1. Module II-A IEC Organizational and Governance Structures This training material has been developed with content provided by ANSI Education and Training Services (www.ansi.org/education) USNC Constituent Training Program Revised Edition: February 2012

2. Module II-A: Learning Objectives This module provides an overview of the International Electrotechnical Commission: This module provides an overview of the International Electrotechnical Commission: Membership Membership Policy and management groups Policy and management groups Technical committee structure Technical committee structure Liaison categories Liaison categories

3. Module II-A: Disclaimer The information contained in this self-taught learning module is intended as a summary of documents and procedures frequently used within the IEC and the USNC/IEC The information contained in this self-taught learning module is intended as a summary of documents and procedures frequently used within the IEC and the USNC/IEC The topics that follow are presented in summary only. For additional information about content addressed in this module, please contact the USNC/IEC staff The topics that follow are presented in summary only. For additional information about content addressed in this module, please contact the USNC/IEC staffUSNC/IEC staffUSNC/IEC staff Additional information is also available via ANSI Education and Training Services Additional information is also available via ANSI Education and Training ServicesANSI Education and Training ServicesANSI Education and Training Services

4. Reference Materials & Source Documents ISO/IEC Directives, Part 1: 2011 Procedures for the technical work ISO/IEC Directives, Part 1: 2011 Procedures for the technical work ISO/IEC Directives, Part 1: 2011 ISO/IEC Directives, Part 1: 2011 ISO/IEC Directives, Part 2: 2011 Rules for the structure and drafting of International Standards ISO/IEC Directives, Part 2: 2011 Rules for the structure and drafting of International Standards ISO/IEC Directives, Part 2: 201 ISO/IEC Directives, Part 2: 201 ISO/IEC Directives, IEC Supplement 2011 Procedures specific to IEC ISO/IEC Directives, IEC Supplement 2011 Procedures specific to IEC ISO/IEC Directives, IEC Supplement 201 ISO/IEC Directives, IEC Supplement 201 IEC Statutes and Rules of Procedures IEC membership and participation procedures IEC Statutes and Rules of Procedures IEC membership and participation procedures IEC Statutes and Rules of Procedures IEC Statutes and Rules of Procedures USNC Statutes and Rules of Procedure USNC Statutes and Rules of Procedure USNC Statutes and Rules of Procedure USNC Statutes and Rules of Procedure Model Operating Procedures for USNC/IEC TAGS Model Operating Procedures for USNC/IEC TAGS Model Operating Procedures for USNC/IEC TAGS Model Operating Procedures for USNC/IEC TAGS Guide for U.S. Delegates to meetings of ISO and the IEC Guide for U.S. Delegates to meetings of ISO and the IEC Guide for U.S. Delegates to meetings of ISO and the IEC Guide for U.S. Delegates to meetings of ISO and the IEC

5. Objectives of the IEC Meet the requirements of the global market efficiently Meet the requirements of the global market efficiently Ensure primacy and maximum world-wide use of its standards and conformity assessment schemes Ensure primacy and maximum world-wide use of its standards and conformity assessment schemes Assess and improve the quality of products and services covered by its standards Assess and improve the quality of products and services covered by its standards Establish the conditions for the interoperability of complex systems Establish the conditions for the interoperability of complex systems Increase the efficiency of industrial processes Increase the efficiency of industrial processes Contribute to the improvement of human health and safety Contribute to the improvement of human health and safety Contribute to the protection of the environment Contribute to the protection of the environment

6. IEC Organizational Structure

7. Dues and Budget IEC derives its income from: IEC derives its income from: annual dues paid by its members annual dues paid by its members the sale of publications the sale of publications other sources (as approved by the Council) other sources (as approved by the Council)

8. Dues and Budget The Council determines the annual budget, including the annual dues of its members, which are divided as: The Council determines the annual budget, including the annual dues of its members, which are divided as: Group A: Those NCs that pays the highest fixed percentage of the total dues Group A: Those NCs that pays the highest fixed percentage of the total dues The remainder from all other Full Member National Committees The remainder from all other Full Member National Committees

9. IEC Membership and Participants National Committees (NC) National Committees (NC) A National Committee (NC) is an IEC member body A National Committee (NC) is an IEC member body Each NC represents a nation's electrotechnical interests in IEC management and standardization work Each NC represents a nation's electrotechnical interests in IEC management and standardization work NC’s are comprised of private and public sector organizations NC’s are comprised of private and public sector organizations Membership structure: Membership structure: Full Member NC – full participation rights Full Member NC – full participation rights Associate Member NC – limited participation Associate Member NC – limited participation Affiliates – nonmembers with limited access to resources Affiliates – nonmembers with limited access to resources

10. FullMember Associate Member Affiliate Vote on all TC/SC and Council documents via electronic voting system Authorized to submit votes on documents of 4 selected TC/SCs via electronic voting system No voting rights Comment on all TC/SC and Council documents Authorized to submit comments only on TC/SC documents but not on the Council documents Authorized to submit comments on the documents of 10 selected TC/SC by e-mail FULL PARTICIPATION RIGHTS LIMITED NOT A MEMBERSHIP ACCESS TO INFORMATION ONLY Rights of IEC National Committees

11. National Committee Participation - TCs and SCs National committees have the right to participate in the work of every IEC TC and SC*. They may register as either a Participating (P) or an Observer (O) Member. All Members should: National committees have the right to participate in the work of every IEC TC and SC*. They may register as either a Participating (P) or an Observer (O) Member. All Members should: Organize efficient and timely votes and comments on all matters coming before the committee(s) in which they participate Organize efficient and timely votes and comments on all matters coming before the committee(s) in which they participate Take into account all relevant interests at their national level Take into account all relevant interests at their national level Provide input at the earliest possible time so as to mitigate duplication, overlap and redundancy Provide input at the earliest possible time so as to mitigate duplication, overlap and redundancy * Associate members may participate, under certain conditions, in a limited number of committees

12. National Committee Participation - TCs and SCs Participating “P” Members Responsible for submitting votes and/or comments on all technical matters coming before the committee Responsible for submitting votes and/or comments on all technical matters coming before the committee Votes are submitted within the given timeframe. Failing to vote on questions before the committee will be reported by the Secretariat to the IEC Office. Votes are submitted within the given timeframe. Failing to vote on questions before the committee will be reported by the Secretariat to the IEC Office. Send delegation or accredited experts to meetings Send delegation or accredited experts to meetings Failing to make a contribution to two (2) consecutive meetings, either by direct participation or by correspondence, will be reported by the Secretariat to the IEC Office Failing to make a contribution to two (2) consecutive meetings, either by direct participation or by correspondence, will be reported by the Secretariat to the IEC Office Nominates members on Project Team (PTs), Working Groups (WGs), Maintenance Teams (MTs ) Nominates members on Project Team (PTs), Working Groups (WGs), Maintenance Teams (MTs ) May host meetings of the committee May host meetings of the committee

13. National Committee Participation - TCs and SCs Observer “O” Members Monitor the technical work, but do not actively participate Monitor the technical work, but do not actively participate Have options to attend meetings and to receive and comment on documents Have options to attend meetings and to receive and comment on documents Have no power of vote within the committee * Have no power of vote within the committee * May not nominate members in PTs, WGs, MTs May not nominate members in PTs, WGs, MTs * All national bodies, regardless of their status within a particular technical committee or subcommittee, have the right to vote on enquiry drafts and on final draft International Standards (see Module 4 for additional information)

14. National Committee Participation - IEC Council IEC Council Sets IEC policy, long-term strategic and financial objectives Sets IEC policy, long-term strategic and financial objectives Members are the Presidents of all National Committees of the IEC, past presidents, IEC officers, CB members Members are the Presidents of all National Committees of the IEC, past presidents, IEC officers, CB members Approves financial matters, IEC membership, revisions of Statutes and Rules of Procedures Approves financial matters, IEC membership, revisions of Statutes and Rules of Procedures Elects IEC officers and members of Council Board (CB), Standards Management Board (SMB), and Conformity Assessment Board (CAB) Elects IEC officers and members of Council Board (CB), Standards Management Board (SMB), and Conformity Assessment Board (CAB)

15. IEC Council Board (CB) Works for the good of the whole Commission and its constituency Implements the IEC Council policy and makes policy recommendations Implements the IEC Council policy and makes policy recommendations Comprised of IEC Officers and 15 voting members elected by Council Comprised of IEC Officers and 15 voting members elected by Council CB reports all of its decisions to Council CB reports all of its decisions to Council

16. IEC Council Board (CB) Members are elected on their professional qualifications Some permanent elected members are appointed from those National Committees in financial Group A Some permanent elected members are appointed from those National Committees in financial Group AGroup AGroup A The other individual members are from the Full Member National Committees The other individual members are from the Full Member National Committees

17. Conformity Assessment Board The Conformity Assessment Board (CAB) is responsible for the overall management of the IEC’s conformity assessment activities The Conformity Assessment Board (CAB) is responsible for the overall management of the IEC’s conformity assessment activities Conformity Assessment BoardConformity Assessment Board Comprised of a Chairman, 12 voting members (and alternates) who are elected by Council, one representative from each IEC conformity assessment scheme, the IEC Treasurer and General Secretary Comprised of a Chairman, 12 voting members (and alternates) who are elected by Council, one representative from each IEC conformity assessment scheme, the IEC Treasurer and General Secretary conformity assessment schemeconformity assessment scheme It reports all its decisions to the Council Board It reports all its decisions to the Council Board

18. Conformity Assessment Board Responsible for evaluating and maintaining, as necessary, the IEC conformity assessment systems IECEE - System for Conformity Testing and Certification of Electrical Equipment IECEE - System for Conformity Testing and Certification of Electrical Equipment IECEE IECQ-CECC - System for Quality Assessment of Electronic Components and Associated Materials and Processes. IECQ-CECC - System for Quality Assessment of Electronic Components and Associated Materials and Processes. IECQ-CECC IECEx - System for Certification to Standards for Safety of Electrical Equipment for Explosive Atmospheres. IECEx - System for Certification to Standards for Safety of Electrical Equipment for Explosive Atmospheres. IECEx

19. Standardization Management Board (SMB) Manages the technical work through TC/SC reports/Strategic Policy Statement (SPS) and data prepared by IEC Central Office (CO) Manages the technical work through TC/SC reports/Strategic Policy Statement (SPS) and data prepared by IEC Central Office (CO) Reviews the functioning of TC/SCs and proposed changes Reviews the functioning of TC/SCs and proposed changes Approves nominations for Chairpersons and Secretariats of TCs and SCs Approves nominations for Chairpersons and Secretariats of TCs and SCs Creates/disbands new TCs, ratifies creation/disbanding of new SCs Creates/disbands new TCs, ratifies creation/disbanding of new SCs Develops rules for standards development process Develops rules for standards development process ISO/IEC Directives and the IEC Supplement ISO/IEC Directives and the IEC Supplement Reports to the Council Board Reports to the Council Board

20. Standardization Management Board (SMB) Responsible for management of the activities of the IEC Technical Committees Responsible for management of the activities of the IEC Technical Committees IEC Technical Committees IEC Technical Committees Oversees operation of Advisory committees Oversees operation of Advisory committees Electricity transmission and distribution (ACTAD) Electricity transmission and distribution (ACTAD) Infrastructure of telecommunications networks (ACTEL) Infrastructure of telecommunications networks (ACTEL) Safety (ACOS) Safety (ACOS) Electromagnetic compatibility (ACEC) Electromagnetic compatibility (ACEC) Environmental aspects (ACEA) Environmental aspects (ACEA)

21. Standardization Management Board (SMB) Comprised of 15 members Comprised of 15 members Chairman Elected by Council Chairman Elected by Council Secretariat held by the IEC Central Office (CO) Secretariat held by the IEC Central Office (CO) USNC is one of the permanent members of the SMB USNC is one of the permanent members of the SMB Meets 3 times a year Meets 3 times a year Documents, comments and votes normally handled electronically Documents, comments and votes normally handled electronically Decisions require a two-thirds majority of those members voting; if less than eight members vote, the decision must be deferred to the next meeting of the SMB Decisions require a two-thirds majority of those members voting; if less than eight members vote, the decision must be deferred to the next meeting of the SMB

22. Marketing Strategy Board (MSB) Comprised of 15 members Comprised of 15 members Reports to the IEC Council Board Reports to the IEC Council Board Identifies the main technological trends and market needs in the IEC's fields of activity Sets strategies to maximize input from primary markets and establishes priorities for the technical and conformity assessment work of the IEC Sets strategies to maximize input from primary markets and establishes priorities for the technical and conformity assessment work of the IEC Helps establish the Commission's response to the needs of innovative and fast-moving markets Helps establish the Commission's response to the needs of innovative and fast-moving markets

23. Marketing Strategy Board (MSB) The MSB meets at least once a year The MSB meets at least once a year It is composed of: It is composed of: A chairperson A chairperson 15 high level technology expert members appointed from industry 15 high level technology expert members appointed from industry IEC Officers IEC Officers The U.S. has four representatives on the MSB The U.S. has four representatives on the MSB

24. IEC Standards Development The primary duty of an IEC Technical Committee (TC) or Subcommittee (SC) is to develop and maintain International Standards and other alternative deliverables The primary duty of an IEC Technical Committee (TC) or Subcommittee (SC) is to develop and maintain International Standards and other alternative deliverables Projects must fall within the overall area of work of the committee and: Projects must fall within the overall area of work of the committee and: must be defined and accepted in accordance with relevant procedures must be defined and accepted in accordance with relevant procedures must be managed through a defined process in accordance with strict target dates must be managed through a defined process in accordance with strict target dates are often sub-assigned to Working Groups for development or maintenance are often sub-assigned to Working Groups for development or maintenance

25. Technical Committees (TC) Responsible for conducting technical work of IEC Formed when new area of technical work is identified and if... Formed when new area of technical work is identified and if... at least two thirds majority of the IEC national committee submitting votes in favor at least two thirds majority of the IEC national committee submitting votes in favor at least five IEC national committees express their intention to actively participate at least five IEC national committees express their intention to actively participate Established (including title and scope) by the Standardization Management Board Established (including title and scope) by the Standardization Management Board Title and Scope determined by SMB Title and Scope determined by SMB

26. Technical Committees (TC) Examples of the most recently established IEC TCs TC 113TC 113 - Nanotechnology standardization for electrical and electronic products and systems TC 113 - Nanotechnology standardization for electrical and electronic products and systems TC 113 TC 114TC 114 - Marine energy - Wave, tidal and other water current converters TC 114 - Marine energy - Wave, tidal and other water current converters TC 114 TC 115TC 115 - High Voltage Direct Current (HVDC) Transmission for DC voltages above 100kV TC 115 TC 116TC 116 - Safety of hand-held motor-operated electric tools TC 116 TC 117TC 117 – Solar Thermal Electric Plants TC 117 PC 118PC 118 – Smart Grid User Interface PC 118 TC 119TC 119 – Printed Electronics TC 119

27. Subcommittees (SC) Established and dissolved by the parent TC, subject to ratification by the IEC SMB Responsible for progressing the technical activities of a more narrowly defined aspect of the TC’s program of work Responsible for progressing the technical activities of a more narrowly defined aspect of the TC’s program of work Title and scope defined by the TC (within the scope of the TC) Title and scope defined by the TC (within the scope of the TC) At least five members of the TC are willing to participate actively At least five members of the TC are willing to participate actively

28. Project Teams (PT), Working Groups (WG) and Maintenance Teams (MT) Created if necessary by TC or SC for further defined focus Created if necessary by TC or SC for further defined focus WGs are responsible for a grouping of related projects WGs are responsible for a grouping of related projects PTs are responsible for a single project PTs are responsible for a single project MTs work on a revision project MTs work on a revision project New edition New edition Amendment Amendment Conveners (i.e. the chair of the PT, WG or MT) are appointed by the parent TC or SC Conveners (i.e. the chair of the PT, WG or MT) are appointed by the parent TC or SC

29. IEC Standards Development IEC standards development work is conducted within a technical committee structure IEC standards development work is conducted within a technical committee structure To facilitate the most broad participation possible, most development work is undertaken “virtually” (e.g., via e-mail correspondence, online development, video- and teleconferences, etc.) To facilitate the most broad participation possible, most development work is undertaken “virtually” (e.g., via e-mail correspondence, online development, video- and teleconferences, etc.) Meetings of IEC technical committees are held only when work cannot be conducted by other means Meetings of IEC technical committees are held only when work cannot be conducted by other means Agenda and documents must be circulated at least four months before a meeting to allow adequate time for review by the National Committee delegates Agenda and documents must be circulated at least four months before a meeting to allow adequate time for review by the National Committee delegates

30. Module II-A Complete. USNC Constituent Training Program IEC Structure

31. Gary Kushnier Gary Kushnier Vice President, International Policy gkushnier@ansi.org 202.331.3604 Charlie Zegers Charlie Zegers Senior Program Director and USNC General Secretary czegers@ansi.org 212.642.4965 Tony Zertuche Tony Zertuche Program Manager and Deputy General Secretary tzertuche@ansi.org 212.642.4892 Kevin Sullivan USNC/IEC Department Supervisor ksullivan@ansi.org 212.642.4963 Mary Johnson IEC Voting Coordinator mjohnson@ansi.org mjohnson@ansi.org 212.642.4939 Debra Negron IEC Meeting Coordinator dnegron@ansi.org 212.642.4936 Elizabeth Pomales USNC Experts Coordinator epomales@ansi.org 212.642.4964 U.S. National Committee Staff Contacts

32. Contact Information E-Learning: Learning at your own pace in your own space USNC of the IEC American National Standards Institute 25 West 43rd Street Fourth Floor New York, NY 10036 Tel: 212.642.4900 Fax: 212.398.0023 www.ansi.org/usncwww.ansi.org/usnc | www.ansi.org | webstore.ansi.orgwww.ansi.orgwebstore.ansi.org