Final Expenditures Signature Pages This is done after you have “submitted” to Chancellor’s Office; to print signature pages, do the following:  1. Click on “view expenditure report”  2. In the “select a format” window, click on the down arrow and then click on “PDF”  3. Click on “export”  4. Wait for report to appear on your computer screen  5. Print out budget/signature page & obtain required original signatures & mail to Chancellor’s Office

51. Where Do I Go for Help? ssarcc-fa@cccco.edu

52. SSARCC Project Team Technology, Research & Information Systems (TRIS) Division: Myrna Huffman, Director, Management Information Systems Barbara McIsaac Kwoka, Specialist, MIS & SSARCC Todd Hoig, Programmer, SSARCC Student Services Division: Sarah Tyson, Dean, Student Services Rhonda Mohr, Specialist, SFA Programs Mike Dear, Specialist, SFA Programs Terence Gardner, AGPA, SFA Programs Tim Bonnel, Coordinator, SFA Programs

53. Due Date: COB Friday October 19, 2012