1. CHAPTER 3: CARRIER CONCENTRATION PHENOMENA
Part I

2. SUB-TOPICS IN CHAPTER 3:
Carrier Drift
Carrier Diffusion
Generation & Recombination Process
Continuity Equation
Thermionic Emission Process
Tunneling Process
High-Field Effect

3. Part I Carrier Drift Carrier Diffusion
Generation & Recombination Process

4. CARRIER DRIFT Mobility
The electron in s/c have 3 degree of freedom – they can move in a 3-D space. The kinetic energy K.E of electron is given by
(1)
From the theorem for equipartition of energy, ½ kT unit
energy per degree of freedom.
mn – effective mass of electron,
vth – average thermal velocity (~ 107cm/s at T=300K)

5. Mobility (cont.)
Electron in s/c is moving rapidly in all direction, where thermal motion of an individual electron may be visualized as a succession of random scattering from collisions with lattice atoms, impurity atoms, and other scattering centers, as shown in Fig. 3.1(a).
Average distance between collisions – mean free path.
Average time between collisions – mean free time C.
For typical mean free path ~ 10-5cm, 
C = 10-15/vth~10-12s (or in 1ps).

6. Mobility (cont.)
When small electric field, E, is applied to s/c sample, each electron will experience a force (–qE) from the field and accelerated along the field (in opposite direction) during the time between collisions – additional thermal velocity component.
This additional component called drift velocity.
Combination displacement of an electron (due to random thermal motion) & drift component illustrated in Fig. 3.1(b).
Note that: net displacement of the electron is in the opposite direction of applied field.

7. Mobility (cont.) Without electric field hole
Figure Schematic path of an electron in a semiconductor. (a) Random thermal motion. (b) Combined motion due to random thermal motion and an applied electric field.

8. Mobility (cont.)
The momentum is applied to an electron is given by -qEC, and momentum gained is mnvn. Thus, using physics conservation of energy, electron drift velocity:
(2)
Note that: vn is proportional to E
The proportionality factor may be written as
(3)
The proportionality factor also called electron mobility.
A similar expression may be written for holes in valence
band may be written as: vp = p E
Mobility is very important parameter for carrier transport – it
describes how strongly the motion of an electron is influenced
by an applied electric field.

9. Mobility (cont.)
From eq. (3), mobility is related directly to mean free time between collisions determined by the various scattering mechanism.
Two MOST important mechanisms: lattice scattering and impurity scattering.
Lattice scattering – results from thermal vibrations of the lattice atoms at any temperature, T>0K (it becomes dominant at high temp. – mobility decreases with increasing temp.) – theoretically mobility due to lattice scattering L decrease in proportion to T-3/2
Impurity scattering – results when charge carrier travels past an ionized doping impurity (donor or acceptor). It depends on Coulomb force interaction.
Impurity scattering depends on total concentration of ionization impurities (sum of +ve and –ve charge ions). It becomes less significant at higher temperatures.

10. Mobility (cont.) or (4) (4a) L – lattice scattering mobility
The probability of a collision taking place in unit time, 1/C, - the sum of the probabilities of collision due to the various scattering mechanism: or
(4)
(4a)
L – lattice scattering mobility
I – impurity scattering mobility

11. Mobility (cont.)
Electron mobility as a function of temp. for Si with 5 different donor concentration is given by Fig. 3.2.
For lightly doping (i.e cm-3) – lattice scattering dominates and mobility decreases as the temp. increases.
For heavily doping (i.e. 1019cm-3) – at low temp. impurity scattering is most pronounced. Mobility is increases as temp. increases.
For a given temp., mobility decreases with increasing impurity concentration (due to enhanced impurity scattering).

12. Lightly doped Heavily doped
Figure Electron mobility in silicon versus temperature for various donor concentrations. Insert shows the theoretical temperature dependence of electron mobility.

13. Mobility (cont.)
Mobility reaches a maximum value at low impurity concentrations corresponds to the lattice scattering limitation.
Both electron & hole mobility decrease with increasing impurity concentration.
Mobility of electrons is greater than holes due to the smaller effective mass of electrons.
Figure Mobility and diffusivities in Si and GaAs at 300 K as a function of impurity concentration.

14. Resistivity (5) EC – conduction band energy Refer to Fig. 3.4.
3.4(a) – n-type s/c & its band diagram at thermal equilibrium.
3.4(b) – when biasing voltage is applied at right-hand-terminal.
Assume that contact at both terminals are ohmic (there is negligible voltage drop at each of the contacts).
When E (electric field) is applied to s/c, each electron may experience a force of –qE. Thus, the force is equal to the negative gradient of the potential energy:
(5)
EC – conduction band energy

15. Resistivity (cont.)
Figure Conduction process in n-type semiconductor (a) at thermal equilibrium and (b) under biasing condition.

16. where  - electrostatic potential, and defined as
In the gradient of U, any part of the band diagram that is parallel to EC (e.g EF, Ei, and EV) may be used. But it’s convenient to use intrinsic Fermi level Ei (when consider p-n junction in Chapter 4). From (5):
(6)
where  - electrostatic potential, and defined as
(7)
which represents the relationship between electrostatic
potential and potential energy, U.

17. For homogenous s/c (Fig. 3
For homogenous s/c (Fig. 3.4(b)) – U and Ei decrease linearly with distance, thus electric field constant –ve x-direction.
Electrons in conduction band move to the right – electron undergoes a collision, loses some or all of its K.E to the lattice & drops toward its thermal equilibrium position – this process will be repeated many times.
Hole behaves in the same manner but in the opposite direction.
Transport of carriers under applied electric field – drift current.

18. From Fig. 3.5, with application of electric field, current density for
both electron and hole, Jk may be written as
(8)
where for electron, k = n, y= -1; and hole, k=p, y=1
Figure 3.5. Current conduction in a uniformly doped semiconductor bar with length L and cross-sectional area A.

19. Total current following in s/c sample is sum of the electron and hole components, which is
(9)
From (9), conductivity  = q(nn + pp). Thus, resistivity of semiconductor is given by
(10)
For extrinsic s/c, generally may be written as
(11)
For n-type (n>>p), k=n, and p-type (p>>n), k=p

20. EXAMPLE 1 The hole concentration is given by
where L = 12m. The hole diffusion coefficient is Dp= 12cm2/s. Calculate the hole diffusion current density versus x

21. Figure 3.6. Measurement of resistivity using a four-point probe.
In practical, to measure resistivity – commonly used the four-point probe method (Fig. 3.6)
With thickness, W << d, thus
resistivity is given by
(12)
where CF ~ ‘correction factor’ and it
depends on the ratio of d/s,
s – probe spacing.
Figure Measurement of resistivity using a four-point probe.

22. Room temperature
Figure Resistivity versus impurity concentration3 for Si and GaAs.

23. EXAMPLE 2
Find the resistivity of intrinsic Si doped with n = 1450, p = 505, and n = p = ni = 9.65109 at T = 300K.

24. THE HALL EFFECT
The “Hall effect” was discovered in 1879 by the American physicist, Edwin Hall (1855 – 1938). He discovered the "Hall effect" while working on his doctoral (PhD) thesis in Physics.
In 1880, full details of Hall's experimentation with this phenomenon formed his doctoral thesis and was published in the American Journal of Science and in the Philosophical Magazine.

25. THE HALL EFFECT Hall field (13) Hall coefficient (14)
Hall effect is used to measure the carrier concentration.
It is also one of the most convincing methods to show the existence of holes as charge carriers – measurement can give directly the carrier type.
Fig. 3.8 show the Hall effect set-up (consider a p-type sample). Using Lorentz force F = qv x B = qvxBz. (B: magnetic field)
There is no net current flow along y-direction (in steady-state), thus Ey exactly balances the Lorentz force:
Hall field
(13)
Hall coefficient
(14)

26. Figure 3.8. Basic setup to measure carrier concentration using the Hall effect.

27. All quantities in RHS can be measured, thus carrier
The measurement of the Hall voltage for a known current and magnetic field yields
(15)
All quantities in RHS can be measured, thus carrier
concentration and carrier type can be obtained directly
from Hall measurement.
RHS: right-hand-side

28. Bonus for who solve the three examples
Given Si sample of unknown doping. Hall measurement provides the following information: W = 0.05cm, A = 1.6 x 10-3 cm2, I = 2.5mA, and B = 30 nT (1T = 10-4 Wb/cm2). If Hall voltage of +10mV is measured, find the Hall coefficient
Bonus for who solve the three examples

29. CARRIER DIFFUSION Diffusion Process (16) (17)
Carriers move from a high concentration region to low concentration region ~ called diffusion current.
From Fig. 3.9, current density may explain by mathematical formalism below:
LHS:
RHS:
(16)
F ~ average electron flow
per unit area.
l ~ mean free path
Dn ~ diffusion coefficient
(17)

30. Figure 3.9. Electron concentration versus distance; l is the mean free path. The directions of electron and current flows are indicated by arrows.

31. EINSTEIN RELATION (18) Using (3), (16), & (18), Einstein relation
Rewrite Eq. (17) using theorem for equipartition of energy:
(18)
Using (3), (16), & (18), Einstein relation
may be written as
(19)
(relation of diffusivity & mobility)

32. DENSITY EQUATIONS (20) where k = n, with y=1, and k=p, with y= -1.
Total current density at any point is the sum of the drift & diffusion components:
(20)
where k = n, with y=1, and k=p, with y= -1.
Total conduction current density is given by
Jcond = Jn + Jp

33. GENERATION & RECOMBINATION TYPES
1. Direct Recombination
For the direct-band gap s/c in thermal equilibrium – the continuous thermal vibration of lattice atoms – cause bonds between neighboring atoms to be broken.
Bonds broken cause electron-hole pair.
Carrier generation – electron to make upward transition to conduction band & leaving a hole in valence band. It is represented by the generation rate Gth (number of electron-hole pair generated/cm3/s) – Fig. 3.10(a).
Recombination – electron makes transition downward from cond. band. It is represented by recombination rate Rth (Fig. 3.10(a)).
At thermal equilibrium conduction : Gth = Rth for pn = ni2 to be maintained.

34. The rate of generation & recombination in n-type is
(21)
When we shine a light, it produced electron-hole pair at a
rate GL, recombination and generation rate
(22)
(23)
nno & pno – electron and hole
densities
 - proportionality constant
Figure Direct generation and recombination of electron-hole pairs: (a) at thermal equilibrium and (b) under illumination.

35. p – lifetime of the excess minority carriers.
The net change of hole concentration is given by
(24)
At steady-state, dpn/dt = 0;
(25)
And at low level injection, pno << nno, the net recombination is
(26)
p – lifetime of the excess minority carriers.
U is net recombination, defined as
U = (nno + pno + ∆p)∆p

36. From (25) & (26) (in steady-state), generation rate is given by
(27)
(28)
When the light is turn off, t = 0, the
boundary cond. pn(0)Eq. (28), and
pn()  pno, thus
(29)
Figure Decay of photo excited carriers. a) n-type sample under constant illumination. (b) Decay of minority carriers (holes) with time. (c) Schematic setup to measure minority carrier lifetime.

37. GENERATION & RECOMBINATION
2. Indirect Recombination
The derivation of the recombination rate is more complicated.
Et – called the intermediate-level states.
There are 4 basic transitions takes place.
Example of the indirect-band gap s/c – Si.
After indirect recombination process:
(i) Electron capture
(ii) Electron emission
(iii) Hole capture
(iv) Hole emission
Figure Indirect generation-recombination processes at thermal equilibrium.

38. (30) (31) The recombination rate is given by
Under low-injection condition in a n-type, so nn >> pn , then (30) can be written as
(31)
where, vth – thermal velocity, Nt – concentration of the recombination centre,  - capture cross section (effectiveness of the centre to capture an electron or hole), and

39. 3. Surface Recombination
A large number of localize energy states (generation-recombination centers) may introduced at the surface region. (Fig. 3.13).
It may enhance the recombination rate at the surface region by an energy called surface-state.
The kinetics of the surface recombination are similar to those in bulk centers.
Total number of carrier recombining at the surface per unit area and unit time:
(32)
And, the low-injection surface recombination velocity is defined as:
(33)
where, ps – concentration at surface, Nst – recombination center density per unit area in the surface region.

40. Figure Schematic diagram of bonds at a clean semiconductor surface. The bonds are anisotropic and differ from those in the bulk.

41. 4. Auger Recombination (34) B – proportionality constant (strong
Occurs by the transfer of the energy & momentum released by the recombination of electron-hole pair to 3rd particle (either electron or hole).
Example shown in Fig. 3.14, the 2nd electron absorb the energy released by direct recombination – becomes an energetic electron.
It’s very important – carrier concentration is very high (results from high doping or high injection level). The rate of this recombination can be expressed as
(34)
B – proportionality constant (strong
temperature depending)
Figure Auger recombination.

42. Summary of Part 1
In part 1 of carrier transport phenomena, various temperature process include drift, diffusion, generation, and recombination.
Carrier drift – under influence of an electric field. At low field, drift velocity is proportional to electric field called Mobility.
Carrier diffusion – under influence of carrier concentration gradient.
Total current = (drift + diffusion) components.
Four types of recombination process:
(i) Direct
(ii) Indirect
(iii) Surface
(iv) Auger

43. "Science is a powerful instrument
"Science is a powerful instrument. How it is used, whether it is a blessing or a curse to mankind, depends on mankind and not on the instrument. A knife is useful, but it can also kill."
Albert Einstein