1. 8/12/2003 Text-Constrained Speaker Recognition Using Hidden Markov Models Kofi A. Boakye International Computer Science Institute

2. 8/12/2003 Outline Introduction Design and System Description Initial Results System Enhancements More words Higher order cepstra Cepstral Mean Subtraction Conclusions Future Work

3. 8/12/2003 Introduction Speaker Recognition Problem: Determine if spoken segment is putative target Also referred to as Speaker Verification/Authentication

4. 8/12/2003 Introduction claimed identity: Sally Method of Solution Requires Two Phases: Similar to speech recognition, though “noise” (inter-speaker variability) is now signal. Training Phase Testing Phase

5. 8/12/2003 Introduction Also like speech recognition, different domains exist Two major divisions: 1)Text-dependent/Text-constrained Highly constrained text spoken by person Examples: fixed phrase, prompted phrase 2)Text-independent Unconstrained text spoken by person Example: conversational speech

6. 8/12/2003 Introduction Text-dependent systems can have high performance because of input constraints More acoustic variation arises from speaker distinction (vs. phones) Text-independent systems have greater flexibility

7. 8/12/2003 Introduction Question: Is it possible to capitalize on advantages of text dependent systems in text-independent domains? Answer: Yes!

8. 8/12/2003 Introduction Idea: Limit words of interest to a select group -Words should have high frequency in domain -Words should have high speaker-discriminative quality What kind of words match these criteria for conversational speech ? 1) Discourse markers (like, well, now…) 2) Filled pauses (um, uh) 3) Backchannels (yeah, right, uhhuh, …) These words are fairly spontaneous and represent an “involuntary speaking style” (Heck, WS2002)

9. 8/12/2003 Likelihood Ratio Detector: Λ = p(X|S) /p(X|UBM) Task is a detection problem, so use likelihood ratio detector -In implementation, log-likelihood is used Design Feature Extraction Background Model Speaker Model / Λ > Θ Accept < Θ Reject signal adapt

10. 8/12/2003 Design State-of-the Art Speaker Recognition Systems use Gaussian Mixture Models Speaker’s acoustic space is represented by many- component mixture of Gaussians speaker 2 speaker 1

11. 8/12/2003 Design Speaker models are obtained via adaptation of a Universal Background Model (UBM) Probabilistically align target training data into UBM mixture states Update mixture weights, means and variances based on the number of occurrences in mixtures Gives very good performance, but… Target training data

12. 8/12/2003 Design Concern: GMMs utilize a “bag-of-frames” approach Frames assumed to be independent Sequential information is not really utilized Alternative: Use HMMs Do likelihood test on output from recognizer, which is an accumulated log-probability score Text-independent system has been analyzed (Weber et al. from Dragon Systems) Let’s try a text-dependent one!

13. 8/12/2003 System Word-level HMM-UBM detectors Word Extractor HMM-UBM N HMM-UBM 2 HMM-UBM 1 Topology: Left-to-right HMM with self-loops and no skips 4 Gaussian components per state Number of states related to number of phones and median number of frames for word Combination Λ signal

14. 8/12/2003 System HMMs implemented using HMM toolkit (HTK) -Used for speech recognition Input features were 12 mel-cepstra, first differences, and zeroth order cepstrum (energy parameter) Adaptation: Means were adapted using Maximum A Posteriori adaptation In cases of no adaptation data, UBM was used -LLR score cancels

15. 8/12/2003 Word Selection 13 Words: Discourse markers: {actually, anyway, like, see, well, now} Filled pauses: {um, uh} Backchannels: {yeah, yep, okay, uhhuh, right } Words account for approx: 8% of total tokens

16. 8/12/2003 Recognition Task NIST Extended Data Evaluation: Training for 1,2,4,8, and 16 complete conversation sides and testing on one side (side duration ~2.5 mins) Uses Switchboard I corpus -Conversational telephone speech Cross-validation method where data is partitioned Test on one partition; use others for background models and normalization For project, used splits 4-6 for background and 1 for testing with 8-conversation training

17. 8/12/2003 Scoring LLR(X) = log(p(X|S)) – log(p(X|UBM)) Target score: output of adapted HMM scoring forced alignment recognition of word from true transcripts (aligned via SRI recognizer) UBM score: output of non-adapted HMM scoring same forced alignment Frame normalization: Word normalization: Average of word-level frame normalizations N-best normalization: Frame normalization on n best matching (i.e. high log-prob) words

18. 8/12/2003 Observations: 1) Frame norm result = word norm result 2) EER of n-best decreases with increasing n -Suggests benefit from an increase in data Initial Results

19. 8/12/2003 Comparable results: Sturim et al. text-dependent GMM Yielded EER of 1.3% -Larger word pool (50 words) -Channel normalization Initial Results

20. 8/12/2003 Observations: EERs for most lie in a small range around 7% -Suggests that words, as a group, share some qualities -last two may differ greatly partly because of data scarcity Best word (“yeah”) yielded EER of 4.63% compared with 2.87% for all words Initial Results

21. 8/12/2003 System Enhancements

22. 8/12/2003 System Enhancements: New Words Some discourse markers and backchannels are bigrams 6 Additional Words Bigrams: Discourse markers:{you_know, you_see, i_think, i_mean} Backchannels:{i_see, i_know} Total coverage of ~10% with these additional words

23. 8/12/2003 System Enhancements: New Words Results EER reduced from 2.87% to 2.53% Significant reduction, especially given the size of coverage increase

24. 8/12/2003 System Enhancements: New Words Results Observations: Well-performing bigrams have comparable EERs Poorly-performing bigrams suffer from a paucity of data Suggests possibility of frequency threshold for performance

25. 8/12/2003 System Enhancements: More Cepstra Idea: Higher order cepstra may posses more variability that can be used for speaker discrimination Input features modified to 19 mel-cepstra from 12

26. 8/12/2003 System Enhancements: More Cepstra Results EER Reduced from 2.87% to 1.88%

27. 8/12/2003 System Enhancements: CMS Idea: Channel response may introduce undesirable variability (e.g., the same speaker on different handsets), so try and remove it Common approach is to perform Cepstral Mean Subtraction (CMS) Convolutional effects in the time domain become additive effects in the log power domain: X( ,t) = S( ,t)C( ,t) log|X( ,t)| 2 = log|S( ,t)| 2 + log|C( ,t)| 2

28. 8/12/2003 System Enhancements: CMS Results EER reduced from 2.87% to 1.35% Poor performance in low false alarm region possibly due to small number of data points also may have removed ‘good’ channel info

29. 8/12/2003 System Enhancements: Combined System Results “grab bag” system yields EER of 1.01% Suffers from same problem of poor performance for low false alarms

30. 8/12/2003 Conclusions Well performing text-dependent speaker recognition in an unconstrained speech domain is very feasible Benefit of sequential information appears to have been established Benefits of higher order cepstra and CMS for input features have been demonstrated

31. 8/12/2003 Future Work -Analyze performance with ASR output -Closer analysis of word frequency to performance -More words! -Normalizations (Hnorm, Tnorm) -Examine influence of word context (e.g., “well” as discourse marker and as adverb)

32. 8/12/2003 Fin