1. Status of the ICAO Universal Safety Oversight Audit Programme Audits completed 179 * Interim reports178 Action plans173 Summary reports169 Audit follow-ups52 *In addition, five territories have been audited under the auspices of Contracting States Total – 188 Contracting States Appendix B

2. USOAP – findings and analysis Primary Aviation Legislation Specific Operating Regulations CAA Structure & Safety Oversight Functions Technical Guidance Material Qualified Technical Personnel Licensing & Certification Obligations Continued Surveillance Obligations Resolution of Safety Issues 0 10 20 30 40 50 60 70 GLOBAL/178 – 28.5% APAC/33 – 24.9% ESAF/21 – 40.2%EUR/NAT/51 – 19.65% MID/17 – 30.52% NACC/21 – 24.04% SAM/13 – 23.24%WACAF/21 – 49.37% Lack of effective implementation of the critical elements (%) Appendix C

3. Resolution of Safety Issues 0 5 10 15 20 25 30 35 40 Primary Aviation Legislation Specific Operating Regulations CAA Structure and Oversight Functions Technical Guidance Material Qualified Technical Personnel Licensing and Certification Obligations Continued Surveillance Obligations GLOBAL: 178 (28.51%)CENTRAL AMERICA : 6 (40.33%)CAR: 11 (18.23%) USOAP – findings and analysis Lack of effective implementation of the critical elements (%) Appendix D

4. Association between findings and regional accident rates 0 10 20 30 60 40 50 70 80 Asia and Pacific Region Southern American Region Eastern and Southern African Region European and N. Atlantic Region Middle East Region N. / C. American and Caribbean Region Western and Central African Region Accident rates per 1 000 000 departures - scheduled (International and Domestic, 1996) Audit Findings – Lack of Effective Implementation of SARPs, (178 audit reports) Accident rates per 1 000 000 departures - scheduled (International and Domestic, 2000) Appendix E

5. Benefits of maintaining Universal, Regular and Mandatory Audits Resolution of Safety Issues 0 5 10 15 20 25 30 35 40 Primary Aviation Legislation Specific Operating Regulations CAA Structure and Oversight Functions Technical Guidance Material Qualified Technical Personnel Licensing and Certification Obligations Continued Surveillance Obligations Initial Audit: 22 States (21.82%) Audit Follow-up: 22 States (7.20%) Global: 178 States(28.79%) Appendix F