1. ITEC200 Week 11 Self-Balancing Search Trees

2. www.ics.mq.edu.au/ppdp 2 Learning Objectives Week 11 (ch 11) To understand the impact that balance has on the performance of binary search trees To learn about the AVL tree for storing and maintaining a binary search tree in balance To learn about the Red-Black tree for storing and maintaining a binary search tree in balance To learn about 2-3 trees, 2-3-4 trees, and B-trees and how they achieve balance To understand the process of search and insertion in each of these trees and to be introduced to removal

3. www.ics.mq.edu.au/ppdp 3 Why Balance is Important Searches into an unbalanced search tree could be O(n) at worst case

4. www.ics.mq.edu.au/ppdp 4 Rotation (continued)

5. www.ics.mq.edu.au/ppdp 5 AVL Tree As items are added to or removed from the tree, the balance or each subtree from the insertion or removal point up to the root is updated Rotation is used to bring a tree back into balance The height of a tree is the number of nodes in the longest path from the root to a leaf node

6. www.ics.mq.edu.au/ppdp 6 Balancing a Left-Left Tree The heights of the left and right subtrees are unimportant; only the relative difference matters when balancing A left-left tree is a tree in which the root and the left subtree of the root are both left-heavy Right rotations are required

7. www.ics.mq.edu.au/ppdp 7 Balancing a Left-Right Tree Root is left-heavy but the left subtree of the root is right-heavy A simple right rotation cannot fix this Need both left and right rotations

8. www.ics.mq.edu.au/ppdp 8 Four Kinds of Critically Unbalanced Trees Left-Left (parent balance is -2, left child balance is -1) –Rotate right around parent Left-Right (parent balance -2, left child balance +1) –Rotate left around child –Rotate right around parent Right-Right (parent balance +2, right child balance +1) –Rotate left around parent Right-Left (parent balance +2, right child balance -1) –Rotate right around child –Rotate left around parent

9. www.ics.mq.edu.au/ppdp 9 Red-Black Trees Rudolf Bayer developed the red-black tree as a special case of his B-tree A node is either red or black The root is always black A red node always has black children The number of black nodes in any path from the root to a leaf is the same

10. www.ics.mq.edu.au/ppdp 10 Insertion into a Red-Black Tree Follows same recursive search process used for all binary search trees to reach the insertion point When a leaf is found, the new item is inserted and initially given the color red It the parent is black we are done otherwise there is some rearranging to do

11. www.ics.mq.edu.au/ppdp 11 2-3 Trees 2-3 tree named for the number of possible children from each node Made up of nodes designated as either 2-nodes or 3-nodes A 2-node is the same as a binary search tree node A 3-node contains two data fields, ordered so that first is less than the second, and references to three children One child contains values less than the first data field One child contains values between the two data fields Once child contains values greater than the second data field 2-3 tree has property that all of the leaves are at the lowest level

12. www.ics.mq.edu.au/ppdp 12 Searching a 2-3 Tree

13. www.ics.mq.edu.au/ppdp 13 Inserting into a 2-3 Tree

14. www.ics.mq.edu.au/ppdp 14 Removal from a 2-3 Tree Removing an item from a 2-3 tree is the reverse of the insertion process If the item to be removes is in a leaf, simply delete it If not in a leaf, remove it by swapping it with its inorder predecessor in a leaf node and deleting it from the leaf node

15. www.ics.mq.edu.au/ppdp 15 Removal from a 2-3 Tree (continued)

16. www.ics.mq.edu.au/ppdp 16 2-3-4 and B-Trees 2-3 tree was the inspiration for the more general B- tree which allows up to n children per node B-tree designed for building indexes to very large databases stored on a hard disk 2-3-4 tree is a specialization of the B-tree because it is basically a B-tree with n equal to 4 A Red-Black tree can be considered a 2-3-4 tree in a binary-tree format

17. www.ics.mq.edu.au/ppdp 17 2-3-4 Trees Expand on the idea of 2-3 trees by adding the 4- node Addition of this third item simplifies the insertion logic

18. www.ics.mq.edu.au/ppdp 18 Relating 2-3-4 Trees to Red-Black Trees A Red-Black tree is a binary-tree equivalent of a 2- 3-4 tree A 2-node is a black node A 4-node is a black node with two red children A 3-node can be represented as either a black node with a left red child or a black node with a right red child

19. www.ics.mq.edu.au/ppdp 19 Relating 2-3-4 Trees to Red-Black Trees (continued)

20. www.ics.mq.edu.au/ppdp 20 B-Trees A B-tree extends the idea behind the 2-3 and 2-3-4 trees by allowing a maximum of CAP data items in each node The order of a B-tree is defined as the maximum number of children for a node B-trees were developed to store indexes to databases on disk storage

21. www.ics.mq.edu.au/ppdp 21 Where to from here… Work through Chapter 11 of the Koffman & Wolfgang Text Conceptual Questions and Practical Exercises Submit all preliminary work Be prompt for your online class

22. www.ics.mq.edu.au/ppdp 22 Acknowledgements These slides were based upon the Objects, Abstraction, Data Structures and Design using Java Version 5.0 Chapter 11 PowerPoint presentation by Elliot B. Koffman and Paul A. T. Wolfgang