1. Computational Spectroscopy II. ab initio Methods from part (d) Electronic Spectra Chemistry 713 Updated: February 20, 2008

2. The Born-Oppenheimer Approximation For a given molecular geometry (i.e., fixed nuclear coordinates, R), solve the electronic Schroedinger equation: where H e is the whole molecular Hamiltonian except the nuclear kinetic energy and r represents the coordinates for all of the electrons, and  e is the electronic wave function. Repeat for a range of molecular geometries R of interest to construct a potential energy surface. The electronic energy E n (R) is the potential energy in which the nuclei move. Up to now we have just been concerned about the lowest energy electronic state, n=0. To deal with electronic (UV/vis) spectroscopy, we also need to know some of the higher electronic surfaces (n=1, 2, …) as well. The nuclear motion on each surface can then be solved as a separate step. F.F. Crim, Spectroscopic probes and vibrational state control of chemical reaction dynamics in gases and liquids. Talk WA04, International Symposium on Molecular Spectroscopy, Columbus OH, 2006. http://molspect.chemistry.ohio-state.edu/symposium_61/symposium/Program/WA.html#WA04

3. The Franck-Condon Principle In a diatomic molecule, the potential energy curves are different for lower and upper electronic states. The bond length r e changes The vibrational frequency changes. Use double prime for lower state (  ), and single primes for upper state (). Gordon M. Barrow, An Introduction to Molecular Spectroscopy, McGraw-Hill, New York, 1962, fig. 10-1, p. 232. r rere rere h hh

4. Iodine oxide (IO) Potential energy curves There are many potential energy curves even in a small molecule. Some are attractive; others are repulsive Curves of the same symmetry don’t cross: “adiabatic” curves Some result from the crossing of “diabatic” curves, and as a result have peculiar shapes. Notation: “X” denotes the ground state Upper case letters, A, B, etc., indicate excited states of the same spin multiplicity as the ground state. Lower case letters, a, b, c, etc., indicate excited states of a different multiplicity. (Numbers are not normally used.) The symmetry and spin multiplicity of the state are indicated by a term symbol, such as 2 , 4  –, etc. S. Roszak, M. Krauss, A. B. Alekseyev, H.-P. Liebermann, and R. J. Buenke, J. Phys. Chem. A, 104 (13), 2999 -3003, 2000. 10.1021/jp994002lr, Fig. 1.

5. The Franck-Condon Principle Electronic transitions are “vertical”, that is the nuclei don’t move while the electron(s) are being excited. Because the upper state wavefunctions are shifted from those in the ground state and because the vibrational frequencies are different, changes in the vibrational quantum number accompany the electronic excitation. The relative intensities of the vibrational subbands v  v  are given by the squares of overlap integrals, called Franck-Condon factors: If neither the bond length, nor the vibrational frequency change, then the selection rules are  v=0. In polyatomic molecules, vibrational progressions occur in vibrational modes for which either the equilibrium position is changes or the frequency is changed.

6. Therefore, a typical electronic band has a lot of vibrational structure, which extends over a few thousand cm -1. The band origin is the frequency of the v=0  0 band. The band origins of electronic transitions are what we can most easily calculate with ab initio methods. For large molecules or in the condensed phase, the vibrational structure is heavily overlapped and merges together into a wide unstructured blob ( the Franck-Condon envelope ). The Franck-Condon Principle: Polyatomic molecules A spectrum with vibrational progressions 45,00037,000 Wavenumber / cm -1 Band Origin Franck-Condon envelope Benzene J. M. Hollas, High resolution Spectroscopy, Butterworths, London, 1982, p 393.

7. Selection rules for electronic spectroscopy Spin multiplicity is conserved. Changes in vibrational motion follow the Franck- Condon Principle Rotational transitions (  J=0,  1,  K=0,  1) accompany each electronic+vibrational (vibronic) transition. For molecules with a center of symmetry, the g/u symmetry changes. Nuclear spin states are conserved. Additional rules apply in particular cases.

8. The fate of electronically excited molecules 1.Fluorescence: a visible or UV photon is emitted to return the molecule to its ground state. 2.Intersystem crossing: radiationless conversion of the energy back to a state of different spin multiplicity. (e.g., singlet to triplet). -Occasionally followed by phosfluorescence: emission of a photon with a change in the spin multiplicity. (VERY weak; a long radiative lifetime.) 3.Internal conversion: radiationless conversion of the energy back to the ground state (or other state of the same spin multiplicity). 4.A Photochemical reaction -photodissociation, isomerization 5.Energy transfer to a nearby molecule Jablonski diagram J. I. Steinfeld, Molecules and Radiation, MIT Press, Cambridge, MA, 2nd ed, 1985, p 287.

9. Conical intersections Two electronic surfaces can met like two cones touching tip to tip. Widespread throughout electronic spectroscopy. Act like a sink-hole that allows the system to drop through onto a lower surface. Action spectra can be recorded by detecting photofragments. Note that only two of the six vibrational coordinates are represented in this diagram! Conical intersection h F.F. Crim, Spectroscopic probes and vibrational state control of chemical reaction dynamics in gases and liquids. Talk WA04, International Symposium on Molecular Spectroscopy, Columbus OH, 2006.

10. Electronic excitations in the orbital approximation For electronically excited states, one or more electrons is in an orbital with higher than the lowest possible energy allowed by the Pauli principle. Given M doubly occupied molecular orbitals, and N unoccupied orbitals (N  ), there are an enormous number of possible excited electronic states. Consider cases where the ground state is closed shell, and can be represented by a single Slater determinant: An electron in the highest occupied molecular orbital (HOMO)  N/2 is excited to a higher orbital,  a : A singly occupied orbital with no bar is spin up; one with a bar is spin down. The excited singlet state (S=0) is linear combination of two Slater determinants: The corresponding triplet state (S=1) has three components and is somewhat lower in energy: aa  N/2

11. Quick review of Slater determinants The Pauli principle requires that the overall wavefunction be antisymmetric with respect to the interchange of ANY two electrons. Since determinants change sign upon the interchange of any two rows or columns, we will set-up our multi-electron wavefunctions as determinants. Example: the ground state of lithium. The term symbol for Li is 2 S. “S” means orbital angular momentum L=0; “ 2 ” indicates a doublet state, that is the spin orbital angular momentum, and One component of the doublet is The other component of the doublet is

12. HOMO and LUMO molecular orbitals Pyridine RHF/6-31G* HOMO  -9.6324 eV LUMO  * 3.44531 eV LUMO+1  * 3.82487 eV LUMO+2  * 6.51981 eV HOMO = Highest Occupied Molecular Orbital LUMO = Lowest Unoccupied Molecular Orbital LUMO-HOMO = 13.08 eV = 105,500 cm -1 Observed A  X band is at 34,769 cm -1 Excite an electron from the HOMO to the LUMO

13. Difficulties with the Simplest Orbital Picture The qualitative picture on the previous slide is very appealing. Gives our band descriptions as  * , etc. Calculated Energies of excited states and transition frequencies are much too large in the orbital approximation. We must realize that the other electrons readjust their motions to accommodate the excited electron, thereby minimizing the total energy of the excited state. If we use the variation method to re-optimize the excited state, then our calculation will often collapse back to the ground state. The excited state must be kept orthogonal to the ground state. Realize that excited states are more sensitive to basis set limitations. Sometimes a change of symmetry or spin upon excitation will prevent the variational collapse of the excited state. In favorable circumstances, the HF or DFT levels can be applied. Phenyl nitrene Cramer, p 495.

14. CI Singles (CIS) for Excited States Based on the Hartree-Fock (HF) ground state and configuration interaction with single electron excitations. With M occupied orbitals from which an electron could be excited and N possible excited orbitals that it could be promoted to gives M  N interacting determinants. Resulting wavefunctions are of approximately HF quality (meaning not really as good as we would like). Can optimize excited state geometries and find excited state vibrational frequencies. CIS and CIS(D) are available in Spartan and in Gaussian.

15. CIS excited state calculations with Spartan (04 or 06) 1. Optimize the ground state geometry at a suitable level (e.g., RHF/6-31G*) 2. At that geometry, run a single point excited state calculation (CIS or CIS(D)) to get the “vertical” UV spectrum (figure at right). 3. To get the excited state geometry and properties, optimize at the CIS level. acrolein

16. Acrolein UV/Vis by CIS Spartan06 2min 21 sec for excited state calculation Excited state optimized geometry: CIS/6-31G* C=C 1.510 A C-C 1.432 A C=O 1.209 A Dipole moment: 0.65 Debeye Ground state: RHF/6-31G* C=C 1.321 A C-C 1.478 A C=O 1. 190 A Dipole moment: 3.5 Debeye / nm single bond! “vertical” spectrum

17. Acrolein excited state vibrations by CIS Excited State Vibrations (IR spectrum not easily accessible by experiment) Ground State Vibrations Note that the calculated ground state frequencies at the RHF/6-31G* level are systematically TOO HIGH. What we would really like is not an excited state IR spectrum but the Franck-Condon frequencies and intensities for the UV/Vis spectrum.

18. Acrolein excited state vibrations by CIS Two of the low frequency out-of-plane modes are imaginary. Implies that the excited state structure is non-planar, even though the ground state is planar. The planar (C S ) structure that we found is a saddle point between two equivalent non-planar minima. Therefore calculation of the vibrational frequencies is not valid. Spartan calculates vibrational frequencies in the excited state, but does not calculate the Franck- Condon intensities. Repeating the calculation with the “symmetry” box unchecked did not help, so we need to start with a non-planar initial structure. SPARTAN

19. To get a starting geometry with non-planar C=CH 2, I had to redraw the structure from scratch. Convergence of the excited state geometry at the CIS/6-31G* level took much longer: 18 steps and 10 minutes. Spartan did not recognize the ground state as acrolein and did not calculate a correct excited state spectrum. The non-planar structure gives all real vibrational frequencies. Both planar and non-planar excited states predict a reduction of the C=O frequency and a slight increase in the aldehyde hydrogen, which is the strongest CH stretch. Acrolein excited state vibrations by CIS Excited State Vibrations PLANAR Ground State Vibrations NON-PLANAR Excited state single bond

20. Time-dependent DFT (TDDFT) Based on calculating the polarization of the ground state molecule produced by an oscillating light field. Excited state wavefunctions, geometries and frequencies are not explicitly determined. Good for calculating UV/visible spectra, especially for low-lying excited states. Difficulty with high lying states and for charge-transfer states. Available in Gaussian and Spartan.

21. TDDFT excited state calculation with Spartan Energy Do a single point energy calculation … Do a single point energy calculation … … with a geometry that you previously optimized at the same DFT level for the ground state.

22. Acrolein UV/Vis by TDDFT UV/Vis spectrum is much better than with CIS. As you would expect, the ground state IR spectrum is also much better with DFT than in the HF calculation that we used as a starting point for the CIS calculation. But we did not get the excited state geometry, dipole moment, or vibrational frequencies. Spartan claims that it will not optimize the excited state geometry, but it might if you are willing to let it compute for days. Spartan06: 2 min, 7 seconds plus 3 min 24 sec for B3LYP/6-31G* geometry optimization TDDFT B3LYP/6-31G*

23. Comparison of Spartan excited state calculations CIS: UV/Vis spectra with 6-31G* basis not very accurate. The C S Excited state geometry was reasonable. Does not find excited states with lower symmetry than the ground state. Calculation produced widely varying excited state dipole moments results for the same final structure. Spartan does not represent the excited stated orbitals in intelligible form. CIS(D) is also available and might give a more accurate UV/Vis spectrum. TDDFT Reasonably accurate UV/Vis spectrum Other excited state properties not calculated ZINDO A semi-empirical of calculating electronic spectra. Available in G03, but not in Spartan.

24. Higher level methods for excited states MCSCF - multi configuration self-consistent field CASPT2 - Complete active space with electron correlation treated perturbatively. MRCI (including MRCISD) multi reference configuration interaction (with single and double excitations). All of these are multi-reference methods. F.F. Crim, Spectroscopic probes and vibrational state control of chemical reaction dynamics in gases and liquids. Talk WA04, International Symposium on Molecular Spectroscopy, Columbus OH, 2006. Cramer p 459