1. The Basics of OAI An Introduction to the Protocol for Metadata Harvesting Sarah Shreeves University of Illinois at Urbana-Champaign Basics and Beyond July 27, 2004

2. Basics and Beyond2 Outline What the OAI protocol is & what it is not Place in digital library infrastructure How it works (basically) Challenges for data / service providers

3. July 27, 2004Basics and Beyond3 OAI- PMH is a tool Moves metadata (not content) from a data provider to a service provider (or harvester) A set of rules that defines the communication between two systems (like FTP and HTTP) Build once, use for many applications – a building block for digital library services Facilitates the federation of metadata

4. July 27, 2004Basics and Beyond4 OAI-PMH is not…. Metadata A search tool A database Open Access

5. July 27, 2004Basics and Beyond5 Who uses OAI? Approximately 400 data providers Basic building block of the National Science Digital Library (NSDL); OAIster Incorporated into D-Space and Eprints.org Part of CONTENTdm, Michigan’s DLXS, and other products International use

6. July 27, 2004Basics and Beyond6 Basic OAI-PMH Concepts “Aggregated search” rather than “Federated search” Data providers – support OAI PMH as a means to expose metadata Service providers – ‘harvests’ metadata from data providers via the OAI-PMH OAI-PMH based upon HTTP and XML OAI-PMH requires use of simple Dublin Core  BUT supports and encourages use of other metadata schemas Unique and Persistent Identifiers and a Datestamp for each OAI record

7. July 27, 2004Basics and Beyond7 Aggregated Metadata Dig. Mana Sys. OAI Data Provider Data Base OAI Data Provider XML files OAI Data Provider OAI Request OAI Response OAI Request OAI Response OAI Request OAI Data Provid er SERVICESSERVICES OAIHARVESTEROAIHARVESTER

8. July 27, 2004Basics and Beyond8 Examples of OAI Service Providers OAIster: http://oaister.umdl.umich.edu/o/oaister/ http://oaister.umdl.umich.edu/o/oaister/ Engineering, Computer Science, and Physics: http://g118.grainger.uiuc.edu/engroai/ http://g118.grainger.uiuc.edu/engroai/ Open Language Archives Community: http://www.language-archives.org/ http://www.language-archives.org/

9. July 27, 2004Basics and Beyond9 How OAI Works (Technically) 6 distinct ‘verbs’ or requests OAI requests are sent via HTTP Responses are sent in valid XML Dig. Mngt. Sys. OAI H A R V E S T E R OAI Data P R O V I D E R Service Provider Data Provider HTTP Request (OAI Verb) HTTP Response (Valid XML) AGGREGATEDAGGREGATED METADATAMETADATA

10. July 27, 2004Basics and Beyond10 An OAI Record - oai:docsouth.unc.edu:12 2003-04-24T13:15:52Z 4 - Advice to Soldiers William Royal United States -- History -- Civil War, 1861-1865 -- Religious aspects. Confederate States of America -- Religion. Soldiers -- Religious life -- Confederate States of America. Soldiers -- Confederate States of America -- Conduct of life. Confederate States of America -- Church history. Sin. [Raleigh, N. C.: s. n., between 1861 and 1865] 2003-04-24T13:15:52Z Text text/html http://docsouth.unc.edu/royal/royal.html en-us

11. July 27, 2004Basics and Beyond11 OAI “VERBS” Identify ListMetadataFormats ListSets ListIdentifiers ListRecords GetRecord

12. July 27, 2004Basics and Beyond12 Identify Purpose  Return general information about the archive and its policies (e.g., datestamp granularity) Parameters  None Sample URL  http://aerialphotos.grainger.uiuc.edu/oai.asp?ve rb=Identify http://aerialphotos.grainger.uiuc.edu/oai.asp?ve rb=Identify

13. July 27, 2004Basics and Beyond13 ListSets Purpose  Provide a listing of sets in which records may be organized (may be hierarchical, overlapping, or flat) Parameters  None Sample URL:  http://aerialphotos.grainger.uiuc.edu/oai.asp?ve rb=ListSets http://aerialphotos.grainger.uiuc.edu/oai.asp?ve rb=ListSets

14. July 27, 2004Basics and Beyond14 ListMetadataFormats Purpose  List metadata formats supported by the archive as well as their schema locations and namespaces Parameters  identifier – for a specific record (O) Sample URL  http://aerialphotos.grainger.uiuc.edu/oai.asp?ve rb=ListMetadataFormats http://aerialphotos.grainger.uiuc.edu/oai.asp?ve rb=ListMetadataFormats

15. July 27, 2004Basics and Beyond15 ListIdentifiers Purpose  List headers for all items corresponding to the specified parameters Parameters  from – start date (O) and/or until – end date (O)  set – set to harvest from (O)  metadataPrefix – metadata format to list identifiers for (R)  resumptionToken – flow control mechanism (X) Sample URL  http://aerialphotos.grainger.uiuc.edu/oai.asp?verb=ListId entifiers&metadataPrefix=oai_dc http://aerialphotos.grainger.uiuc.edu/oai.asp?verb=ListId entifiers&metadataPrefix=oai_dc

16. July 27, 2004Basics and Beyond16 GetRecord Purpose  Returns the metadata for a single item in the form of an OAI record Parameters  identifier – unique id for item (R)  metadataPrefix – metadata format for the record (R) Sample URL  http://aerialphotos.grainger.uiuc.edu/oai.asp?verb=GetR ecord&identifier=oai:aerialphotos.grainger.uiuc.edu:AP- 1A-1-1940&metadataPrefix=oai_dc http://aerialphotos.grainger.uiuc.edu/oai.asp?verb=GetR ecord&identifier=oai:aerialphotos.grainger.uiuc.edu:AP- 1A-1-1940&metadataPrefix=oai_dc

17. July 27, 2004Basics and Beyond17 ListRecords Purpose  Retrieves metadata records for multiple items Parameters  from – start date (O)  until – end date (O)  set – set to harvest from (O)  resumptionToken – flow control mechanism (X)  metadataPrefix – metadata format (R) Sample URL  http://aerialphotos.grainger.uiuc.edu/oai.asp?verb=ListR ecords&metadataPrefix=oai_dc http://aerialphotos.grainger.uiuc.edu/oai.asp?verb=ListR ecords&metadataPrefix=oai_dc

18. July 27, 2004Basics and Beyond18 Other Pieces of OAI Flow Control Sets Multiple metadata schemas

19. July 27, 2004Basics and Beyond19 Challenges for the OAI Community Relatively recent protocol but no best practices (yet) ‘Shareablity of metadata’  Heterogeneity of items described  Loss of Context / Information loss  Knowledge structures differ so…. Native metadata schemas differ Controlled vocabularies differ Use and presentation of items differ

20. July 27, 2004Basics and Beyond20 Metadata for different communities http://digital.lib.umn.edu/IMAGES/reference/mswp/MPW00476.jpg

21. July 27, 2004Basics and Beyond21 Metadata for different communities http://images.library.uiuc.edu:8081/cgi-bin/viewer.exe?CISOROOT=/tdc&CISOPTR=746

22. July 27, 2004Basics and Beyond22 Loss of Context: Record in OAI aggregation

23. July 27, 2004Basics and Beyond23 Context: Record in native database

24. July 27, 2004Basics and Beyond24 Loss of context / data

25. July 27, 2004Basics and Beyond25 Loss of context / data

26. July 27, 2004Basics and Beyond26 Sense / Completeness of Metadata identifier:http://images.umdl.umich.edu/cgi/i/image/image- idx?view=entry;subview=detail;cc=fish3ic;entryid=X- 0802;viewid=1004_112http://images.umdl.umich.edu/cgi/i/image/image- idx?view=entry;subview=detail;cc=fish3ic;entryid=X- 0802;viewid=1004_112 publisher: UMMZ Fish Division format: jpeg type: image subject: 1926-05-18 subject: 1926;0812;18;Trib. to Sixteen Cr. Trib. Pine River, Manistee R.;R10W;S26; S27;JAM26-460;05;T21N;1926/05/18 language: UND description: Flora and Fauna of the Great Lakes Region;

27. July 27, 2004Basics and Beyond27

28. July 27, 2004Basics and Beyond28 Granularity of Description: Excerpt of Metadata Record Describing "Cotton coverlet with embroidered butterfly design" Digital Image of "Cotton Coverlet with Emboridered Butterfly Design" Description: Digital image of a single-sized cotton coverlet for a bed with embroidered butterfly design. Handmade by Anna F. Ginsberg Hayutin. Source: Materials: cotton and embroidery floss. Dimensions: 71 in. x 86 in. Markings: top right hand corner has 1 1/2 in. x 1/2 in. label cut outs at upper left and right hand side for head board; fabric is woven in a variation of a rib weave; color each of yellow and gray; hand-embroidered cotton butterflies and flowers from two shades of each color of embroidery floss - blue, pink, green and purple and single top 20 in. bordered with blue and black cotton embroidery thread; stitches used for embroidery: running stitch, chain stitch, French knot and back stitches; selvage edges left unfinished; lower edges turned under and finished with large gray running stitches made with embroidery floss. Format: Epson Expression 836 XL Scanner with Adobe Photoshop version 5.5; 300 dpi; 21-53K bytes. Available via the World Wide Web. Coverage: — Date Created: 2001-09-19 09:45:18; Updated: 20011107162451; Created: 2001-04-05; Created: 1912-1920? Type: Image

29. July 27, 2004Basics and Beyond29 Granularity of Description: Excerpt of Metadata Record Describing “American Woven Coverlet” Digital Image of "American Woven Coverlet" Description: Materials: Textile--Multi, Pigment—Dye; Manufacturing Process: Weaving--Hand, Spinning, Dyeing, Hand-loomed blue wool and white linen coverlet, worked in overshot weave in plain geometric variant of a checkerboard pattern.Coverlet is constructed from finely spun, indigo-dyed wool and undyed linen, woven with considerable skill. Although the pattern is simpler, the overall craftsmanship is higher than 1934.01.0094A. - D. Schrishuhn, 11/19/99 This coverlet is an example of early "overshot" weaving construction, probably dating to the 1820's and is not attributable to any particular weaver. -- Georgette Meredith, 10/9/1973 Source: — Format: 228 x 169 x 1.2 cm (1,629 g) Coverage: Euro-American; America, North; United States; Indiana? Illinois? Date: Early 19th c. CE Type: cultural; physical object; original

30. July 27, 2004Basics and Beyond30 Range of vocabularies in use Element Top three used Controlled Vocabulary (% of respondents who identified C.V.) Subject LCSH (73%); LC TGM I (27%); AAT (17%) Format LC TGM II (17%); AAT (10%); MIME types (8%); AACR2 (8%) Type LC TGM II (21%); DCMI Type (13%); AACR2 (10%) Personal names LC Name Authority File (67%) Geographic names LCSH (27%); LC Name Authority File (25%); Getty Thesaurus of Geographic Names (15%)

31. July 27, 2004Basics and Beyond31 Data providers can: Create metadata for interoperability  Reusable metadata - think beyond your local users and environment  Use well structured and defined schemas; move beyond simple DC  Use and identify controlled vocabularies

32. July 27, 2004Basics and Beyond32 Service Providers can… Analyze metadata and cluster and normalize some aspects Communicate with data providers about their metadata Custom interfaces and selective views for target audiences / domains

33. July 27, 2004Basics and Beyond33 Resources OAI for beginners tutorial http://www.oaforum.org/tutorial/ http://www.oaforum.org/tutorial/ OAI Frequently Asked Questions http://www.openarchives.org/documents/FAQ.html http://www.openarchives.org/documents/FAQ.html IMLS Digital Collections and Content Project http://imlsdcc.grainger.uiuc.edu/ http://imlsdcc.grainger.uiuc.edu/

34. July 27, 2004Basics and Beyond34 Recap OAI protocol is a tool OAI is easy - metadata is hard Better metadata = better interoperability

35. July 27, 2004Basics and Beyond35 Sarah Shreeves Project Coordinator IMLS Digital Collections and Content University of Illinois Library at Urbana-Champaign Email: sshreeve@uiuc.edusshreeve@uiuc.edu Phone: 217-244-7809 Website: http://imlsdcc.grainger.uiuc.edu/http://imlsdcc.grainger.uiuc.edu/ Contact Information