2. Copyright 2007, Information Builders. Slide 1 Relational Efficiencies: Part I Renee Teatro Information Builders

3.  Optimization Overview  JOINs  Sorting  Aggregation  Expressions  Direct SQL Passthru Relational Efficiencies Agenda

4. Copyright 2007, Information Builders. Slide 3 User executes a FOCUS request... Z FOCUS calls the appropriate module (TABLE, GRAPH) Z Reads and parses the MFD Z Parses the request Z Calls the Interface with information on the MFD and the request available in work areas Z Reads and parses the AFD Z Checks the module specifics for optimization Z Analyzes and optimizes the request Z Generates SELECT statement(s) Z Passes SELECT statements to the appropriate ‘physical’ module Z Prepares, allocates, and opens cursor(s) Z Calls the RDBMS to FETCH rows of data Z Analyzes and optimizes the SQL translation of the FOCUS application request Z Chooses the appropriate access path and retrieval method Z Retrieves data Z Creates the answer set FOCUS FOCUS Reporting Modules TABLE DEFINE TABLEF ANALYSE GRAPH FRL JOIN MATCH FILE DB2 SQL/DS Teradata Oracle Data Adapter SQL Generation and Execution (‘logical layer’ – GNTINT ) SQL modules (‘physical layer’) DB2 SQL/DS RRSET Teradata DBTFOC Oracle ORAFOC DATA Report is displayed Z FOCUS reads a row from the answer set and processes the remaining actions on that row (IF/WHERE, DEFINEs…) Z Puts the valid row into the Internal Matrix Z Reads the next row and repeats the process until the end of the answer set Z Processes the Internal Matrix and displays the report Z The Interface receives a row and/or an SQL status code Z Converts non-standard data into FOCUS format, making it available to FOCUS Z Asks RDBMS for the next row (FETCH), until the end of the answer set is reached (SQL status code +100) Z Sends back a row and/or an SQL status code to the Interface FOCUS / WebFOCUS Data Adapter Relational Efficiencies Layers of Processing

5. Interface optimization is the degree to which a TABLE request is translated to SQL In other words, the process in which the interface translates projection, selection, JOIN, sort, and aggregation operations of a report request into its SQL equivalent and passes it to the RDBMS for processing  TABLE, MODIFY, MAINTAIN  SQL  Direct SQL Passthru  Passing JOINs Relational Efficiencies RDBMS Optimization

6. Copyright 2007, Information Builders. Slide 5 TSO CMS SQL DB2/SQLDS SQLDBC SQLORA SQLMSS SET OPTIMIZATION SQLJOIN ON OFF SQL FOCUS * ComponentsDescription Target Database EngineDB2 / SQLDS for DB2 SQLDBC for Teradata SQLORA for Oracle SQLMSS for SQL Server OUTER Relational Efficiencies The Optimization Command

7. In the SQL engine SET OPTIMIZATION ON is the default, so the interface attempts to fully optimize all requests  RDBMS is preferred engine for processing  More RDBMS processing is usually beneficial Types of optimization  ON – default  OFF – Lets FOCUS handle all JOINs, sorts, and aggregations  SQL – pass SQL even if multiplicative effect found  FOCUS – pass SQL only if results are identical to FOCUS processing Relational Efficiencies Optimization Settings

8.  SET TRACEON=component//destination  Component  SQLDI - FSTRACE - All Interface-RDBMS activity  SQLAGGR - FSTRACE3 - Optimization messages  STMTRACE - FSTRACE4 - SQL only  SQLCALL - commands and data exchange between the physical and the logical layers of the data adapter  Destination  FSTRACE - allocation for the ddname of FSTRACE  CLIENT - displays client session to the screen Relational Efficiencies Data Adapter TRACE Facility

9. SET XRETRIEVAL=[ON | OFF]  ON – the interface sends the request to the RDBMS and it processes the request  OFF – the interface attempts to optimize the request, but no RDBMS processing is done Relational Efficiencies XRETRIEVAL Option

10. SET TRACEOFF=ALL SET TRACEUSER=CLIENT SET TRACEON=STMTRACE//FSTRACE TABLE FILE EMPLOYEE COUNT EMP_ID BY DEPARTMENT WHERE CURR_SAL GT 10000 END STMTRACE: SELECT DEPARTMENT, COUNT(*) FROM EMPLOYEE WHERE (CURR_SAL > 10000) GROUP BY DEPARTMENT ORDER BY DEPARTMENT; Relational Efficiencies Fully Optimized Query

11. DEFINE FILE EMPDB2 CATEGORY/A4 = IF CSAL LT 10000 THEN 'LOW' ELSE 'HIGH'; END TABLE FILE EMPDB2 SUM CSAL CATEGORY BY EID END STMTRACE: SELECT T1.EID,T1.CSAL FROM "PMSSAE"."EMPINFO" T1 ORDER BY T1.EID FOR FETCH ONLY; SQLAGGR: (FOC2590) AGGREGATION NOT DONE FOR THE FOLLOWING REASON: (FOC2597) USE OF DEFINE FIELD THAT CANNOT BE AGGREGATED: CATEGORY Relational Efficiencies Non-Optimized Query

12. Copyright 2007, Information Builders. Slide 11 Relational Efficiencies Now Optimized Query SQLAGGR: AGGREGATION DONE... STMTRACE: SELECT T1.EID, SUM(T1.CSAL) FROM "PMSSAE"."EMPINFO" T1 GROUP BY T1.EID ORDER BY T1.EID FOR FETCH ONLY; SET TRACEOFF=ALL SET TRACEUSER=CLIENT SET TRACEON=SQLAGGR//CLIENT SET TRACEON=STMTRACE//CLIENT TABLE FILE EMPDB2 SUM CSAL COMPUTE CATEGORY/A4=IF CSAL LT 10000 THEN 'LOW' ELSE 'HIGH'; BY EID END

13. Copyright 2007, Information Builders. Slide 12 Projection and Selection

14. Projection is the retrieval of specific columns only  Projection is always optimized  Interface retrieves columns referenced in  Print/sum/count commands  Objects of JOINs and DEFINE statements  PRINT * and SEG.fieldname  Will return all columns in master file only  SELECT * never produced TABLE FILE EMPLOYEE PRINT * END SELECT EID, LN, FN FROM EMPLOYEE; Relational Efficiencies Projection

15. A master file can be considered a dynamic RDBMS view. A master can contain:  One or more columns of a relational table  Multiple relational tables – called an embedded MFD  Real relational views Main advantages of a master file  SQL JOIN syntax hidden from user  View not stored in RDBMS catalog  Activation of only necessary tables (segments)  Note: Not the case with dynamic JOIN Relational Efficiencies Projection

16. Copyright 2007, Information Builders. Slide 15 Type of Expressions Expression Components Examples Arithmetic-Valued Expressions (Expressions that return a single number) Character String- Valued Expressions (Expressions that return a character string) Logical Expressions (Expressions that return a single value, True or False) Real fields of datatype I, P, D, or F Numeric constants Arithmetic operators (+, -, *, / ) Aggregation operators (SUM., CNT., AVE., MIN., MAX.) Real fields of datatype A String constants Concatenation operator (I) EDIT of alphanumeric fields Real fields with any FOCUS datatype Constants of consistent datatype Relational operator (EQ, NE, GT, LE..) Logical operators (AND, OR, NOT) Valued expression operands WHERE TOTAL (AVE.CSAL * 0.10) +AVE.CSAL GT 55000; WHERE EDIT(FN, ‘9.$’) |LN EQ ‘J.WANG’ ; WHERE (CDIV EQ ‘CORP’ OR ‘NE’) AND ((CSAL* 0.10) +CSAL GT 55000); Screening conditions on DEFINEd fields, which calculate the above type of expressions, are passed to the RDBMS. NOTE Relational Efficiencies Selection: Translatable Screening

17. Copyright 2007, Information Builders. Slide 16 User-written subroutines IF–THEN–ELSE expressions *** optimized Self-referential expressions EDIT for field format conversions Strong concatenation (II) DECODE function Non-SQL relational operators (INCLUDES, EXCLUDES) FOCUS subroutines (ABS, INT, MAX, MIN, LOG, SQRT) Expressions using fields with ACTUAL=DATE Expressions using Example DEFINE... FNL/I3 = ARGLEN(15,LN,FNL); TABLE... IF FNL LE 6 DEFINE... DIVISION/A11=IF CDIV EQ ‘CORP’ THEN ‘CORPORATE’ ELSE IF CDIV EQ ‘NE’ THEN ‘NORTH-EAST’ ELSE ‘NA’; TABLE... IF DIVISION EQ ‘CORPORATE’ OR ‘NORTH-EAST” DEFINE... CPT/I2=CPT+1; TABLE... IF CPT NE 0 WHERE EDIT(ID) GT 20 DEFINE... NAME/A27=FN||(‘ ‘ | LN); TABLE... IF NAME EQ ‘DANIEL VALINO’ DEFINE... DEVISION/A11=DECODE CDIV (‘CORP’ ‘CORPORATE’ ‘NE’ ‘NORTH-EAST’ ELSE ‘NA’); TABLE... IF DIVISION EQ ‘CORPORATE’ OR ‘NORTH-EAST’ IF LN INCLUDES ‘VALINO’ DEFINE... HDAT2/YYMD=HDAT+365; TABLE... IF HDAT2 GT ‘1990/03/01’ WHERE SQRT(CSAL) GT 260 Relational Efficiencies Non-Translatable Screening Conditions

18. Copyright 2007, Information Builders. Slide 17 JOIN Processing

19.  Interface attempts to generate ONE SELECT statement to JOIN all tables  Applies to dynamic or embedded JOINs  One OPEN cursor operation  JOIN optimized more readily by RDBMS  An optimized JOIN enables sorts and aggregations to be passed  Limits interface RDBMS communications Relational Efficiencies JOIN Optimization

20.  If JOIN is not passed to RDBMS  Termed: FOCUS-managed JOIN  One SELECT statement for EACH table  FOCUS executes a nested loop JOIN  Parent table (HOST) is the outer table  One inner table OPEN for each row returned from the outer table  Outer (host) table – choose the one with fewest rows returned  Sorts and aggregations are not passed  SQLAGGR/FSTRACE3 displays reason Relational Efficiencies JOIN Optimization

21. JOIN F1SSN IN TABLE1 TO F2SSN IN TABLE2 TABLE FILE TABLE1 PRINT F2SSN END Optimized JOIN: SELECT T1.F1SSN,T2.F2SSN FROM "PMSNJC".TABLE1 T1, PMSNJC.TABLE2 T2 WHERE (T2.F2SSN = T1.F1SSN) FOR FETCH ONLY; Non-Optimized JOIN: (FOC2510) FOCUS-MANAGED JOIN SELECTED FOR FOLLOWING REASON(S): SELECT T1.F1SSN FROM "PMSNJC".TABLE1 T1 FOR FETCH ONLY; SELECT T2.F2SSN FROM PMSNJC.TABLE2 T2 WHERE (T2.F2SSN = ?) FOR FETCH ONLY; Relational Efficiencies Optimized JOIN vs. Non-Optimized JOIN

22. In earlier releases, these types of JOINs disabled optimization:  Multiplicative effect encountered for aggregated requests  Termed: Interface-managed native JOIN  Check results, FOCUS managed may be more efficient (SET OPTIMIZATION=OFF)  Outer JOIN (SET ALL=ON)  Missing cross-referenced rows are processed  RDBMS specific syntax in SQL SELECT statement  SQL sqlengine SET SQLJOIN OUTER OFF|ON  SET ALL=PASS not supported  WHERE field EQ ‘$*’ OR field IS-MISSING  Create HOLD files/JOIN/SET ALL=PASS  Heterogeneous JOIN  Differing file types (e.g., flat file, IMS, etc.) Relational Efficiencies Special JOINs

23. When a JOIN is not passed to RDBMS, make sure:  The KEYS= parameter is defined correctly  The JOIN command (unique or non-unique) corresponds to the AFD KEYS= parameter Some other considerations:  (Over) normalized vs. non-normalized data  Ensure referenced tables on same retrieval path  Consider use of indices  If Interface optimization is disabled, consider choice of parent table, use of HOLD files  JOIN on same data type and length Relational Efficiencies JOIN Considerations

24. Copyright 2007, Information Builders. Slide 23 Sort Processing

25. FOCUS BY/ACROSS translated to SQL ORDER BY Translating sort phrases (BY/ACROSS) to SQL is important  Relational sort is usually more efficient  RDBMS uses indices  Sort enables RDBMS to perform aggregation  FOCUS retrieves the answer set in sorted order  Reduced I/O since answer set is aggregated Relational Efficiencies Sort Optimization

26. FOCUS sort phrases are NOT translated to SQL and Optimization is disabled when:  Optimization was set OFF by user  JOINs were not passed to RDBMS (and consequently Optimization was disabled by the interface)  A FOCUS sort phrase uses an FRL command: BY field ROWS value1 OVER value2... FOR field ROWS value1 OVER value2… FOCUS sort phrases are not fully translated to SQL and aggregation and optimization is automatically disabled when:  FOCUS BY/ACROSS…IN-GROUPS-OF is requested Relational Efficiencies Sort Optimization

27. To get FOCUS Sort phrases translated to SQL  Sort on real fields & use COMPUTEs instead of DEFINEs  Sorts on most DEFINEd fields are now optimized  Use SQLAGGR/STMTRACE to evaluate if DEFINE fields are being translated. If not, reformulate if possible  With FST. and LST. ensure access file KEYS and KEYORDER parameters are correct Considerations  Consider indexes on sort objects  SET OPTIMIZATION OFF/TABLEF/External Sort  Consider using TABLEF if sort is passed Relational Efficiencies Sort Optimization

28. Use TABLEF when all FOCUS sort phrases are translated to SQL  Faster than TABLE  Does not generate an internal matrix (FOCSORT)  Eliminates FOCUS sorting You cannot use TABLEF when FOCUS has to process some of the sorting with  ACROSS  Direct operators requiring the FOCUS internal matrix (TOT., PCT., or RPCT.)  COMPUTE expressions using direct operators  Multi-verb requests  RETYPE Note: Locks are held with TABLEF until report is complete (commit issued) Relational Efficiencies Using TABLEF

29. Copyright 2007, Information Builders. Slide 28 Aggregation Processing

30. Aggregation translation is important  RDBMS aggregation is more efficient: indices  An aggregated answer set reduces FOCUS-to-RDBMS communication  A smaller answer set reduces FOCUS local processing FOCUSSQL SUM..., WRITE... BY field SUM., CNT., MIN., MAX., AVE. SELECT SUM(...)GROUP BY column ORDER BY column SUM(...), COUNT(*), MIN(...), MAX(...), AVG(...) Relational Efficiencies Efficient Aggregation

31.  Verbs: SUM, COUNT, WRITE  Direct operators: MIN., MAX., AVE.  Aggregating DEFINEd fields:  Constant DEFINEd fields translated with CNT. The following defined expressions can be translated Type of expressions Expression components Examples Arithmetic Valued (Expressions that return a single number) Character String Valued (Expressions that return a character string) Real fields of datatype I, P, D, or F Numeric constants Arithmetic operators (+, -, *, / ) Real fields of datatype A String constants Concatenation operator (I) EDIT of alphanumeric fields DEFINE FILE ORAEMP NEW_SAL/D12.2=(CSAL * 0.10) + CSAL ; END DEFINE FILE ORAEMP NAME/A18=EDIT(FN,‘9.$’)|LN; END Relational Efficiencies Translatable Aggregation

32. Aggregation is not translated to SQL and optimization is automatically disabled when:  Optimization was set off by user  JOINs were not passed to RDBMS (and consequently optimization was disabled by the interface)  FOCUS sort phrase is not translated  Some screening conditions not passed to RDBMS  Some non-SQL operators are used  Multi-verb requests  COUNT with MISSING=ON If the verbs PRINT or LIST are used, no aggregation is requested and FSTRACE3 returns the following message: (FOC2590) AGGREGATION NOT DONE FOR THE FOLLOWING REASON: (FOC2594) AGGREGATION IS NOT APPLICABLE TO THE VERB USED Relational Efficiencies Non-Translatable Aggregation NOTE

33.  Possible index-only processing  Possibly aggregate in RDBMS index  Explicit or implicit (e.g., in heading/footing) FST. and LST. can be optimized using MIN and MAX  Aggregate on real fields  Use COMPUTE in place of DEFINE  Create aggregated extract files (HOLD files) in cases where aggregation is not optimized Relational Efficiencies Aggregation Considerations

34. Copyright 2007, Information Builders. Slide 33 Virtual Field Processing

35.  DEFINE fields can be optimized as part of aggregation or record selection  Aggregation or record selection can optimize:  Arithmetic-valued expressions  Character string-valued expressions  Logical expressions (selection only)  Aggregation cannot be optimized for logical expressions  Single segment DEFINEs passed when JOIN is not  IF-THEN-ELSE DEFINEs capable of being passed Relational Efficiencies Virtual Field (DEFINE) Optimization

36. DEFINE FILE EMPINFO SAL_FLAG = IF (CURRENT_SALARY LT 10000) AND (DEPARTMENT_CD EQ 'MIS') THEN 1 ELSE 0; END TABLE FILE EMPINFO PRINT EMP_ID LAST_NAME FIRST_NAME IF SAL_FLAG EQ 1 END STMTRACE: SELECT T1.EID,T1.LN,T1.FN, T1.DEPARTMENT_CD,T1.CURRENT_SALARY FROM "USER1"."EMPINFO" T1 WHERE ((((T1.CURRENT_SALARY < 10000) AND (T1.DEPARTMENT_CD = 'MIS')))) FOR FETCH ONLY; Relational Efficiencies IF-THEN-ELSE DEFINE Example – Optimized

37. DEFINE FILE EMPDB2 CATEGORY/A4 = IF CSAL LT 10000 THEN 'LOW' ELSE 'HIGH'; CATEGORY1/I4 = IF CSAL LT 10000 THEN 0 ELSE 1 ; CATEGORY2/D10 = CSAL * 1.3; END TABLE FILE EMPDB2 SUM CSAL CATEGORY2 BY EID END STMTRACE: SELECT T1.EID, SUM(T1.CSAL), SUM((T1.CSAL * 1.3)) FROM "PMSSAE"."EMPINFO" T1 GROUP BY T1.EID ORDER BY T1.EID FOR FETCH ONLY; Relational Efficiencies Aggregation DEFINE Example – Optimized

38. Copyright 2007, Information Builders. Slide 37 Aggregation by Expression  Allows named expression to be used in ORDER BY clause DEFINE FILE DB2FILE TABLE FILE DB2FILE TAX = 0.08 * PRICE SUM PRICE TAX END BY TAX NOPRINT AGGREGATION DONE... SELECT SK001, SUM(VB001), SUM(VB002) FROM (SELECT (.08 * T1.PRICE) AS SK001,T1.PRICE AS VB001,(.08 * T1.PRICE) AS VB002 FROM USER.DB2FILE T1 ) X GROUP BY SK001 ORDER BY SK001 FOR FETCH ONLY; In the past: (FOC2597) USE OF DEFINED FIELD THAT CANNOT BE AGGREGATED : TAX Relational Efficiencies Sort Expression Example – Optimized

39. Copyright 2007, Information Builders. Slide 38 Relational Efficiencies Direct SQL Passthru Best of both worlds  If the most efficient SQL is not generated or  Optimized SQL code already exists  SQL sqlengine {any valid SQL statement} END SET SQLENGINE=SQLORA SQL PREPARE result FOR SELECT * FROM DQAORA01; TABLE FILE result PRINT F1SSN ON TABLE HOLD AS HOLD1 END TABLE FILE HOLD1 PRINT F1SSN END SQL DB2 SELECT C.CLIENT_ID,J.CLIENT_ID, C.CASE_NO,J.REST FROM CLIENT C, CLIENTJ J WHERE C.CLIENT_ID=J.CLIENT_ID; TABLE FILE SQLOUT PRINT * ON TABLE HOLD END

40. Copyright 2007, Information Builders. Slide 39