1. California State University, Sacramento Accountability in Higher Education: Where California Is (or Isn’t) Nancy Shulock, Director Institute for Higher Education Leadership & Policy nshulock@csus.edu www.csus.edu/ihe Community College League of California Annual Legislative Conference Sacramento, CA., January 30, 2005

2. California State University, Sacramento Outline of Presentation Accountability: the national context California context and SB 1331 Current Problem: need for a statewide agenda and accountability structure

3. California State University, Sacramento The National Context: Many pressures for higher ed accountability –Huge growth and diversification –State budget constraints –Tuition and fee increases –Concerns about performance gaps –Building on K-12 Few, if any, successful models (despite years of efforts) Policymakers lack information to guide policy and budgets, assess investments

4. California State University, Sacramento Accountability in Practice Confusion over purpose and audience Too much focus on institutional comparisons –Problems of comparability –For embarrassment, punishment No focus on state needs and policy Data dumps (not useful information) Micro-management (e.g., student learning) Formulas instead of discretion No workable mechanisms to influence budgets

5. California State University, Sacramento A Typical Situation “A performance measurement system was designed and partially implemented in 2001. While work on improving the system continued over the next two years, significant problems with the comparability of the data across the campuses prevented the publication of performance results and agreement was never reached between the campuses and the Board on a list of performance indicators.”

6. California State University, Sacramento Effective Institutions Do Not Always Add Up to Meeting the State’s Needs Good graduation rates at all institutions –But too few people getting educated Community colleges preparing transfers and transfers doing well at universities –But no room for all transfer-ready students High pass rates on teacher certification –But serious state teacher shortages

7. California State University, Sacramento Two Worrisome National Trends High-stakes focus on graduation rates - can lead to: –Creaming in admissions –Pressure for completion over quality Performance contracts –Abdication of state leadership –License for market-driven policies which reduce educational opportunity

8. California State University, Sacramento The California Context for Higher Education Accountability

9. California State University, Sacramento Senate Study and Subsequent Steps  Senate commissioned a study “…over-arching accountability system…that measures progress made in addressing clear and definable state policy goals.” “An Accountability Framework for California Higher Education” November, 2002 www.csus.edu/ihe/ Subsequent steps –Senator Alpert formed advisory group –Final report submitted November, 2003 –Legislation passed but vetoed: SB 1331

10. California State University, Sacramento Study Conclusions California lacks “accountability” structures No statewide focus UC/CSU partnerships: intended for budget stability –No legislative buy-in –Little usable data –Not designed to have consequences CCC PFE: intended to increase funding –Predictable fights over goals, funding levels CPEC Performance Indicator report lacks context No involvement of independents Learn from mistakes of other states

11. California State University, Sacramento Proposed Principles Purpose of state-level accountability To help policymakers design, maintain, and fund an education system that meets state goals and guides segments toward maintaining effective institutions consistent with state goals Collective accountability “Tiered” accountability Honor existing governance roles Limit data to what’s useful to policy/budget

12. California State University, Sacramento Tiered Accountability CCC Reporting System State Policy Goals State Reporting System CSU Reporting System UC Reporting System Statewide IndicatorsRegional IndicatorsSegment Indicators Independents Reporting System Annual Report Annual Report Annual Report Annual Report

13. California State University, Sacramento Annual State-level Report Organized by state goals and key questions A few policy-relevant indicators per question –30 indicators in total State/regional/system aggregate data Breakdowns: race/ethnicity, gender, socio- economic and Cal Grant status where possible National comparisons Develop new indicators where necessary

14. California State University, Sacramento Each Segment is Responsible for: Aligning internal priorities with state goals Ensuring institutional effectiveness Submitting annual report: 1.Main priorities for each state goal area 2.Main activities to address priorities 3.Performance indicators used to track progress (not actual data) 4.Highlights relevant to state policy 5.Description of learning goals, assessment process and progress

15. California State University, Sacramento Accountability Defined “The public presentation and communication of evidence about performance in relation to goals” Source: Business Higher Education Forum

16. California State University, Sacramento The California Problem: No Time for Complacency

17. California State University, Sacramento “Facing Reality: California Needs a Statewide Agenda to Improve Higher Education Outcomes” http://www.csus.edu/ihe/Pages/Publications.html Conclusions: California is under-performing in key areas CA lacks sense of urgency found elsewhere Diagnosis and data analysis is not occurring No emerging leadership

18. California State University, Sacramento Biggest Performance Problems High school preparation –Math proficiency: 39 th –Reading proficiency: 45 th –Science proficiency: tied for last College participation –College going rate from HS: 44 th –9 th chance of college by age 19: 43rd

19. California State University, Sacramento Biggest Performance Problems – cont. Completion rates –Degrees awarded per 1,000 enrolled in four- year institutions: 47 th –Certificates and degrees awarded per 1,000 enrolled in two-year institutions: 47 th Gaps across populations –African American and Latino representation among college completers compared to among 18-year olds: 50 th

20. California State University, Sacramento Current Status SB 1331 vetoed No apparent role by Governor/Secretary Policy agenda dominated by K-12 CPEC moving ahead without support Huge battles over sharing student-level data Governor continuing separate partnerships New district-level mandate for CCC Where is the state agenda???