1. 1eere.energy.gov National Residential Retrofit Guidelines Benjamin Goldstein, Project Lead U.S. Department of Energy Draft for discussion and deliberation, not for distribution or citation September 23, 2010

2. 2eere.energy.gov National Residential Retrofit Guidelines Voluntary national guidelines for the work and workforce involved in residential energy efficiency retrofits Developed by NREL and Industry Delivered to EERE for WAP and VP Recovery through Retrofit

3. 3eere.energy.gov Four Components Job Task Analyses Technical Standards Reference Guide Essential Knowledge, Skills, and Abilities Standard Work Specifications National Residential Retrofit Guidelines Workforce Work

4. 4eere.energy.gov Genesis—WAP T&TA “Develop national Weatherization certification and accreditation standards.” “Develop a national weatherization worker certification framework.” “Develop a national weatherization training accreditation program and trainer certification program.” WAP Training and Technical Assistance Plan: Task 6

5. 5eere.energy.gov Genesis—RTR May, 2009: Vice President Biden called on the Council of Environmental Quality to develop a plan for Federal action to lay the architecture for a self-sustaining home energy efficiency retrofit industry. Recovery Through Retrofit

6. 6eere.energy.gov Genesis—RTR Consumer Information Consumers do not have access to straightforward and reliable information. Financing Homeowners need access to financing to pursue investments in energy efficiency. Recovery through Retrofit Worker Certification & Training Consumers and industry want access to consistent workforce standards and a national certification.

7. 7eere.energy.gov RTR Six Recommendations Develop a National Home Energy Performance Measure and Audit Tool Develop Energy Performance Scale & Label for Homes Support Municipal Energy Finance Programs Improve Energy Efficiency Mortgages Expand State Energy Revolving Loan Funds Establish Voluntary National Standards for Workforce Certification and Training Program Accreditation

8. 8eere.energy.gov Organizational Chart Recovery through Retrofit CEQOVP RTR Agencies DOE Office of Energy Efficiency and Renewable Energy ASEEDASWIP PM Weatherization Bob Adams Benjamin Goldstein

9. 9eere.energy.gov No comprehensive set of standards for entire range of whole-home energy retrofit interventions BPI Technical Standards and WAP Field Guides = Assortment of technical standards, core competencies, work protocols, and best practices WAP community, home performance industry, consumers, financiers, manufacturers, and retrofit program administrators all looking for consistent national standards Time for Federal leadership and industry partnership Why Standards?

10. 10eere.energy.gov Government involvement in “standards” is complicated National Technology Transfer and Advancement Act and OMB Circular A-119 ANSI Essential Requirements require “consensus” “Guidelines” proposed by Office of Information and Regulatory Affairs (OIRA--OMB) Government and industry can partner on developing “Guidelines” “Standards” to “Guidelines”

11. 11eere.energy.gov Retrofit Work Pyramid Standard Work Specifications * Work Protocols Best Practices Technical Standards * Developed By Companies, retrofit crews, or individuals Retrofit program administrators or individual companies Technicians and retrofit industry representatives (including building trades, manufacturers, and building scientists) Industry or third-party standards development organizations—for example, ASHRAE, ASTM, and BPI Description Techniques, methods, or processes believed to be the most efficient and effective way of meeting the Standard Work Specifications Sets of guidelines or rules that govern work procedures and often invoke Technical Standards Define the performance requirements for high quality work and minimum conditions needed to achieve desired outcomes Define safety, materials, installation, and application standards relevant to residential retrofits * National Residential Retrofit Guidelines Draft Deliberative, For Discussion Purposes Only, Not for Citation

12. 12eere.energy.gov Retrofit Workforce Pyramid Job Task Analysis * Essential KSAs * Certification Developed By Accredited Personnel Certification Entities Retrofit technicians, trainers, and program officials with professional psychometricians Retrofit technicians, trainers, and program officials with professional psychometricians Description Evaluation/assessment of skill standards in accordance with ANSI 17024 Standard for Personnel Certification (or equivalent) Minimum knowledge, skills, and abilities that workers should possess to perform high quality work Identifies and inventories a job’s critical tasks * National Residential Retrofit Guidelines Draft Deliberative, For Discussion Purposes Only, Not for Citation

13. 13eere.energy.gov Identifies and inventories a job’s critical tasks. For a given job, a formal process for determining and cataloguing what a worker does. Tasks are classified as either cognitive or psychomotor skills, and as critical, very important, and important for job performance. Examples: set up blower door; run test in accordance with ASTM E779; record results of blower door test in diagnostic software; etc. Job Task Analysis

14. 14eere.energy.gov Four Residential Retrofit Job Classifications Energy Auditor Installer/ Technician Crew Chief Quality Assurance Inspector

15. 15eere.energy.gov Identify the minimum knowledge, skills, and abilities that workers should possess to perform high quality work Each Job Task has a corresponding set of essential KSAs Examples –Demonstrate ability to blow insulation at appropriate air pressure and material quantity to ensure complete coverage and manufacturer’s recommended density to achieve prescribed R-value –Demonstrate ability to prioritize air sealing measures to inhibit moisture migration into attics and other interstitial spaces. –Demonstrate knowledge of basic building science, including aligning barriers, stack effect, moisture transfer Essential KSAs

16. 16eere.energy.gov Define the safety, materials, installation, and application standards, codes and regulations applicable to residential energy efficiency retrofits. Developed by government, industry or third-party standards development organizations Examples –ASHRAE 62.2 (Ventilation for Acceptable Indoor Air Quality) –ASTM E1186 – 03 (Standard Practices for Air Leakage Site Detection) –OSHA 1926.28 (Safety and Health Regulations for Construction; Personal Protective Equipment) National Residential Retrofit Guidelines will contain a “Technical Standards Reference Guide” for industry Technical Standards

17. 17eere.energy.gov Define the performance requirements for high quality work and the minimum conditions necessary to achieve the desired outcomes of a given energy efficiency retrofit measure Standard Work Specifications are detailed and prescriptive When applicable, SWS are based on technical standards Fill a critical niche in the “standards landscape” Work specifications = setting the bar for quality work Standard Work Specifications

18. 18eere.energy.gov 1. Standard Work Specification TITLE: Whole Wheat Bread Loaf DESIRED OUTCOME (S): 1. Fully cooked whole wheat bread loaf 2. Bread slices fit evenly in a standard toaster 3. No holes in slices of bread 4. Brown crust that does not flake or break when sliced SpecificationsDesired Outcomes Loaf heightLoaf height shall not exceed 5.5” Bread slices fit evenly in a standard toaster Bread consistencyNo slice shall have a hole greater than 5 centimeters Slices accept spreads without falling through Crust The outer crust of the bread shall be light browned and must not flake or break when slicing Crust maintains a clear border completely around each slice Oven Bread must be baked in an oven capable of maintaining a constant temperature of 350 degrees Evenly-baked bread Standard Work Specifications: Whole Wheat Bread

19. 19eere.energy.gov Draft SWS: Attic Access Hatches and Doors Standard Work Specifications

20. 20eere.energy.gov Draft SWS: Attic Insulation Prep Detail -- Knee Wall Standard Work Specifications

21. 21 | Program Name or Ancillary Texteere.energy.gov SWS are NOT Protocols or Best Practices Bread Baking Protocols 1Place bread flour in bowl 2 Place 2 heaping tablespoons salt in bowl 3Place 2/3 cup canola oil in bowl 4Place ½ quart warm clover honey in bowl 5 Place 4 tablespoons of yeast in mason jar with good sealing lid 6 Place 1 ½ tablespoons sugar in mason jar with yeast 7Place 1/2 cup warm water in mason jar 8Shake vigorously Bread Baking Best Practices 1 Large wooden bowl works best to minimize spills 2Use kosher, non-iodized salt, not sea salt 3 Pour the canola oil in a circular pattern to evenly distribute over the flour 4 Microwave the honey in a glass measuring cup 5 Use a mason jar that you’ve already checked for tightness in the seal 6 Place 1 ½ tablespoons sugar in mason jar with yeast 7 Use the same glass measuring cup as was used for the honey 8Put on some music; it helps with the shaking

22. 22eere.energy.gov Technical Standard Standard Work SpecificationsKnowledge, Skills, Abilities International Residential Code (Ch. 3, 6, 7, 8, 11, 31) International Energy Conservation Code (Ch. 4) ASHRAE (62.2, 119, 136) ASTM (C509, C920, C1363, C1642, C330M, E84, E779, E814, E2178) Backing & Infill Provide backing or infill as needed to meet specified characteristics of the selected material and the hole Infill will not bend, sag, or move once installed Objective: Hole size small enough to use sealant, closure is permanent and supports any load Sealant Selection Materials adhere and are continuous with intended surfaces, and meet ignition barrier requirements Objective: Permanent; meet/exceed performance characteristics of surrounding materials Insulation Use only non-combustible materials in contact with chimneys, vents and flues Objective: Do not create a fire hazard Ability to read and follow directions Physical ability to climb ladders and work in enclosed spaces Tolerance to heat and cold extremes Knowledge and ability to identify and differentiate building elements including framing, plumbing, electrical, insulation, sheathing, HVAC, fasteners Understanding of basic building science, including aligning barriers, stack effect, moisture transfer Knowledge of and ability to install sealants including methods and requirements Ability to use tools including a tape measure, utility knife, hand and power saws, caulk and foam guns Ability to recognize hazardous conditions requiring special treatment Attic Air Sealing: Penetrations

23. 23eere.energy.gov Retrofit Guidelines Process Task NREL with developing Retrofit Guidelines (March, 2010) 1 st draft Standard Work Specifications (June 7-11) SWS Technical Reviews WAP; Healthy Homes; Worker Safety (July 7-9) Draft JTAs and KSAs (July 12-16) Webinar Series: Explain Process and Discuss Implementation (July 27 and August 4) SWS Industry Technical Review and JTA/KSA Validation (July 26 to August 9) OMB and Agency Review (August 16—Sept 30) VP Announcement and Public Comment Period Begins (Mid-October) Incorporate Public Comments and Issue Final Guidelines (Fall 2010)

24. 24eere.energy.gov Industry Involvement 24 Drafting SWS 60 Technical Experts Technical Reviews 80 Experts Drafting JTA/KSAs 50 Technicians Webinar Series Industry Feedback Industry Technical Review 100 + reviewers JTA/KSA Review 50 + Workforce Experts Public Comment Period Federal Register Notice Workforce Summit Implementation Strategies June thru July July thru October

25. 25eere.energy.gov Guidelines to Credentials National Residential Retrofit Guidelines Worker Certification Architecture Training Program Accreditation Architecture

26. 26eere.energy.gov 1.Lack of a credentialed workforce is an impediment for WAP and the home performance industry 2.No nationally-recognized workforce credential for WAP and market-rate retrofits (impedes mobility) 3.Wide range of WAP certifications across states 4.Existing national certifications are based on KSAs in need of improvement 5.No existing EE personnel certification entity accredited to ISO 17024 standard Challenges: Credentialing

27. 27eere.energy.gov 1)Proliferation of training and credentialing programs for WAP and the home performance workforce 2)Major infusion of WAP training dollars with no standards 3)Major infusion of DOL training dollars with no standards 4)No objective measure of training program effectiveness 5)No uniform way for workers seeking training to assess the quality of the program or provider Challenges: Training

28. 28eere.energy.gov The National Residential Retrofit Guidelines will: Enable WAP officials and other retrofit program administrators to strengthen field guides and other work manuals by incorporating the high quality Standard Work Specifications contained in the Retrofit Guidelines Assist training providers in developing course content and curricula consistent with an industry-recognized suite of Job Task Analyses Increase workforce mobility up career ladders and across career lattices by establishing a clear set of essential Knowledge, Skills and Abilities upon which worker credentials should be based Summary

29. 29eere.energy.gov Build confidence amongst consumers and the energy efficiency finance community that retrofit work will be completed in a quality manner and produce the expected energy savings and health benefits Lay the foundation for a more robust worker certification and training program accreditation architecture Summary

30. 30eere.energy.gov Next Steps: Staying Involved 1.Help spread the word! http://www1.eere.energy.gov/wip/retrofit_guidelines.html http://www1.eere.energy.gov/wip/retrofit_guidelines.html 2.Provide feedback on this Webinar 3.Submit questions now or via email (retrofit.guidelines@nrel.gov)retrofit.guidelines@nrel.gov 4.Start thinking about implementation opportunities for the National Residential Retrofit Guidelines 5.Plan to attend the Workforce Summit in DC in the Fall 30

31. 31eere.energy.gov America Has Been Here Before…

32. 32eere.energy.gov Contact Information Benjamin Goldstein National Residential Retrofit Guidelines Project Lead http://www1.eere.energy.gov/wip/retrofit_gui delines.html