1. Risk Assessment – An Essential Standard

2. Risk Assessment – An Essential Standard
Agenda
Introduction :
Aims and Objectives
What is a risk assessment?
The importance of good risk assessment
Outline of the “Essential Standard”
Next stage of the initiative

3. Risk Assessment Aims and Objectives
This Best Practice initiative will be issued by Thames Water as an Essential Standard to all key suppliers and contractors working on their behalf.
Aim
To improve the standard of risk assessment on all Thames Water sites and eliminate / reduce risk of injury to those employed or affected by our work.
Objectives
To raise awareness of the importance of good risk assessment
To give a better and more consistent approach to risk assessment on all contractors working on Thames Water sites.
To identify the minimum competency for those writing and reviewing risk assessments
To highlight the importance of workforce involvement in the risk assessment process

4. Risk Assessment – An Essential Standard
Why the initiative has been introduced?
Poor risk assessment was identified as root cause in a high number of incidents including underground service strikes.
A major reoccurring finding was that change control was poor i.e. the risk assessment differs from actual site practise.
There was concern development of Risk Assessment was being handed to junior staff which raised concerns over the competency levels of those tasked with writing and reviewing risk assessments.
Therefore This presentation and initiative have been introduced by “The Health and Safety Leadership Team” to develop a “best practise” approach

5. Risk Assessment Introduction : What is a risk assessment?
Risk assessment: A tool to help prevent accidents and ill health. It is a legal requirement.
Initiative is based around the HSE guidance utilising 5-Steps to Risk assessment
Step 1: What are the hazards? (anything with potential to cause harm).
Step 2: Who might be harmed and to what extent?
Step 3 : Asses the risk of the hazard causing harm - make staff aware of and train in the control measures.
Step 4: Record the findings in a systematic manner
Step 5: Periodic review - if the control measures are still appropriate.

6. Risk Assessment The importance of good risk assessment
Risk assessments are very important:
They form an integral part of health and safety management plan.
To create awareness of hazards and risks.
To identify who may be at risk
To determine if existing control measures are adequate or should be done.
To prevent injuries or illnesses (if done at the design / planning).
To prioritize hazards and control measures.

7. Risk Assessment Legal Requirements for Risk Assessment
The need for risk assessment is part of:
Health and Safety at Work, etc Act 1974
Management of Health and Safety at Work Regulations 1999.
Managers must write risk assessment to ensure that the health and safety of all employees and others who may be affected by any work activity. Other regulations also exist to cover work activities that carry specific risks, for example lifting and carrying, computer work and electricity.

8. Essential Standard – The Roles
The Information is contained with an “Essential Standard”. There are 4 role groups with responsibilities
Managers / Supervisors
Others with input (Engineers, H&S Professional)
Supervisor on site
Workforce
Some company procedures also require an additional independent risk assessment review process, as part of their management systems.

9. Essential Standard – Training and Competency
Managers
The Essential Standard requires Manager’s training to include:
Mandatory requirements:
Company Specific Risk Assessment Process and
Core Safety training e.g. SMSTS or IOSH
Optional
Communication Skills
Inspirational Leadership

10. Essential Standard – Training and Competency
Supervisors
The training for the supervisors on site should be
Mandatory
Company Specific Risk Assessment Process
Core safety training such as SSSTS
Inspirational Leadership
Optional
Communication skills e.g. toolbox talk training
Others involved in writing and reviewing risk assessment must also be trained and competent to do so

11. Essential Standard – Training and Competency
Workforce
The workforce should have the following training
Mandatory
Thames Water Safety Passport
Optional
Hazard recognition training
Company specific risk assessment process training
Toolbox Talk engagement

12. Essential Standard – Procedure
The procedure will require the Manager or Supervisor to:
Visit the location of work before preparing Risk Assessment
Involve the workforce and site team
Link to Method statement (if one generated)
Comply with own company procedures
Ensure change control mechanism
Review within specified period
Brief appropriate staff before work starts
Ensure this and other related documents (e.g. lift plans) are retained at the point of work
Ensure it is signed off by Manager / supervisor

13. Risk Assessment– Input from Others
There maybe other people inputting to the risk assessment process. For example:
Specialist subcontractors
Designers (e.g. temporary works)
H&S Professionals
Engineers
Management peers
Their training should be the same as for Managers and supervisors and relevant to their own business procedures, specialist skills etc...

14. Essential Standard – Communication
The procedure should require supervisors on site to:
Ensure people engaged in work activities are competent
Ensure all persons involved are briefed and understand the hazards and controls to be applied
Ensure that there is a record of briefing provided and signed by those involved in the activity
Ensure a copy of the risk assessment and supporting documents are held at the place of work
Feedback proposed changes to Manager / Supervisor for approval.

15. Essential Standard – Communication
The procedure should require supervisors on site to:
Ensure people engaged in work activities are competent
Ensure all persons involved are briefed and understand the hazards and controls to be applied
Ensure that there is a record of briefing provided and signed by those involved in the activity
Ensure a copy of the risk assessment and supporting documents are held at the place of work
Feedback proposed changes to Manager / Supervisor for approval.
The site supervisor should monitor the risk assessment by during regular inspections to ensure works are carried in accordance with the document.

16. Essential Standard – Monitoring
Managers and Supervisors should monitor the risk assessment by:
Ensuring it remains valid and relevant to the activity undertaken
Inspecting the site activities and conditions to ensure control measures are in place.
Recording the findings
Ensuring sub-contractors follow the essential standard.
If the risk assessment is no longer relevant, the site conditions have changed or control measures are not adequate – STOP WORK

17. Essential Standard – Feedback and Involvement
The risk assessment procedure should require the workforce to:
Actively contribute and provide feedback on risk assessment
Cooperate and play part in implementing controls and safe methods of work detailed in the risk assessment
The workforce should be encouraged to report any safety concerns or changes that effect health and safety to the supervisor.

18. Risk Assessment – An Essential Standard
Summary:
A legal requirement
Focus on site activities as well as conditions
Ensure competent people in all stages
Visit site as part of the assessment process
Communicate and record events
Maintain vigilance
We all have a part to play!!!