1. PPP and EC funding 2007 – 2013 JOHANN SOLLGRUBER DG REGIO
Presentation – October
2006
PPP and EC funding 2007 – 2013
JOHANN SOLLGRUBER
DG REGIO

2. Content Financial perspectives 2007-2013
Developing an investment strategy
PPP and EC funding – the drivers
PPP – and the draft regulation
Checklist

3. 1. financial perspectives 2007-2013
EU Budget Break Down

4. EU Financial Perspective - financial table
1. financial perspectives
EU Financial Perspective - financial table
Commitment appropriations by heading
In billion EUR
In %
1a. Competitiveness for growth and employment
72,1
8,4
1b. Cohesion for growth and employment
307,6
35,7
2. Preservation and management of natural resources
371,2
43,1
of which market expenditure
293,1
34,0
3. Citizenship, freedom, security and justice (excl. EUSF)
10,3
1,2
4. The EU as a global partner (excl. EDF) 50
5,8
5. Total administrative expenditure
50,3
6. Compensations BG/RO
0,8
0,1
Total commitments
862,3
in % of EU-27 GNI
1,045%
Price basis 2004

5. Objectives, Structural Funds and Instruments
1. financial perspectives
Objectives, Structural Funds and Instruments
Objectives
Structural Funds and Instruments
Convergence
ERDF
ESF CF
Regional Competitiveness and employment
European territorial co-operation
Infrastructure, innovation, investments ea.
vocational training, employment ea.
environmental and transport infrastructure, renewable energy ea.

6. Cohesion policy 2007-2013: geographical coverage I
1. financial perspective
Cohesion policy : geographical coverage I
April 2005, GDP/head 
Objective 'Regional
Competitiveness and Employment'
Convergence objective
Regions < 75% in EU25)
Convergence objective
statistically affected regions
Objective 'Regional
Competitiveness and Employment'
Phasing-in regions,
"naturally" above 75%
Index EU 25 = 100
Source: Eurostat

7. ERDF + ESF 2007-2013: geographical coverage II
1. financial perspective
ERDF + ESF : geographical coverage II
EUR bn
EUR 12.5 bn
EUR bn
EUR 38.4 bn

8. Framework for the negotiations
2. developing the investment strategy
Framework for the negotiations
Lisbon
NSRF
CSG
Integr. Guidl.
Nat. Ref. Prog
Sectoral OPs
Regional OPs

9. Negotiation actors NSRF National Authorities DGs Regional Authorities
2. developing the investment strategy
Negotiation actors
NSRF
National Authorities
DGs
Regional Authorities
Local Authrities
Universities
Trade Unions
NGOs
OPs

10. 3. PPP and EC funding – the drivers
Public
Private

11. What's new? Public Private 3. PPP and EC funding – the drivers
Private Financing sector
Line Ministries
Ministry of Finance
Agencies
Contractors
Other administrations
Consultants

12. Who does what ? 3. PPP and EC funding – the drivers financing general
design
technical
approval
detailed
tendering
contracting
implementation
management
operation
financing

13. Involvement public/private during a project lifecycle
3. PPP and EC funding – the drivers
Involvement public/private during a project lifecycle
preparation
tendering
implementation
operation
private
public

14. 3. PPP and EC funding – the drivers
Can PPP help?
securing the financing (EU 85%.....) – can private financing replace national financing?
can the requirements of the stability pact be passed?
project preparation management (administrative capacity,…..)
project implementation management (know how,……)
improve the quality of operations of assets?

15. Experiences in the sectors
3. PPP and EC funding – the drivers
Experiences in the sectors
Public Roads (M1, M5, M6 - DBFO)
Railways – partial privatization (Gysev)
Public Transport (private operators)
Intermodal Transport (Logistic centers)
Water Transport (Csepel port)

16. Drinking water supply – partial privatization
3. PPP and EC funding – the drivers
Drinking water supply – partial privatization
Waste management – partial privatization
Brown Field investments – Debrecen military airport
Health care
Education
Thermal water use – DBFO
Renewable energy

17. Major Projects Single project approach Project appraisal by the COM
4. PPP and EC funding – the draft regulation
Major Projects
Project with Total Cost exceeding:
- 25 Mio € for Environment
- 50 Mio € for Transport
Single project approach
Project appraisal by the COM
Single Project Decision

18. Modulation of the contribution rate
4. PPP and EC funding – the draft regulation
Modulation of the contribution rate
total expenditure (including private) versus total public expenditure
revenue generation (operational cost…

19. Checklist for each sector
5. PPP and EC funding – checklist
Checklist for each sector
What are the drivers?
What are the targets
What are the alternatives
Is the Legal Environment ready?
Is the administration ready (Know How, structures….)?

20. Thank you for your attention
JOHANN SOLLGRUBER