1. Polling Results from the Role of the Broker Webinar Establishing Bona Fides June 21, 2012 Note: There were approximately 520 participants in this webinar. CBP conducted a non-scientific user poll. Results are not statistically valid and cannot be assumed to reflect the views of all webinar participants as a group or the general population. Questions were polled in the order below in four “batches.” Participants could not see vote tallies during polling. ResponsesDescription 66Broker that works for a customs brokerage and is neither owner or permit holder 61Broker that is not the owner but holds the permit for a customs brokerage 37Broker that owns a customs broker operation 18Broker that is employed by an importer 17Importer 15CBP employee 15Other 6Broker that is none of the above 5Broker that is employed by a customs broker but is implanted in an importer’s office 4Broker that is an independent consultant 4Non-broker freight forwarder 1Broker that is employed by a consulting company 1Other government employee 250Total responses Would you support including in the regulations elements of “due diligence” with regard to processing of powers of attorney? YesNoNumber inside graph indicates number of responses If you are a broker, is it feasible to always have a copy of the purchase order? If you are a broker, is it feasible to always have a copy of the contract? If you are a broker, is it feasible to always have a copy of the articles of incorporation for a foreign importer of record? If you are a broker, is it feasible to do an internet search to see if the enterprise engages in the exportation of the goods being imported into the U.S.? Page 1 154 134 113 122 90

2. YesNoNumber inside circle indicates number of responses Note: CBP conducted a non-scientific user poll. Results are not statistically valid and cannot be assumed to reflect the views of all webinar participants as a group or the general population. If you are a broker, can you document written or electronic communication with the importer of record that seeks to determine if they are an owner or purchaser of the goods? Page 2 If you are a broker and obtain a POA from a third party, is it feasible to always have direct communication with the importer of record? Would you support requiring brokers to get a power of attorney directly from the importer of record and not allowing brokers to get the POA through a third party? If you are a broker, do you validate POAs beyond the guidance provided on the CBP website? If you are a broker, do you validate POAs against the “importer sanctions list” provided on the Department of Commerce website? If you are a broker, do you query ABI (Automated Broker Interface), using the IRS number, to ensure that the importer’s name is the same in CBP’s system as appears on the POA? If you are a broker, do you verify that the address provided by the importer is a valid one? If you are a broker, do you or any of your employees ever complete POAs for importers? 122 106 114 105 104 If you are a broker, do you or your company have or follow a checklist, standard operating procedure, or guidance manual on validating POAs? 122 87 98 106