1. Agency Implementation Guide Walkthrough Session Refund of Appropriations & Revenue Receipts September 21, 2009

2. 2 Agenda Topic Time Session Overview – Objectives – Agency Meetings Schedule 5 min LOE Form Update and Questions 15 min Parking Lot Item Status Update 15 min Review of Legacy Refund of Appropriations File Formats 15 min Overview of PeopleSoft Refund of Appropriations File Formats 15 min Break 15 min Review of Legacy Revenue Receipts File Formats 20 min Overview of PeopleSoft Revenue Receipts File Formats 20 min Session Wrap-Up 10 min

3. 3 Session Objectives Familiarize agencies with required changes to the Legacy Refund of Appropriations file formats Introduce Refund of Appropriations PeopleSoft file formats Familiarize agencies with required changes to the Legacy Revenue Receipts file formats Introduce Revenue Receipts PeopleSoft file formats Ensure agencies have the information needed to make a decision on the approach they will adopt for the new CAS Address agency questions related to the Agency Implementation Guide

4. 4 Agency Bulkload & Implementation Meeting Schedule Overview – Implementation Timeline and Agency Implementation Guide Overview – PeopleSoft Bulkload Formats August 12 PeopleSoftLegacy Phase 1 Agency Implementation Guide: Payables Vouchers Agency Implementation Guide: Travel Vouchers August 31 PeopleSoft Legacy Statewide COA Design & Key Concepts Overview – Cost Center Profile PeopleSoft Budgetary Control August 17 PeopleSoft Legacy Phase 1 Agency Implementation Guide: Journal Vouchers Agency Implementation Guide: Budget Journals September 2 PeopleSoftLegacy Q & A Direct Entry August 19 Agency Implementation Guide: Refund of Appropriation Agency Implementation Guide: Revenue Receipts Today PeopleSoft Legacy Phase 1 PeopleSoft Legacy Agency Implementation Guide: Purchase Orders Agency Implementation Guide: Contracts August 24 PeopleSoft Legacy Maintaining Interface and COA Profiles Report Distribution September 28 PeopleSoft Legacy Phase 1

5. LOE Form Update Q & A

6. 6 LOE Form Update Based on agency feedback OSC updated the LOE form OSC released an updated LOE form on September 11th The updated version is meant to replace the previous form and should be completed by each Agency for each system

7. 7 LOE Questions These costs should be itemized and listed under Step 6 “Other” of the LOE form. Where should costs related to changes not listed on the form be captured e.g. the change from object code to account? Yes, the LOE form applies to agencies with computer systems that supply data directly to the new CAS from outside their FMS. Does the LOE form apply to Phase I NYFMS Agencies?

8. 8 LOE Questions OSC has tried to minimize changes to the file extract formats. However, in some cases, slight modifications will be required. See Appendix E of the Agency Implementation Guide for details. OSC has tried to minimize changes to the file extract formats. However, in some cases, slight modifications will be required. See Appendix E of the Agency Implementation Guide for details. Will Outbound File Extracts come back to the agencies in the same format as today? The Accounting Codes Tables are reference tables for the various fields of the new COA. What are “Accounting Codes Tables” listed under Outbound File Extracts?

9. Parking Lot Status Update

10. 10 Parking Lot Items Parking Lot ItemStatus How will agencies match the central vendor file? How will one-time vendors be identified in the bulkload file? How will employees be added to the central vendor file after conversion? How will agencies be notified of vendor inactivation \ purge from the central vendor file? Bernie McHugh, Director of State Expenditures, discussed vendor maintenance during the September 2 nd meeting. The video of this presentation can be found at: http://www.osc.state.ny.us/agencies/cas/ag enciesguidemtg.htm Additional information related to vendor file maintenance will be provided in the December 2009 release of the Agency Implementation Guide. Vendor Maintenance

11. 11 Parking Lot Items Parking Lot ItemStatus What happens if a payment was released against the wrong purchase order? This item has been submitted for to the Bureau of State Expenditures for further consideration. It should be noted that the new CAS requirement to include vendor id on vouchers should reduce the occurrence of this error. Voucher Processing

12. 12 Parking Lot Items Parking Lot ItemStatus Will new account codes include additional values? Will the first and second digit of the new account codes have the same meaning as the current object codes? Will different account codes be used for taxable vs. non- taxable travel? Items have been submitted for consideration to the Accounting Domain Workgroup. COA

13. 13 Parking Lot Items Parking Lot ItemStatus Has a decision been made related to the frequency of which agencies can bulkload? Will there be a limit on the number of bulkload files an agency can send? What will be the business process for bulkload vouchers that have been rejected? Information relating to these items will be provided in a future release of the Agency Implementation Guide. Bulkload Processing

14. 14 Parking Lot Items Parking Lot ItemStatus Will agencies be provided a crosswalk? Can Approp Internal number and Seg Sequence number be included in the Cost Center Profile? If these numbers are eliminated how will the budget certification process change? PeopleSoft is not designed to accommodate Internal or Segregation Sequence numbers. However, FOCAS is current working with Agencies to understand their processing constraints associated with the elimination of Internal Number. Appropriation Internal \ Segregation Sequence Number

15. 15 Parking Lot Items Parking Lot ItemStatus Will current document formats be acceptable or will changes be needed? Is there a way to change the current 319 and 329 in order to automate the encumbrance liquidation process? What will agencies use Cost Center for? Will Cost Center be carried forward? Paper formats are under discussion. For electronic formats, see Appendix C of the Agency Implementation Guide. Change are shown in red. This was discussed in the September 2 nd meeting. See section B6 of the Agency Implementation Guide. The processing of Contract or Purchase Order encumbrance information as part of a Journal Entry will no longer be supported. This was discussed in the August 17 th meeting. See section B4 of the Agency Implementation Guide. Parking Lot Items Answered in the Guide

16. Refund of Appropriations File Formats

17. 17 Legacy Refund of Appropriations File Formats The Refund of Appropriation transaction is equivalent to: Revenue Refund Payee Transaction (T332) Refund Charge Transaction (T334) Refer to section C.10 of the Agency Implementation Guide

18. 18 PeopleSoft Refund of Appropriations File Format Overview Refund of Appropriation transactions are recorded via a Voucher Adjustment in PeopleSoft A Voucher Adjustment in the new CAS consists of the following layouts: –Refund of Appropriation Header (RFH) –Refund of Appropriation Line (RFL) –Refund of Appropriation Distribution Line (RFD) Refer to section D.8 of the Agency Implementation Guide

19. Break

20. Revenue Receipts File Formats

21. 21 Legacy Revenue Receipts File Formats The Revenue Receipt is equivalent to: Revenue Receipts (T371) Refer to section C.9 of the Agency Implementation Guide

22. 22 PeopleSoft Revenue Receipts File Format Overview Revenue transactions are recorded via a Regular Deposit in PeopleSoft A Regular Deposit consists of the following layouts: - Revenue Transaction Header (RVH) - Revenue Transaction Line (RVL): Refer to section D.7 of the Agency Implementation Guide

23. 23 Key Takeaways Agencies that adopt Legacy file formats may have to adopt PeopleSoft file formats in the future Legacy file format support will not be indefinite

24. 24 Session Wrap-Up Reminder: The next session is on September 28 TopicsRecommended Participants Guide Sections Under Review Agency Implementation Guide: Maintaining Interface and COA Profile Report Distribution N\A NYFMS Phase 1 FOCAS Legacy Bulkload FOCAS PeopleSoft Bulkload LegacyPeopleSoft Legacy

25. 25 Session Wrap-Up Additional issues/concerns? Questions? Meeting Minutes, video and other information is available on the Bulkload Information Center Page http://www.osc.state.ny.us/agencies/cas/bulkload.htm