1. FAS Training 2016 Weightings & Sanctions

2. Farm Inspections  The Department of Agriculture, Food & the Marine undertakes this function in association with the Department of the Environment  It must implement a system of on-the-spot controls  It must provide for reductions or exclusions for non-compliance  Must distinguish between negligence and intent and take account of repeated breaches (Reoccurrence) of the requirements

3. Cross Compliance The 13 Statutory Management Requirements (SMRs) are categorised into 3 Areas in addition to GAEC and these comprise Cross Compliance  Environment Area  3 directives on environment & 7 GAEC Standards Nitrates, Wild Birds, and Habitats  Public, Animal and Plant Health Area  3 Directives/Regulations on the identification and registration of farm animals  4 Directives on public, animal and plant health  Animal Welfare Area  3 Directives on animal welfare

4. Cross Compliance Inspection Levels  Eligibility  Land declared for the Single Payment Scheme must be checked for eligibility - 5% on the spot - same as before under the Area Aid checks  Cross Compliance  1% level for all Cross Compliance areas with  Cattle identification where a 3% sample must be checked  Ovines/Caprines where 3% of applicants & 5% of flocks are checked

5. Selection of cases for inspection  Cases selected for inspection are selected under risk analysis  Between 20 – 25% are selected from the entire population at random.  Remainder of population is selected using risk criteria appropriate to that SMR/Cross Compliance/Eligibility.  Risk Analysis results are reviewed annually and risk categories that perform below random are either dropped or amended and new categories may be added.

6. Notice of Inspections  Full Cross Compliance inspections are Unannounced.  Elements of the Full Cross Compliance may be deferred to within 48 hours provided there is justification and the purpose of the inspection is not compromised.  Excludes Welfare & Food & Feed Hygiene SMRs.  IDR (Bovines/Ovines) – Are generally notified with up to 48 hours advance notice given.  Eligibility inspections – Are generally notified with up to 48 hours given.

7. Minor Cross Compliance Breaches  Certain breaches are considered minor in nature and fall within tolerance e.g. no sign on pesticide store, surplus passport for a bovine animal etc. known as CLT cases.  Farmer has 1 or 3 months to remedy situation and no financial sanction applies otherwise at least 1% is applied.  Remedial Action (RA) can be taken more than once within 3 calendar years provided RA taken at first opportunity.  Herdowner must confirm that RA has been taken by notifying the local office.

8. Remedial Action in CLT cases First Insp. Result Remedial action Taken % Result Second Insp. Result Remedial action Taken % Result Third Insp. Result Remedial action Taken % Result CltYes0%CltYes0%CltYes0% CltNo1%Clt --------- 3% (1% x 3) Clt -------- 9% (3% x 3)

9. Cross Compliance Weightings  Weightings 1 – 6 = Tolerance (CLT)  7 – 26 Weightings= 1%  27 – 46 Weightings= 3%  47 + Weightings= 5%  EXTENT = 20 Weightings  SEVERITY = 20 Weightings  PERMANENCE = 50 Weightings

10. Cross Compliance Sanctions  Breaches of a Negligence nature: generally 3% but could be increased to 5% or reduced to 1% depending on the seriousness of the non-compliance.  Apply EXTENT where off-farm impact such as farm- to-farm movement not notified within 7 days.  Consider SEVERITY having taken account of the importance of the consequences of the non- compliance e.g. large number of animals never tagged & DNA required to establish traceability.  Consider PERMANENCE depending on the length of time for which the effects lasts or the potential for terminating those effects by reasonable means e.g. cases where traceability cannot be established or badly polluted river.

11. Cross Compliance Sanctions  Breaches which are of an Intent nature:  where the non-compliance has been committed intentionally or where a negligence sanction is deemed disproportionate.  generally 20% but could be increased up to 100% or reduced to 15% depending on the seriousness of the non-compliance e.g. organic fertiliser piped to stream or very large number of animals non- compliant  The sanction could be extended outside the year of the finding i.e. excluded for 2 years

12. Cross Compliance Sanctions  Repeated Breaches (Reoccurrence) Where the breach is repeated within a 3 calendar year period the sanction will be multiplied by 3 to a limit of 15%. Further repetitions beyond 15% will be considered Intent

13. Reoccurrence Rules  Art 38 of Commission Reg. 640/2014:  Reoccurrence is defined as a repeated non-compliance with the same requirement, standard or obligation (Pillar, Section, Standard) within 3 calendar years.  Must be at sanction level at a previous inspection & at subsequent inspection.  Herdowner can avail of Improvement Rule only once within 3 calendar years.  Max of Reoccurrence is 15%.

14. Reoccurrence Rules  If reoccurrence is applicable at 100% sanction N2 (200% - 2 yrs) applies  CURRENT sanction is multiplied by 3 on 1 st reoccurrence.  PREVIOUS sanction by 3 on 2 nd or subsequent reoccurrence.  Improvement Rule – Once off benefit at 1 st reoccurrence only within 3 calendar years. Example: 5% 1 st insp, 3% 2 nd insp – result = 9%.  Reoccurring Intentional breaches will increase from 20% - 45% - 60% - 100% - 200%.

15. Reoccurrence Rules First Insp. Result First Reoccurrence % Result Second Insp. Result First Reoccurr ence % Result Third Insp. Result First Reoccurren ce % Result 5%----------5%1%YES 3% (1% x 3) 3%--------9% (3% x 3) 5%----------5%CL--------0%1%YES3% (1% x 3) 5%-----------5%3%YES9% (3% x 3) 1%--------15% (9% x 3) 5% -----------5% YES15% (5% x 3) 3%---------45% (15% x 3)

16. Cross Compliance Sanctions  Weightings are added within an SMR to give overall sanction.  Max sanction for Negligence within an SMR is 5%.  Max sanction is taken within each Area and added across Areas to a max of 5% for Negligence or maximum Intent is taken within an area and added across areas.  Max sanction for Reoccurrence is 15%  Negligence sanction is added to Reoccurrence to a max of 15%  Negligence and Reoccurrence sanctions to a max of 15% are added to Intent sanction to give overall sanction

17. Thank you for your attention!