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Details on this page to be compulsorily filled.

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Presentation on theme: "Details on this page to be compulsorily filled."— Presentation transcript:

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6 Details on this page to be compulsorily filled

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9 Common Objection 1)Correction in Email ID / Mobile No. 2)Two different Email Id / Mobile No. mentioned 3)Different Email ID / Mobile No. mentioned in ECN / Mobile Declaration page 4)White Ink used for corrections(Please strike only once & get client signature)

10 Nature of business required in details  Shop  XYZ Garment Pvt. Ltd. Signature should be properly done 1)Signature on the blank space provided not in between two blank space Signing here doesn’t mean signing on all the segment

11 Provide client remarks, if any

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27 Introducer Signature / Pan No. with supporting Documents required Proper Brokerage slab required

28 Strike Off Unused Column

29 Only one signature required of Client. As per Depository guideline multiple signature for the client not allowed

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34 Total 4 Client Signature required

35 Witness details in full required Name, Address, Street name, City and State

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37 As per SEBI directive DP has to record mandatorily nomination for all new accounts. Account holder has to sign the nomination page with declaration Yes or No for nomination with two witness Note:- 1)If client has opted No Nomination, then strike off the Blank columns 2)Total Two Nominee signature required

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39 To be filled by KYC staff

40 Name and signature of the person to whom the Email ID and Mobile No. belongs to i.e.Master client Client is not providing signature of both the holders of that family i.e.:- As per circular “http://www.nseindia.com/content/circ ulars/INVG19135.zip”

41 Mobile number should be same as on KYC page

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43 Mobile number & Email-ID should be same as on KYC page

44 Email-ID should be same as on KYC page

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52 COMMON OBJECTIONS Individual  Bank letter and death certificate require for deceased Karta Bank letter required for Proprietorship account mentioning that ABC is Proprietor of KYC corporation. Latest 6 months bank statement require for F&O and Currency accounts. (missing transaction in Bank statement will be rejected) For CDSL HUF Clients -Signatures of co Parceners is also required in POA. Client not aware about their Email ID, during call confirmation Non - Individual  Mobile bill compulsory who are authorize to do trade on behalf of Company (Co. is authorizing ABC director and mobile bill of another director is not allowed) Latest six month Bank statement copy required In case of new company formed CA Certified Net worth Certificate required for Corporate account. In HUF accounts one Co Parceners Pan No require other than Karta

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