1. TÜV SÜD Industrie Service GmbH SEVENTH CDM JOINT COORDINATION WORKSHOP PLENARY SESSION SESSION III Transparency and Promotion of the CDM Thomas Kleiser Carbon Management Service TÜV SÜD Industrie Service GmbH 13 March 2011 Bonn, Germany

2. TÜV SÜD Industrie Service GmbH Overview Introduction Transparency from a DOE perspective Further Promotion of the CDM 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas2

3. TÜV SÜD Industrie Service GmbH Introduction Transparency from a DOE perspective Further Promotion of the CDM 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas3

4. TÜV SÜD Industrie Service GmbH Definition Transparency Transparency is the final outcome of a set of actions, procedures and methods that make a decision making process, all its steps and elements and the final result visible, (easy) understandable and retraceable for everyone interested, from the initiation stage until the last point. This requires generally accepted and accessible guidelines, rules and regulations, a clear, observable and universally valid structure of the process, permanent access to all information needed during the process as well as the proper documentation and publication of the final decision and the reasons behind. Transparency requires that there are no hidden agendas or conditions in the process and that the process runs neutral, independent, free of particular interests and influence from the outside. 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas4

5. TÜV SÜD Industrie Service GmbH Transparency from a DOE perspective Introduction Transparency from a DOE perspective Further Promotion of the CDM 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas5

6. TÜV SÜD Industrie Service GmbH Basic Requirements for Transparency Basic Requirements for Transparency in Decision Making Clear process (inflow, clear (and short) timelines, steps, outcome) Uniform, understandable rules and regulations Standardized approach in assessment: Equal treatment, Objectivity Convenience Continuity in regulation Standardized approach in assessment (protocols, checklists) Standardized documentation / reporting Same level of knowledge - Qualification of protagonists Access to information for everyone Publication of decisions 13.03.20117th CDM Joint Coordination Workshop; Kleiser, Thomas6

7. TÜV SÜD Industrie Service GmbH Current status 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas7 Current Status in regard to Transparency Positive Development: - New Accreditation Standard - Competence Requirements, TA - Impartiality, COI VVS (under development) – standardized reporting, forms Standardized Baselines Monitoring Performance of DOEs Availability of information at UN Website (structure and access to information) Communication of timelines and status in projects

8. TÜV SÜD Industrie Service GmbH Current status 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas8 Transparency in Review Process at UN Questions: -Qualification Criteria (competence) -Impartiality, COI -Public Availability of Information Critical for Transparency: -Hidden Agendas, hidden information? -Case by case decisions instead of one „general valid“ decisions? (Tariff issue (tariff list), CMM, E+ / E -, Industrial Gases)

9. TÜV SÜD Industrie Service GmbH Some Ideas 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas9 Ideas for improving Transparency -web-based process (EU-ETS) -Partially Disclosure of Internal UN Information / Decision Making Process, Publication of Decisions -Positive / Negative List of Projects -further Standardization -Simplification of Meth / Tools -Increase the communication with stakeholders (mainly between UNFCCC Secretariat and PPs – DOEs); -Strengthening the Role of DNAs and NGOs -Publish best practices examples

10. TÜV SÜD Industrie Service GmbH Promotion of the CDM Introduction Transparency from a DOE perspective Further Promotion of the CDM 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas10

11. TÜV SÜD Industrie Service GmbH Promotion of the CDM Uniqueness of CDM: Global System – same rules, world wide accepted Marked-based Transparent Stakeholder Process on a global scale Technology Transfer Contribution to Sustainability Model for comparable systems? - Biodiversity, water etc. 13.03.20117th CDM Joint Coordination Workshop, Kleiser, Thomas11

12. TÜV SÜD Industrie Service GmbH Conclusions There is always a place for improvement; Commendable Progress in the past two years Main goal should be to reduce complexity of the process/es and reduce lead times Future of CDM depends on success in the next year! 12.03.20117th CDM Joint Coordination Workshop_Tolcach, Eric12

13. TÜV SÜD Industrie Service GmbH Thanks! Thank you very much for your attention! Thomas Kleiser TÜV SÜD Industrie Service GmbH Carbon Management Service thomas.kleiser@tuev-sued.de 12.03.201113