1. A Program Logic for Concurrent Objects under Fair Scheduling Hongjin Liang and Xinyu Feng University of Science and Technology of China (USTC) To appear at POPL 2016

2. … push(7); x = pop(); … push(6); … Client code C java.util.concurrent void push(int v) { … } … int pop() { … } Concurrent Object O Whole program C[O]

3. Correctness of O Linearizability Correctness w.r.t. functionality Not talk about termination/liveness properties Progress properties Lock-freedom (LF) Wait-freedom (WF) Obstruction-freedom (OF) Deadlock-freedom (DF) Starvation-freedom (SF) Non-blocking synchronization - Program Logics: Gotsman et al. POPL’09, Hoffmann et al. LICS’13, … Blocking synchronization - Program Logics: ???

4. DF and SF as Progress Properties DF: in each fair execution, there always exists some method call that can finish Fair sched: every active thread gets eventually executed Disallow non-termination of critical section f() { lock L; while (true) {}; unlock L; }  [Herlihy and Shavit 2011]

5. DF and SF as Progress Properties DF: in each fair execution, there always exists some method call that can finish Fair sched: every active thread gets eventually executed Disallow non-termination of critical section Disallow live-lock g1() { lock L1; while (!available(L2)) { unlock L1; lock L1; } unlock L1; } g2() { lock L2; while (!available(L1)) { unlock L2; lock L2; } unlock L2; }  [Herlihy and Shavit 2011]

6. DF and SF as Progress Properties DF: in each fair execution, there always exists some method call that can finish Fair sched: every active thread gets eventually executed Disallow non-termination of critical section Disallow live-lock Possible ad-hoc synchronization h1() { x := 1; while (y != 0) {}; x := 0; } h2() { y := 1; while (x != 0) {}; y := 0; }  [Herlihy and Shavit 2011]

7. DF and SF as Progress Properties DF: in each fair execution, there always exists some method call that can finish Disallow non-termination of critical section Disallow live-lock Possible ad-hoc synchronization  Not verified in existing work which views DF as a safety property SF: in each fair execution, every method call can finish [Herlihy and Shavit 2011]

8. Our Contributions Program Logic LiLi for Linearizability & Liveness Identify two challenges in progress verification, addressed by separate mechanisms Unify thread-local reasoning about DF and SF One set of inference rules (also applied to verifying LF and WF) Examples: Ticket locks, queue locks, TAS locks, two-lock queues, … We’re the first to verify SF of lock-coupling lists and DF of optimistic lists and lazy lists

9. Challenges in Progress Verification In sequential settings, no infinite loops  termination In concurrent settings, env interference may affect termination of a method Blocking Delay

10. Challenge 1: Blocking Caused by absence of env’s certain actions (e.g. unlock) f() { lock L; unlock L; } g() { lock L; } f(); || g(); f may never terminate because it keeps waiting for env’s unlock action Not acceptable.

11. Challenge 1: Blocking Caused by absence of env’s certain actions (e.g. unlock) Sometimes bad: the certain action never happens Sometimes acceptable: the certain action eventually happens under fair scheduling SF and DF assume fair scheduling f() { lock L; unlock L; } f(); || f(); Left f may wait for env’s unlock. But it will terminate under fair scheduling.

12. Challenge 1: Blocking Caused by absence of env’s certain actions (e.g. unlock) Sometimes bad: the certain action never happens Sometimes acceptable: the certain action eventually happens under fair scheduling How to support “acceptable” blocking but prevent “bad” blocking? Our idea: introduce definite actions D to specify the certain actions that eventually happen

13. Our idea: definite actions D D is a special action in the form of P  Q Enabled(D) is defined as P D should be “definite”: Q should eventually be reached (regardless of env) once P holds the thread has released lock the thread has acquired lock D Enabled assume fair scheduling P Q

14. Queue management in banks Using D to verify counter with ticket lock inc() { local i, r; i := getAndInc( next ); while( i != owner ) {} ; // acquire lock r := cnt; cnt := r + 1; // critical section owner := i + 1; // release lock } the next available ticket currently being served next owner i

15. Using D to verify counter with ticket lock inc() { local i, r; i := getAndInc( next ); while( i != owner ) {} ; // acquire lock r := cnt; cnt := r + 1; // critical section owner := i + 1; // release lock } 0123 T1: request lock T2: request lock T1: release lock T3: request lock owner next Lock acquired It’s SF, because critical section is straight-line code threads requesting the lock form a queue Lock acquired

16. Using D to verify counter with ticket lock T is blocked: it is waiting for env threads ahead of it in the queue to finish D next owner 0123 TT2 T1 T is blocked Lock acquired the thread has released lock the thread acquires lock D How to establish D (prove D is indeed “definite”) ? Prove critical section terminates no matter what env does

17. T will get lockT2 releases lock T2 gets lock D T1 releases lock T1 gets lock D Enabled initially next owner 0123 TT2 T1 DProgress: T will be unblocked after env finishes a finite number of Ds Enable fair sched T is blocked Lock acquired which form a queue to ensure SF Queue length is a decreasing metric

18. Summary of the definite action idea Support “good” blocking D will definitely happen under fair sched, regardless of env DProgress: any blocked thread will be unblocked after env finishes a finite queue of Ds SF: every method can finish in any fair execution More examples: queue locks, lock-coupling lists  DF: blocking and delay are intertwined

19. Challenge 2: Delay Caused by occurrence of env’s certain actions (e.g. object state updates via cas) incDF() { local b, r; b := false; while( !b ) { b := cas(&L, 0, T); } r := cnt; cnt := r + 1; // critical section L := 0; } current thread ID Example: counter with cas lock incDF(); while(true) incDF(); Left incDF may never terminate due to env’s infinite num of successful cases. Acceptable, since DF requires only whole-system progress. Delay!

20. D & DProgress idea for blocking does not allow delay in the DF counter T will get lockT1 releases lock T1 is holding lock D T2 gets lock ? T is blocked Queue jumps! DProgress: T will be unblocked after env finishes a finite queue of Ds, where queue length is a decreasing metric  Queue jumps delay the progress of the unblocked T. Allowed, since DF requires only whole-system progress.

21. Relax DProgress to allow queue jumps DProgress: T will be unblocked after env finishes a finite queue of Ds, where queue length can be increased when delayed by env. T will get lockT1 releases lock T1 is holding lock T2 gets lock ? D Queue jumps! Problem: How to prevent infinite delays without whole-system progress?

22. Tokens ensure no infinite delays before whole-system progress Our idea: assign tokens Consume a token for a delaying action Similar ideas have been used to verify LF (i.e. whole-system progress under any scheduling) [Hoffmann et al LICS’13, Liang et al CSL-LICS’14]

23. Tokens ensure no infinite delays before whole-system progress inc() { { p *  } local b, r; b := false; while( !b ) { b := cas(&L, 0, T); } r := cnt; cnt := r + 1; L := 0; { q } } pay  at successful cas (the only action that can jump other threads’ queues)

24. Summary for DF verification Blocking and delay are intertwined Blocking: D will definitely happen under fair sched, regardless of env DProgress: a blocked thread waits for env to finish a finite queue of Ds Allow queue jumps (queue length increases) when delayed by env Delay: Each method is assigned a finite number of tokens Delaying action: pay one token DF: whole system progress under fair scheduling

25. By turning on/off mechanisms for blocking & delay, we can support all the four progress properties. non-delaydelay non-blockingwait-freedom  lock-freedom  blockingstarvation-freedom  deadlock-freedom

26. Trickier: Blocking + Delay + Rollback add(e) { // all locks are CAS locks local b := false, p, c; while (!b) { (p, c) := find(e); lock p; lock c; b := validate(p, c); if (!b) { unlock c; unlock p; } } … // insert e between p and c unlock c; unlock p; } Examples: optimistic lists and lazy lists It’s deadlock-free. Problem: A thread may lock a node for an unbounded num of times. Need infinite tokens? Our solution: stratify tokens (see the paper)

27. Our logic LiLi Judgment O : concrete method impl (e.g. cas-lock counter) A : abstract atomic spec (e.g. ) D : definite actions R, G : rely/guarantee to describe env interference (also label delaying actions) p : concrete & abstract states & tokens D, R, G { p } O : A

28. Soundness Theorem for LiLi a) O is linearizable w.r.t. A If, then we have: {p} O : A D, R, G b) O is deadlock-free c)if R & G do not have delaying actions, then O is starvation-free d)if D is not used, then O is lock-free e)if D is not used and R & G do not have delaying actions, then O is wait-free non-delaydelay non-blockingWF  LF  blockingSF  DF

29. Summary: LiLi for Linearzability & Liveness Blocking: definite actions Delay: tokens Unified: By ignoring either or both features, LiLi can be instantiated to verify all the four progress properties non-delaydelay non-blockingwait-freedom  lock-freedom  blockingstarvation-freedom  deadlock-freedom

30. Backup Slides

31. Obstruction-Freedom Progress when the thread executes in isolation (without interference from env) non-delay“good” delay unlimited delay non- blocking wait- freedom  lock- freedom  obstruction- freedom  “good” blocking starvation- freedom  deadlock- freedom

32. Obstruction-Freedom Progress when the thread executes in isolation (without interference from env) g1() { while (x > 0) { x--; } g2() { while (x < 10) { x++; }

33. Comparisons with earlier token-based work for LF verification We all assign  -tokens to loops (pay  at each round) But LiLi also assigns  -tokens for delaying actions Earlier work assumes each method has only one delaying action, which is at the linearization point (LP) [Hoffmann et al LICS’13, Liang et al CSL-LICS’14] incLF(){ local done, r; done := false; while (!done) { r := cnt; done := cas(cnt, r, r + 1); // LP }

34. Stratify tokens and delaying actions add(e) { {  (1, 2)  … } local b := false, p, c; while (!b) { (p, c) := find(e); { valid(p, c)   (1, 2)  …  … } lock p; lock c; { valid(p, c)   (1, 0)  …  invalid(p, c)   (1, 2)  … } b := validate(p, c); if (!b) { unlock c; unlock p; } } … // insert e between p and c unlock c; unlock p; } invalid(p, c)   (1, 4)  … } Could reset level-1 tokens when delayed by env’s level-2 action Level 2: for add/remove Level 1: for lock p & lock c

35. Prevent Live-Lock by stratification of  -tokens & delaying actions Level 2: lock L2 Level 1: lock L1 When g2 locks L2, g1 gets more 1-level  -tokens But 2-level  -tokens do not increase! g1() { lock L1; while (available(L2)) { unlock L1; lock L1; } unlock L1; } g2() { lock L2; while (available(L1)) { unlock L2; lock L2; } unlock L2; } g1(); || g2();

36. Establish D Termination of loop (“critical section”) when D is enabled p’ has one less  -token than p one token is consumed to start the new iteration  -tokens do not increase, unless delayed by env {p’} C {p}D, R, G {p} while B do C {p   B} D, R, G p  B  Enabled(D)  p’ *  …

37. Establish D Termination of loop (“critical section”) when D is enabled Global constraints (at TOP rule) {p’} C {p}D, R, G {p} while B do C {p   B} D, R, G p  B  Enabled(D)  p’ *  … {p  arem(A)   (E)} C {p  arem(skip)} D, R, G {p} C : AD, R, G p   Enabled(D) G  D  (Enabled(D)  Enabled(D)) …

38. DProgress queue for blocking {p’} C {p}D, R, G {p} while B do C {p   B} D, R, G p  B  (Enabled(D)  Q)  p’ *  p  DProgress( n, D, Q)DProgress( n, D, Q) stable

39. The full rule for while {p’} C {p}D, R, G {p} while B do C {p   B} D, R, G p  B  (Enabled(D)  Q)  p’ *  p  DProgress( n, D, Q)DProgress( n, D, Q) stable

40. Tokens for delay ATOM rule: Consume  -tokens q’  k q : k-level  -tokens decrease Stable(p, R) Reset j-level  -tokens for k-level env actions where j < k Reset  -tokens to loop more rounds {p} C {q’} SL {p} atomic{C} {q}D, R, G q’  k q (p  k q)  G

41. Why linearizability and progress together? Progress-aware abstractions for concurrent objects Contextual refinement O  A P Linearizability O  lin A  Progress P(O)  D, R, G { p } O : A  Progress-aware spec

42. Progress-aware specs A SF and A DF O  A P : Assume fair scheduling Preserve termination behaviors A SF : atomic spec A A DF : wrap A with delaying code O  APO  AP O  lin A  P(O)P(O)  D, R, G { p } O : A 

43. DF-aware spec O  wr(A) O  lin A  DF(O)  D, R, G { p } O : A 