1. Surveying and Scheduling Records of SCEMS Presented by Ginger Yowell & Mitch Toda Smithsonian Institution Archives Records Management Team October 2, 2007

2. SIA’s Mission  Appraise, acquire and preserve records of the Institution  Establish policies and provide guidance for management of the National Collections  Offer a range of reference, research, and records management services  Create products and services which promote understanding of the Smithsonian and its history  SIA’s Authority – SD 501 “All documents created or received by employees of SI in the course of official business are records of the Institution, and none may be disposed of except in accord [with guidelines] established by the Smithsonian Archives.”

3. Records Management Services  Help identify what to keep and what to discard  Create disposition schedules  Assist in organizing records – advice and file plans  Supply boxes and physically transfer records  Provide transfer instructions for permanent electronic records  Maintain, care for, and provide access to records  Destroy records according to established schedules

4. Records Survey and Schedule  More effective management of records  Faster retrieval of documents  Reduced/eliminated level of record-keeping redundancies  Reduced costs of storage equipment and supplies  Elimination of unnecessary files storage  Increased usable space

5. Survey Process  Work with SCEMS staff individually  Discuss records created by staff –Function –Volume –Dates –Format –Arrangement –Office of Record  Follow up with individuals if needed

6. What is a Record and What Does It Do?  Any official recorded information, regardless of medium or characteristics, created, received, and maintained by a Smithsonian museum, office, or employee  Documents actions, decisions, policies and procedures  Legal evidence  Audit trail  Accountability  Corporate memory

7. What Do Records Look Like?  Records may be located in filing cabinets, storage rooms, servers, or electronic media  They may include: –Paper –Electronic Records –Film and Video –Audio Recordings –Email –Spreadsheets and Databases –Photographs

8. Appraising and Scheduling Records  What records were found during survey  Who created those records  What do those records look like  What do those records do  Do those records exist in other formats

9. Office of Record  Office of Record is responsible for maintaining the official and most complete set of the record –“Torch” Office of Public Affairs –“Smithsonian Directives” (SDs) Office of Planning Management and Budget  Not all offices are the Office of Record –Exhibition Scripts – one office should maintain the final version although drafts and copies of the final version are found elsewhere

10. Record Retention  Permanent Records –Historical, enduring value –Best document your office’s activities  Temporary Records –Records of short-term value –Records for which you are not the Office of Record –Administrative, routine, housekeeping functions

11. Record Activity  Active Records –Current working files –Regularly used to conduct current business –Maintain on-site  Inactive Records –No longer needed by your office to conduct current business –Transfer to the Archives or discard on-site after consulting SI Archives and in accordance with established disposition schedules

12. How to Use a Records Disposition Schedule  Consists of 3 parts: –Front Matter with instructions for using the schedule and general records management recommendations –Schedule listing all record types and the disposition for each –Appendices with information about maintaining, transferring, discarding, and retrieving your records

13. Records Transfer  For paper records, call SIA with the types of records to be transferred and the number of boxes you will require  Number the boxes and create a list of folder titles for each box  Email the folder list to SIA and schedule a records pickup  For electronic records, call SIA to discuss the best means of transferring the records and the required documentation

14. Records Retrieval  After the records transfer, SIA will provide you with the accession number and a copy of the folder list and will place another copy on the Web with full-text search  To retrieve records, simply contact the SIA Reference Team  Records stored on-site can be retrieved immediately. Records stored off-site will be retrieved once per week  Records may be used in the SIA Reading Room or charged-out for extended use

15. Records Center  Records Center materials should be prepared, transferred, and retrieved in the same manner as permanent records  At transfer, a destruction date will be assigned based on the SCEMS records disposition schedule  SIA will ensure the timely destruction of records  Temporary electronic records/media should be destroyed through OCIO (see Technical Note IT- 960-TN15) according to guidelines in the SCEMS records disposition schedule

16. Contact Information  Ginger Yowell, Project Coordinator, 202- 633-5925, yowellv@si.eduyowellv@si.edu  Mitch Toda, 202-633-5923, todam@si.edutodam@si.edu  Email for Reference Services: osiaref@si.edu osiaref@si.edu  Records Management on the Web: http://siarchives.si.edu/records/main.html http://siarchives.si.edu/records/main.html