1. CHANGES AND WHAT THEY MEAN FOR YOU 2013 EJCDC CONSTRUCTION DOCUMENT SERIES Matthew Skidmore, P.E. NC AWWA-WEA 95 TH ANNUAL CONFERENCE

2. WHO AND WHAT IS EJCDC? 2 JV of 3 Sponsoring Organizations; ACEC, ASCE, NSPE Liaison Organizations: Various owner, contractor, surety, insurance, attorney, equipment manufacturer, and other professional organizations Origins: First docs published 1964 by NSPE/PEPP; first EJCDC docs published 1978 Leading contracts for public works/infrastructure. Also suitable for “vertical construction ”

3. WHO AND WHAT IS EJCDC? 3 EJCDC Mission “EJCDC is a coalition of stakeholders in the project delivery process who develop and endorse quality contract documents and encourage their use through education and promotion.” Different families of documents including Construction, Engineering, and Procurement Used by many local engineering firms and municipal entities for Contract Documents

4. 2013 CONSTRUCTION SERIES UPDATES 4 Integrated series of 25 documents C-700, Standard General Conditions of the Construction Contract is the keystone of the construction series Major overhaul of previous 2007 version Traditional Design-Bid-Build projects Assumes the design engineer is involved during construction Intended for engineer-designed construction Tend to favor Owner, but endorsed by: Construction Specifications Institute (CSI) National Utility Contractors Association (NUCA)

5. OVERVIEW OF 2013 CHANGES TO GENERAL CONDITIONS SITE CONDITIONS CHANGES TO THE CONTRACT CLAIMS MULTIPLE PARTIES WORKING AT SITE 5

6. 6 SITE CONDITIONS

7. 7 SITE CONDITIONS - TECHNICAL DATA Current 2013 As defined in Supplementary Conditions Specifically list the information in reports considered to be Technical Data Boring Logs Water Levels Laboratory Tests Previous 2007 Contract Documents Identify reports and drawings indicating subsurface and physical conditions No explicit description of what information is considered technical data Default Definition First-cap term “Technical Data” Default definition if no Technical Data identified Factual objective measurements from reports prepared specific to the project becomes Technical Data by default

8. 8 TECHNICAL DATA EJCDC Intent Create a default, baseline condition of what Bidders and Contractors may rely on for planning purposes Stating that drawings and reports are not considered Contract Documents does not prejudice or defeat Contractor’s ability to rely on Technical Data

9. CHANGES TO THE CONTRACT 9

10. Engineer Review 30 day review period Approve or deny, either whole or in part Notification to parties that Engineer is unable to render a decision Take no action (considered to be a denial in whole) Current 2013 Established Change Proposal process Contractor submits Change Proposal at any point On own volition In response to Owner/Engineer prompt Previous 2007 No Contractor- initiated changes Contractor submitted change proposal/request in response to Owner/Engineer request No formal review process. If unable to agree on price/time, file a Claim. CHANGES TO THE CONTRACT 10

11. CHANGE PROPOSAL 11 Change Proposal on Contractor’s own volition Contractor Proposed Changes in Work Owner Provides Response Engineer Evaluates and Provides Owner Recommendation Proposed Change Eliminated Change Order Accepted Rejected Change Proposal prompted by Owner/Engineer/Other Owner-Authorized Changes to the Work Contractor Submits Change Proposal Contractor Notice of Delay Contractor Notice of Change in Laws or Regulations Contractor Notice of Damage to Work by Others Change in Subcontractor Required by Owner

12. CHANGE PROPOSAL 12 EJCDC Intent Emphasizes the routine nature of many adjustments in Contract Times and/or Prices Attempts to resolve minor “first-level” issues at an informal level Limits issues reaching Claim status and the contentiousness that often accompanies this

13. CLAIMS 13

14. Engineer’s Role Claims negotiated directly between Owner and Contractor Engineer provides technical input to Owner as appropriate Current 2013 Narrowed definition of Claim Appeal of Engineer’s decision on Change Proposal Owner’s initial avenue for changes to Contract Time and/or Price. Disputes that Engineer is unable to address Previous 2007 Defined as any demand or assertion seeking change to Contract Time and/or Price Decided by “impartial” Engineer CLAIMS 14

15. 15 Owner Claim Contractor Claim Direct Negotiations Mediation Change Order Dispute Resolution Litigation/Arbitration Negotiation Unsuccessful Negotiation Successful Mediation Unsuccessful Mediation Successful CLAIMS PROCESS Claim can be withdrawn at any point in this process

16. CLAIMS 16 EJCDC Intent Claims will be viewed as significant project events that will involve higher-level decision makers Engineer is no longer required to be an impartial arbiter of Claims Engineer doesn’t appear to be unbiased when they are being paid by Owner

17. MULTIPLE PARTIES AT THE SITE 17

18. Owner’s Role Owner may issue Change Order to compensate damaged Contractor Owner may then submit a Claim against party responsible for damage and impose set-off Owner may impose set-off for delays to work performed by Owner’s staff Current 2013 In the event of unforeseen damage and/or delay, Claims follow line of privity through Owner Contractor may submit Change Proposal for damages by another contractor working directly for Owner Previous 2007 Contractors pursued claims against each other No Owner or Engineer involvement Contractor left with few options in the event of unforeseen damage and/or delay MULTIPLE PARTIES AT THE SITE - CONFLICT 18

19. MULTIPLE PARTIES AT THE SITE 19 EJCDC Intent Provide a practical remedy for Contractor to resolve issues with other contractors on site. All work must be done directly for the Owner, by arrangement of the Owner. Utilities working on their own typically do not apply.

20. SUMMARY 20 EJCDC Intent of 2013 Construction Series changes Documents updated to reflect changes within the construction industry Logical allocation of risk between all parties Provide clear and thorough direction to all parties Be responsive to needs of all parties

21. INFORMATION AVAILABLE FROM EJCDC 21 Online Guidance EJCDC.org ASCE.org NSPE.org ACEC.org EJCDC Narrative Documents White papers Standard form documents include “Notes to User” to assist in preparation Seminars and webinars by EJCDC and member organizations

22. DISCUSSION & QUESTIONS 22