1. Muskie School of Public Service Baseline Data for Maine Pediatric and Family Practices from ARRA-funded HIT Ambulatory Practice Survey Data Prepared for the IHOC HIT Subcommittee by IHOC Muskie School Evaluation team Final revision: May 17, 2011

2. Muskie School of Public Service Cutler Institute for Health and Social Policy  Husson and Winthrop Pediatrics submitted surveys upon request. All PCMH pilot practices included. All graphs and charts modified to include these additional surveys.  Added chart showing percent EHR adoption by pediatric and family practice compared to total respondents.  Added chart showing EHR adoption by organization type.  Identified specific practices that are using EHRs for immunization registry and that have incorporated Bright Futures and what EHRs they have. Updated revisions from draft data reported in January 2011 2

3. Muskie School of Public Service Cutler Institute for Health and Social Policy  Environmental assessment of the current status of electronic health records (EHR) adoption and use  Commissioned by the Office of MaineCare Services, in collaboration with the Governor’s Office for Health Care Finance and Policy’s Office of the Coordinator for HIT  Conducted by the Muskie School, Cutler Institute for Health and Social Policy, University of Southern Maine (USM)  Surveys conducted between April and June 2010 Maine Health Information Technology (HIT) Ambulatory Practice Survey Description 3

4. Muskie School of Public Service Cutler Institute for Health and Social Policy  Web-based survey link e-mailed to each medical practice identified.  Reminders e-mailed a week after the initial e-mail and follow-up phone calls were made to medical provider practices.  Provider lists obtained from MIHMS provider file, the Maine Medical Association (MMA), and the MaineCare primary care association (MPCA).  Total survey respondents: 544  Response rate estimated to be 41.5% Survey Overview 4

5. Muskie School of Public Service Cutler Institute for Health and Social Policy  Practice Organization Background  Electronic Health Record (EHR) Implementation and Details  Computerized Provider Order Entry (CPOE)  Clinical Decision Support Tools  Lab and Test Results, Other EHR Functions  Privacy and Security  Patient Specific Information  Quality Improvement Functions for Population Management  Information Exchange activities  Telemedicine (use, barriers, follow-up)  Medications and E-prescribing  EHR Integration  On-line Services  Meaningful Use HIT Survey Question Domains 5

6. Muskie School of Public Service Cutler Institute for Health and Social Policy “An electronic record of health-related information on an individual that conforms to nationally recognized interoperability standards and that can be created, managed, and consulted by authorized clinicians and staff across more than one health care organization. If your practice has multiple systems that collect patient-specific health information, answer questions concerning your primary system - the one you use for the majority of your patient records.” Definition of EHR used by Maine Health Information Technology (HIT) Ambulatory Practice Survey 6

7. Muskie School of Public Service Cutler Institute for Health and Social Policy Pediatric and Family Practices Responding to HIT Ambulatory Practice Survey 7  138 pediatric or family practices  Practices responding by volume of MaineCare children served * : <500 MaineCare children (N=84) 200-1000 MaineCare children (N=26) 1000 + MaineCare children (N=25) Survey respondents include all 4 PCMH pediatric pilot practices. * Note volume of MaineCare children served not available for 3 responding pediatric or family practices.

8. Muskie School of Public Service Cutler Institute for Health and Social Policy Responding Pediatric and Family Practices by Organizational Ownership N=138 8

9. Muskie School of Public Service Cutler Institute for Health and Social Policy Pediatric and Family Practices Description of EHR Systems N=138 9

10. Muskie School of Public Service Cutler Institute for Health and Social Policy Percent of EHR Adoption in Pediatric and Family Practices Compared to Total Survey Respondents 10

11. Muskie School of Public Service Cutler Institute for Health and Social Policy Percent EHR Adoption in All or Some Areas of Pediatric and Family Practices by Organizational Ownership (N = 95) 11

12. Muskie School of Public Service Cutler Institute for Health and Social Policy Percent of Providers Estimated to be Using EHRs in Pediatric and Family Practices that have them (N = 95) 12

13. Muskie School of Public Service Cutler Institute for Health and Social Policy Percent of Pediatric and Family Practices with EHRs by Volume of Children Served 13

14. Muskie School of Public Service Cutler Institute for Health and Social Policy EHR Systems in Use in Responding Pediatric and Family Practices (N = 95) 14 EHR Company (May include multiple products/versions)# of Practices% of Practices Allscripts product1516% GE Centricity1516% NextGen1415% EPIC1314% eClinicalWorks77% HealthPort77% Amazing Charts55% e MDs22% EHS22% LSS Data Systems22% McKesson22% SoapWare11% Spring Medical System11% Other/ Not Listed99%

15. Muskie School of Public Service Cutler Institute for Health and Social Policy EHR Functions in Responding Pediatric and Family Practices with EHRs (N = 86) 15 Function# of Practices% of Practices Incorporate lab results - 50% or more7382 Maintain up to date problem lists for each patient - 80% or more7381 Track Height for 80% or more of patients6876 Track Weight for 80% or more8089 Track Blood Pressure for 80% or more8190 Track BMI6573 Plot Growth Charts for Children 2-20 including BMI6573 Track tobacco use of patients 13 and up5563 Provide patients with electronic copy w/in 48 hrs2225 Provide patients with electronic copy more than 48 hrs1011 Provide patients w/ electronic access to health records67 Provide clinical summaries for patients for each office visit/ 80% of time1922 Care plan in EHR - 80% of patients needing care coordination1921

16. Muskie School of Public Service Cutler Institute for Health and Social Policy Pediatric and Family Practice EHR Integration for Bright Futures Forms (N = 85) 16

17. Muskie School of Public Service Cutler Institute for Health and Social Policy Practices with Bright Futures Interfacing or Built into EHR (N = 28) 17 Practice Name EHR system Lifespan Family Healthcare, LLC McKesson Provider Technologies - Practice Partner 9.3 Seaport Family Practice McKesson Provider Technologies - Practice Partner 9.3 Mechanic Falls Family Practice GE Health Care Centricity EMR Penobscot Nation Health Department GE Healthcare - Centricity Enterprise 6.7 Brunswick Pediatrics LSS Data Systems (Lake Superior Software) - Medical and Practice Management (MPM)Suite Client Server 5.56 Swift River Family Medicine GE Health Care Centricity EMR Elsemore Dixfield Family Medicine GE Health Care Centricity EMR Arnold Memorial Medical Center, PA e-MDs - e-MDs Solution Series 6.3 Penobscot Pediatrics GE Healthcare - Centricity EMR 9.2 Lincoln Medical Partners - Wiscasset EpicCare Ambulatory EMR Spring 2008 Midcoast Pediatrics GE Healthcare - Centricity EMR 9.2

18. Muskie School of Public Service Cutler Institute for Health and Social Policy Practices with Bright Futures Built into or Electronic Interface with EHR (cont) 18 Practice Name EHR Penobscot Community Health Center GE Healthcare - Centricity EMR 9.2 Old Town Family Practice GE Healthcare - Centricity EMR 9.2 Fish River Rural Health---Eagle Lake HealthPort EMR V9.0 Fish River Rural Health---Fort Kent HealthPort EMR V9.0 Capehart Community Clinic GE Healthcare - Centricity EMR 9.2 Summer Street Clinic GE Healthcare - Centricity EMR 9.2 Winthrop Family Medicine AllscriptsMisys, LLC TouchWorks EHR 10.1.1 Kennebec Family Practice AllscriptsMisys, LLC TouchWorks EHR 10.1.1 Cutler Health Center GE Healthcare - Centricity EMR 9.2 Way to Optimal Weight GE Healthcare - Centricity EMR 9.2 New Horizons OMM/Family Practice Centricity EMR Kennebec Pediatrics AllscriptsMisys, LLC TouchWorks EHR 10.1.1 KVHC Patten HealthPort EMR V9.0 KVHC Island Falls HealthPort EMR V9.0 KVHC Millinocket HealthPort EMR V9.0 KVHC Houlton HealthPort EMR V9.0 Husson pediatrics GE Healthcare - Centricity EMR 9.2

19. Muskie School of Public Service Cutler Institute for Health and Social Policy Percent of Pediatric and Family Practices with EHR Integration for Bright Futures by Practice Size and PCMH Pilots 19

20. Muskie School of Public Service Cutler Institute for Health and Social Policy Use EHR to Collect and Submit to Quality Information to an Outside Organization by Responding Pediatric and Family Practices (N = 89) 20

21. Muskie School of Public Service Cutler Institute for Health and Social Policy Information Exchange between EHR and State Immunization Registries in Responding Pediatric and Family Practices (N = 96) 21

22. Muskie School of Public Service Cutler Institute for Health and Social Policy Practices Exchanging Data between EHR and State Immunization Registry (N = 14) 22 Practice Name Electronic Health Record Direction Aroostook Wellness MacPractice Send Seaport Family Practice McKesson Provider Technologies - Practice Partner 9.3 Send and Receive Maine Medical Partners- Saco Pediatrics Epic Systems Corporation - EpicCare Ambulatory EMR Spring 2007 Receive MGMC Augusta Family Medicine AllscriptsMisys, LLC - TouchWorks Electronic Health Record 10.1.1 Send and Receive Waterville Family Practice, PA AllscriptsMisys, LLC - Allscripts Professional EHR 9.0 Send Mechanic Falls Family Practice GE Health Care Centricity EMR Send and Receive Penobscot Nation Health Department GE Healthcare - Centricity Enterprise 6.7 Send Sebasticook Family Doctors NextGen Healthcare Information Systems, Inc - NextGen EMR 5.4.29 Send Brunswick Pediatrics LSS Data Systems (Lake Superior Software) - Medical and Practice Management (MPM)Suite Client Server 5.56 Send and Receive Strong Area Health Center NextGen Healthcare Information Systems, Inc - NextGen EMR 5.4.29 Receive Redington Pediatrics AllscriptsMisys, LLC - Allscripts Professional EHR 8.2 Receive Kennebec Pediatrics AllscriptsMisys, LLC - TouchWorks Electronic Health Record 10.1.1 Receive Sebasticook Family Doctors – Dexter NextGen Healthcare Information Systems, Inc - NextGen EMR 5.5.27 Receive Sebasticook Family Doctors – Pittsfield NextGen Healthcare Information Systems, Inc - NextGen EMR 5.5.27 Receive

23. Muskie School of Public Service Cutler Institute for Health and Social Policy Use of Health Information Exchange (HIE) in Responding Pediatric and Family Practices (N = 96, Missing = 33) 23

24. Muskie School of Public Service Cutler Institute for Health and Social Policy Challenges for Pediatric and Family Practices to Secure Health Information Exchange (N = 95) 24 CHALLENGE/ISSUE # of Practices % of Practices HIPAA Concerns4851% Competing priorities3234% Access to technical support2728% Unclear return on investment2324% Insufficient information on options2223% Subscription rates too high1920% Other Challenges77% No Challenges77% Outside agencies not allowed to receive the data55% Incompatibility between vendors/products44%

25. Muskie School of Public Service Cutler Institute for Health and Social Policy  EHR adoption is higher in pediatric and family practices than in ambulatory settings overall (@65% compared to 49%).  Adoption is higher in practices serving larger numbers of children.  Many different EHRs are being used – AllScripts, EPIC, and GE EHR products being used by 50% of responding practices; but all different products. Remaining 50% dispersed across many different EHR companies/products. Summary Findings 25

26. Muskie School of Public Service Cutler Institute for Health and Social Policy  More than 33% of pediatric and family practices reported having Bright Futures built into EHR or have an electronic system interfaced with EHR.  Remaining practices largely using paper-based systems.  PCMH pediatric pilots and high volume practices more likely to have BF built into EHR.  Very few practices exchange EHR data with state immunization registries or HealthInfoNet (<15%). Summary Findings (cont.) 26

27. Muskie School of Public Service Cutler Institute for Health and Social Policy For more information, please contact: Kim Fox Cutler Institute Muskie School of Public Service 207-780-4950 kfox@usm.maine.edu Improving Outcomes for Children (IHOC) 27