1. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 1 National Information Exchange Model (NIEM) in JPS David Webber Public Sector NIEM Team November, 2013

2. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 2 The following is not intended to outline Oracle general product direction. It is intended for information purposes only, and may not be incorporated into any contract. It is not a commitment to deliver any material, code, or functionality, and should not be relied upon in making purchasing decisions. The development, release, and timing of any features or functionality described for Oracle’s products remains at the sole discretion of Oracle. Disclaimer Notice Slide 2

3. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 3 Agenda  Brief History of NIEM  NIEM, Open Data and Mobile  NIEM, Data Definitions Alignment & Analytic Services  Enabling Citizen Services Collaboration  Application Demonstration  Summary and Resources

4. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 4 Brief History of NIEM

5. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 5 NIEM turned 7 years old in April – Milestones  NIEM Chartered on April 19, 2005 with DHS/DOJ/HHS executive steering group  First Major Version: 1.0, published in 2006  Next Major Version: 2.0, published in 2007  Current Minor Version: 2.1 minor release, published in 2009  2013 - NIEM 3.0 released + NIEM UML profile 5

6. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 6 DoD NIEM Adoption NIEM military domain “will support development of information exchange specifications across the full range of military operations.” NIEM will be used unless component can show compelling reasons DoD Chief Information Officer Teri Takai : Lt. Gen. Mark Bowman, Joint Chiefs of Staff CIO/J6 6

7. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 7 FEDERAL AGENCY COMMITMENTS 7 AGENCYUSE OF NIEM Department of AgricultureCommitted to Use Department of DefenseCommitted to Use Department of EducationCommitted to Use Department of EnergyCommitted to Use Department of Health and Human ServicesCommitted to Use Department of Homeland SecurityCommitted to Use Department of Housing and Urban DevelopmentCommitted to Use Department of JusticeCommitted to Use Department of LaborCommitted to Use Department of StateCommitted to Use Department of the InteriorCommitted to Use Department of the TreasuryCommitted to Use Department of TransportationCommitted to Use Department of Veterans AffairsCommitted to Use Environmental Protection AgencyFurther Evaluation Required General Services AdministrationCommitted to Use National Aeronautics and Space AdministrationFurther Evaluation Required National Archives and Records AdministrationCommitted to Use National Science FoundationCommitted to Use Nuclear Regulatory CommissionWill Not Use Office of the Director of National IntelligenceCommitted to Use Social Security AdministrationFurther Evaluation Required Geospatial Line of BusinessWill Not Use Grants Management Line of BusinessFurther Evaluation Required Financial Management Line of BusinessCommitted to Use Human Resources Line of BusinessCommitted to Use

8. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 8 The NIEM Framework NIEM connects communities of people who share a common need to exchange information in order to advance their missions, and provides a foundation for seamless information exchange between federal, state, local, and tribal agencies. Much more than a data model, NIEM offers an active user community as well as a technical and support framework. Formal Governance Processes Online Repositories Mission-Oriented Domains Self-Managing Domain Stewards Data Model XML Design Rules Development Methodology Predefined Deliverables (IEPD) Tools for Development and Discovery Established Training Program Implementation Support Help Desk & Knowledge Center

9. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 9 The NIEM Data Model NIEM’s data model is a set of common, controlled, and approved XML data structures and definitions vetted through the Federal, State, Local, Tribal and Private Sectors. Data elements are organized into core and domain- specific components Core components are used by multiple domains and can be described by structure, semantics, and definition universally Domain-specific components are continually updated by subject matter experts that are actual NIEM participants and industry experts for their particular domain NIEM Naming and Design Rules (NDR) specify how each of these components are defined and utilized

10. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 10 NIEM’s Domains View NEWEST DOMAINS NIEM Government Resource Management Domain NIEM Health Domain NIEM Human Services Domain DOMAINS IN PLANNING NIEM Agriculture NIEM Education NIEM Transportation 10

11. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 11 © 2012/13 Oracle Corporation – Restricted Distribution11 Available XML Dictionaries  NIEM Dictionaries – CBRN dictionary – Emergency dictionary – Family dictionary – Immigration dictionary – Infrastructure dictionary – Intelligence dictionary – Justice dictionary – Maritime dictionary – Screening dictionary – Trade dictionary – Immigration blueprint – NIEM core dictionary Available from download site direct link: http://sourceforge.net/projects/camprocessor/files XML + includes spreadsheets and sample models Note: Those marked in bold are model style dictionaries with recursive components.

12. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 12 © 2012/13 Oracle Corporation – Restricted Distribution12 NIEM Past and Present Challenges  Vertical domain vocabulary for DHS and DOJ  One dozen domain dictionaries  Technology limited - built using XSD schema  Core components highly contextual to DHS/DOJ  Object model based – no actual logical models of information!  Gap with semantic technologies integration  Limited data content rules and code lists  Mapping automation support missing  Multi-year development life cycles

13. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 13 © 2012/13 Oracle Corporation – Restricted Distribution13 SOA View - Information Sharing Stack and Rules Privacy and Policy Automation Identity and Access Management Routing / Process Flow Standardized Metadata Common Vocabulary Validation Rules Business Process, Enrichment, Routing Rules Identity, Access Control, Classifications Rules Privacy and Policy Automation Rules NIEM: business rules important; not just data

14. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 14 © 2012/13 Oracle Corporation – Restricted Distribution14 NIEM is still improving…  Collections of complex XML Schema with verbose components  Embedded context in names  Currently facing significant scaling challenges – Inconsistencies; too much manual management; slow lifecycles  Dictionary technology incubating  Enhanced code lists mechanism incubating  UML profile is evolving initiative with OMG – Attempt to marry modelling techniques and XSD Schema syntax  Policy and Security mechanisms incubating  Need to embrace enabling tools for rapid expansion of domains and community collaboration

15. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 15 © 2012/13 Oracle Corporation – Restricted Distribution15 Oracle and NIEM  The Oracle NIEM team has been working with the DHS/DOJ/HHS NIEM program for three years providing support and tools  The Oracle toolkit for NIEM is the leading toolset for developing NIEM solutions and integrating NIEM with Oracle product solutions  Understanding what NIEM is today and then where the future of NIEM is heading is critical for Oracle customers to see how they can leverage NIEM across their enterprise information exchanges  Oracle thought leadership and tools delivery is pivotal to success of NIEM and Open Data information sharing initiatives  Horizontal collaboration between DoD, DHS, DOJ, FBI, HHS strategically vital

16. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 16 © 2012/13 Oracle Corporation – Restricted Distribution16 Example – Military Applicant Onboarding  Need to examine the applicants health history and particularly prescriptions  1 in 5 high schoolers today are abusing prescriptions  Drug use leads to at-risk military personnel from in-theatre adverse reactions and post-traumatic stress  Nationally States are looking to share pharmacy records to reduce prescription abuse, pill mills and rogue doctors – 1,000 people die each month from drug abuse in the US – In California 80% of prescriptions are for non-residents  DOJ / BJA PMIX program – Prescription Medication Information eXchange – using NIEM

17. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 17 © 2012/13 Oracle Corporation – Restricted Distribution17 Oracle Tools - Integrated Location Intelligence Draw line around an area of interest and highlight all cases in area, and drill into details of a specific incidents. Location information integrated with BI to allow analysis of incident patterns, geographical hot spots.. Location information integrated with BI to allow analysis of incident patterns, geographical hot spots..

18. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 18 NIEM, Open Data and Mobile

19. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 19 © 2012/13 Oracle Corporation – Restricted Distribution19 Oracle Open Data Solution – Open-XDX  Open-XDX is an all new component designed to deliver world class Open Data APIs  Integrates into Oracle Fusion Middleware foundation and Database products  Uses rapid configuration templates and code-less methods and open source NIEM tools  Allows plug-and-play delivery for Oracle customers and applications

20. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 20 Example – Chicago Pharmacy Vaccines Search http://www.verifyxml.org 1.Socrata data extract 2.Oracle database 3.FMW 4.Open-XDX 5.Prime Faces Combines: rapid development paradigm; open data approach; open source tools; RESTful web services; community based resources and delivery; NIEM-aligned information feeds; Results Geo-mapping 20

21. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 21 Integration Conceptual View Integration Conceptual View Open XDX deployment Visual Editor SQL Browser Dictionaries Drag and Drop Generate Data Validate Data Send Data Open XDX Web Services FMW / BPM / ADF Glassfish / Netbeans DesignTestDeploy DB Web Open XDX CAMV CAM Editor Open XDX Device Browser Server Data Delivery SQL XML SQL FMW

22. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 22 Mobile Device Interface – Activity Report User can click here to allow sharing of the GPS coordinates from their phone location User can browse and select phone camera image

23. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 23 NIEM, Data Definitions Alignment & Analytic Services

24. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 24 Dictionaries: Key Pillar of Information Sharing Canonical XML Components Dictionary 1 1 Component Associations and Couplings 2 2 Exchange Templates and Rules 3 3 W3C Schema and Model Representations 4 4 Delivery Control, Messaging, Security 5 5 Presentation Collaboration Services Artefact relationships Implementation Artifacts and Examples 6 6 Navigation and Query Tools Domains Reuse Library Components Automatic Rendering Tools Deployment Environments and Middleware XML User Inserts Relationship Lookups Template Catalog Testing Workbench, Rules Engine, Data Samples, Integration ETL Schema XML Models Components Canonical Dictionary Collections

25. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 25 © 2012/13 Oracle Corporation – Restricted Distribution25 Available Dictionary Tools  CAM toolkit provides a rich set of tools to create and manage dictionaries – Bottom up harvesting of existing information assets – Top down modelling and engineering – Reuse scoring and comparison reporting  Dictionary aligned with UN/CEFACT CCTS work – Supports concepts and model – Component renamer supports NIEM Naming and Design Rules  Practical solution - supports desktop tools – Support for Excel spreadsheet importing and exporting – Can generate UML models – Works with simple Mindmap rendering  Dictionary Collections – Create collaborative shared sets of dictionaries

26. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 26 © 2012/13 Oracle Corporation – Restricted Distribution26 Value Proposition  Allow business data analysts to focus on information needs and build data exchanges  Aligns information with industry standards and enterprise information stores  Ensures consistent usage and definitions using profile of syntax- neutral terms and constructs  Components can be derived from existing domain schema and data structures  Supports providing sharing and collaboration services  Allows development of supporting analytics tools

27. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 27 © 2012/13 Oracle Corporation – Restricted Distribution27 Public Safety Areas and Scope CrimePublic OrderInfrastructure Gang ActivityPublic EventsCommunity Threats NarcoticsCommunity ThreatsInfrastructure Threats Prescription DrugsAbduction ThreatsMilitary Installation WeaponsProperty ThreatsTravel/Immigration ChemicalsPersonal ThreatsTerrorism Vehicles TheftWeaponsInternet Transport/Goods TheftChemicalsFarms Animals / ExploitationBiologicalParks ProstitutionEmergency Response Pornography Internet Fraud Banking Seemingly unconnected activity and participants provide key markers to intended criminal or terrorist patterns

28. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 28 Example: SAR v2.0 (draft) content model Cleaner and enhanced data model Extended capability and flexibility Improved workflow alignment Better internationalization support NEW Enhanced Workflow Controls Lege nd: ? Optional * Repeatable @ attribute # Properties

29. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 29 © 2012/13 Oracle Corporation – Restricted Distribution29 Supports Analytics and Location Intelligence Draw line around an area of interest and highlight all cases in area, and drill into details of a specific incidents. Location information integrated with BI to allow analysis of incident patterns, geographical hot spots.. Location information integrated with BI to allow analysis of incident patterns, geographical hot spots..

30. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 30 Enabling Citizen Services Collaboration

31. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 31 Application Demonstration - Child Welfare Court Case

32. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 32 Summary and Resources

33. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 33 © 2012/13 Oracle Corporation – Restricted Distribution33 Oracle and NIEM  Key mover advantage: Oracle NIEM expertise and tools  Customer briefings "Understanding NIEM Today” learning the success stories, best practices, and how to leverage NIEM  Oracle BPM / SOA and NIEM - how to move from traditional long development cycles to rapid and agile development for mission response  Information Exchange Management – Policy and Security – Registry Repository metadata integration capabilities  Geospatial advantage with Oracle solutions  Proof-of-concept pilot demonstration opportunities

34. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 34 NIEM Tools - CAMeditor.org Project SNAPSHOT OF PROJECT ACTIVITIES 150,000+ CAMeditor.org page visits to site 165+ countries have downloaded tools; 30% of visitors are from U.S.; 700+ downloads weekly 2500+ student views of online video training resources 8 languages now available www.cameditor.org www.niemtrainingvideosorg 34 Page 34

35. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 35 NIEM and Open Data (XML / JSON) SNAPSHOT OF PROJECT ACTIVITIES Showcase site for integration exchanges using NIEM and Open Data Global Test bed initiative for Information Exchange (GITB) for Supplychain www.VerifyXML.org 35

36. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 36 NIEM Training www.niemtrainingvideos.org 36

37. Copyright © 2012, Oracle and/or its affiliates. All rights reserved. 37 Q & A