1. Chapter 11 Database Security: An Introduction Copyright © 2004 Pearson Education, Inc.

2. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Outline Introduction to Database Security Issues Discretionary Access Control Mandatory Access Control Role based Access Control Slide 11 -2

3. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Introduction Threats to databases –Loss of integrity –Loss of confidentiality –Loss of availability –Repudation Slide 11 -3

4. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Fundamental data security requirements ConfidentialityIntegrityAvailability Non- repudation Introduction Slide 11 -4

5. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Fundamental data security requirements ConfidentialityIntegrityAvailability Non- repudation Introduction Protection of data from unauthorized disclosure Slide 11 -5

6. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Fundamental data security requirements ConfidentialityIntegrityAvailability Non- repudation Introduction Only authorized users should be allowed to modify data. Slide 11 -6

7. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Fundamental data security requirements ConfidentialityIntegrityAvailability Non- repudation Introduction Making data available to the authorized users & application programs Slide 11 -7

8. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Fundamental data security requirements ConfidentialityIntegrityAvailability Non- repudation Introduction The ability to prevent the effective denial of an act. Slide 11 -8

9. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Countermeasures To protect databases against these types of threats four kinds of countermeasures can be implemented: –Access control –Inference control –Flow control –Encryption Slide 11 -9

10. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Access control The security mechanism of a DBMS for restricting access to the database as a whole –Handled by creating user accounts and passwords to control login process by the DBMS. Two basic types of database security mechanisms: –Discretionary security mechanisms (DAC) –Mandatory security mechanisms (MAC) More: Role based Access Control, etc. Slide 11 -10

11. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Data encryption Data encryption is used to protect sensitive data (such as credit card numbers) that is being transmitted via some type communication network. The data is encoded using some encoding algorithm. –An unauthorized user who access encoded data will have difficulty deciphering it, but authorized users are given decoding or decrypting algorithms (or keys) to decipher data. Slide 11 -11

12. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Data encryption Dr. Dang Tran Khanh, Faculty of CSE, HCMUT (khanh@cse.hcmut.edu.vn)12

13. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Data encryption Digital signatures: a message signed with a user's private key can be verified by anyone who has access to the user's public key, thereby proving that the user signed it and that the message has not been tampered with Thus: –Public key digital signatures provide authentication and data integrity –A digital signature also provides non-repudiation, which means that it prevents the sender from claiming that he or she did not actually send the information Dr. Dang Tran Khanh, Faculty of CSE, HCMUT (khanh@cse.hcmut.edu.vn)13

14. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Cryptography-related concepts Dr. Dang Tran Khanh, Faculty of CSE, HCMUT (khanh@cse.hcmut.edu.vn)14

15. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Cryptography-related concepts Dr. Dang Tran Khanh, Faculty of CSE, HCMUT (khanh@cse.hcmut.edu.vn)15

16. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Database Security and the DBA The database administrator (DBA) is the central authority for managing a database system. –The DBA’s responsibilities include granting privileges to users who need to use the system classifying users and data in accordance with the policy of the organization The DBA is responsible for the overall security of the database system. Slide 11 -16

17. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Database Security and the DBA The DBA has a DBA account in the DBMS –Sometimes these are called a system or super user account –These accounts provide powerful capabilities such as: Account creation Privilege granting Privilege revocation Security level assignment –Action 1 is access control, whereas 2 and 3 are discretionarym and 4 is used to control mandatory authorization Slide 11 -17

18. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Access Protection, User Accounts, and Database Audits DB security process can be summarized by the following three steps Authorization What privileges and authorizations the user has Authentication The user proves that the identity is valid Indentification A user presents an identity to the database Slide 11 -18

19. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Access Protection, User Accounts, and Database Audits The database system must also keep track of all operations on the database that are applied by a certain user throughout each login session. –To keep a record of all updates applied to the database and of the particular user who applied each update, we can modify system log, which includes an entry for each operation applied to the database that may be required for recovery from a transaction failure or system crash. Slide 11 -19

20. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Access Protection, User Accounts, and Database Audits If any tampering with the database is suspected, a database audit is performed –A database audit consists of reviewing the log to examine all accesses and operations applied to the database during a certain time period. A database log that is used mainly for security purposes is sometimes called an audit trail. Slide 11 -20

21. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Outline Introduction to Database Security Issues Discretionary Access Control Mandatory Access Control Role based Access Control Slide 11 -21

22. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Discretionary Access Control The typical method of enforcing discretionary access control in a database system is based on the granting and revoking privileges. Slide 11 -22

23. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Types of Discretionary Privileges The account level: –At this level, the DBA specifies the particular privileges that each account holds independently of the relations in the database. The relation level (or table level): –At this level, the DBA can control the privilege to access each individual relation or view in the database. Slide 11 -23

24. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Types of Discretionary Privileges SQL standard supports DAC through the GRANT and REVOKE commands: –The GRANT command gives privileges to users –The REVOKE command takes away privileges Slide 11 -24

25. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Types of Discretionary Privileges The privileges at the account level apply can include –the CREATE SCHEMA or CREATE TABLE privilege, to create a schema or base relation; –the CREATE VIEW privilege; –the ALTER privilege, to apply schema changes such adding or removing attributes from relations; –the DROP privilege, to delete relations or views; –the MODIFY privilege, to insert, delete, or update tuples; –the SELECT privilege, to retrieve information from the database by using a SELECT query. Slide 11 -25

26. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Types of Discretionary Privileges The relation level of privileges applies to base relations and virtual (view) relations. Notice that to create a view, the account must have SELECT privilege on all relations involved in the view definition. Slide 11 -26

27. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Types of Discretionary Privileges To control the granting and revoking of relation privileges, for each relation R in a database: –The owner of a relation is given all privileges on that relation. –The owner account holder can pass privileges on any of the owned relation to other users by granting privileges to their accounts. –The owner account holder can also take back the privileges by revoking privileges from their accounts. Slide 11 -27

28. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Types of Discretionary Privileges In SQL the following types of privileges can be granted on each individual relation R: –SELECT (retrieval or read) privilege on R –MODIFY privileges on R UPDATE, DELETE, and INSERT privileges INSERT and UPDATE privileges can specify that only certain attributes can be updated by the account. –REFERENCES privilege on R This gives the account the capability to reference relation R when specifying integrity constraints. The privilege can also be restricted to specific attributes of R. Slide 11 -28

29. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Specifying Privileges Using Views The mechanism of views is an important discretionary authorization mechanism in its own right. –Column level security Owner A (of R) can create a view V of R that includes several attributes and then grant SELECT on V to B. –Row level security Owner A (of R) can create a view V’ which selects several tuples from R and then grant SELECT on V’ to B. Slide 11 -29

30. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Propagation of Privileges using the GRANT OPTION Whenever the owner A of a relation R grants a privilege on R to another account B, privilege can be given to B with or without the GRANT OPTION.  B can also grant that privilege on R to other accounts. If B grants the privilege on R to C with GRANT OPTION  Privileges on R can propagate to other accounts without the knowledge of the owner of R Slide 11 -30

31. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Propagation of Privileges using the GRANT OPTION If the owner account A now revokes the privilege granted to B, all the privileges that B propagated based on that privilege should automatically be revoked by the system. Slide 11 -31

32. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition An Example Suppose that the DBA creates four accounts –A1, A2, A3, A4 A1: Create table privilege GRANT CREATE TABLE TO A1;  Suppose that A1 creates the two base relations EMPLOYEE and DEPARTMENT  A1 is then owner of these two relations and hence all the relation privileges on each of them. Slide 11 -32

33. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition An Example Slide 11 -33

34. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition An Example A1 wants to grant A2 the privilege to insert and delete tuples in both of these relations, but A1 does not want A2 to be able to propagate these privileges to additional accounts: GRANT INSERT, DELETE ON EMPLOYEE, DEPARTMENT TO A2; Slide 11 -34

35. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition An Example A1 wants to allow A3 to retrieve information from either of the two tables and also to be able to propagate the SELECT privilege to other accounts. GRANT SELECT ON EMPLOYEE, DEPARTMENT TO A3 WITH GRANT OPTION; A3 can grant SELECT privilege to A4 to retrieve information from the Employee relation GRANT SELECT ON EMPLOYEE TO A4; Notice that A4 can’t propagate the SELECT privilege because GRANT OPTION was not given to A4 Slide 11 -35

36. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition An Example A1 decides to revoke the SELECT privilege on the EMPLOYEE relation from A3 REVOKE SELECT ON EMPLOYEE FROM A3; The DBMS must now automatically revoke the SELECT privilege on EMPLOYEE from A4, too, because A3 granted that privilege to A4 and A3 does not have the privilege any more. Slide 11 -36

37. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition An Example A1 wants to give back to A3 a limited capability to SELECT from the EMPLOYEE relation and wants to allow A3 to be able to propagate the privilege. –The limitation is to retrieve only the NAME, BDATE, and ADDRESS attributes and only for the tuples with DNO=5. A1 then create the view: CREATE VIEW A3EMPLOYEE AS SELECT NAME, BDATE, ADDRESS FROM EMPLOYEE WHERE DNO = 5; And then, GRANT SELECT ON A3EMPLOYEE TO A3 WITH GRANT OPTION; Slide 11 -37

38. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition An Example A1 wants to allow A4 to update only the SALARY attribute of EMPLOYEE; A1 can issue: GRANT UPDATE ON EMPLOYEE (SALARY) TO A4; Slide 11 -38

39. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition DAC & Information Flow Controls Inherent weakness of DAC: Unrestricted DAC allows information from an object which can be read by a subject to be written to any other object –Bob is denied access to file A, so he asks cohort Alice to copy A to B that he can access Suppose our users are trusted not to do this deliberately. It is still possible for Trojan Horses to copy information from one object to another. 39

40. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition DAC: Weakness Example of a Trojan Horse Program P Read f1 Write f2 select * from f1; commit; … User X Table f1 Owner X X: SELECT, INSERT … Y: NOT SELECT ON Table f2 Owner Y Y: SELECT, INSERT, … X: INSERT ON Slide 11 -40

41. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Outline Introduction to Database Security Issues Discretionary Access Control Mandatory Access Control Role based Access Control Slide 11 -41

42. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Mandatory Access Control Mandatory Access Control (MAC): –MAC applies to large amounts of information requiring strong protect in environments where both the system data and users can be classified clearly. –MAC is a mechanism for enforcing multiple level of security. Propose Model: Bell-LaPadula Slide 11 -42

43. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Security Classes Classifies subjects and objects based on security classes. Security class: –Classification level –Category A subject classification reflects the degree of trust and the application area. A object classification reflects the sensitivity of the information. Slide 11 -43

44. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Security Classes Typical classification level are: –Top secret (TS) –Secret (S) –Confidential (C) –Unclassified (U) Where TS is the highest level and U is the lowest: TS ≥ S ≥ C ≥ U Categories tend to reflect the system areas or departments of the organization Slide 11 -44

45. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Security Classes A security class is defined as follow: SC = (A, C) A: classification level C: category A relation of partial order on the security classes: SC ≤ SC’ is verified, only if: A ≤ A’ and C’  C Exp: SC < SC’ SC = (S, ComputerScienceDepartment) SC’ = (TS, TDT_University) Slide 11 -45

46. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition MAC Properties Simple security property: A subject S is not allowed to read or access to an object O unless class(S) ≥ class(O).  No read-up Star property (or * property): A subject S is not allowed to write an object O unless class(S) ≤ class(O)  No write-down Slide 11 -46

47. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Why star property? Slide 11 -47

48. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Why star property? Slide 11 -48

49. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Why star property? Slide 11 -49

50. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Multilevel Relation Multilevel relation: MAC + relational database model Data objects: attributes and tuples Each attribute A is associated with a classification attribute C A tuple classification attribute TC is to provide a classification for each tuple as a whole, the highest of all attribute classification values. R(A 1,C 1,A 2,C 2, …, A n,C n,TC) Slide 11 -50 At home!!!

51. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition  A user with security level S SELECT * FROM EMPLOYEE Multilevel Relation Slide 11 -51

52. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition  A user with security level U SELECT * FROM EMPLOYEE Multilevel Relation Slide 11 -52

53. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Multilevel Relation  A user with security level C tries to update the value of JobPerformance of Smith to ‘Excellent’: UPDATE EMPLOYEE SET JobPerformance = ‘Excellent’ WHERE Name = ‘Smith’; (security level C) Slide 11 -53

54. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Multilevel Relation Slide 11 -54

55. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Pros and Cons of MAC Pros: –Provide a high degree of protection – in a way of preventing any illegal flow of information. –Suitable for military types of applications. Cons: –Not easy to apply: require a strict classification of subjects and objects into security levels. –Applicable for very few environments. Slide 11 -55

56. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Outline Introduction to Database Security Issues Discretionary Access Control Mandatory Access Control Role based Access Control Slide 11 -56

57. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Role-Based Access Control

58. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Role-Based Access Control Slide 11 -58

59. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Slide 11 -59 Core RBAC ROLES USER-ROLE ASSIGNMENT PERMISSION-ROLE ASSIGNMENT USERSPERMISSIONS... SESSIONS

60. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Conclusion DAC Slide 11 -60 Name Access Tom Yes John No Cindy Yes Application Access List Individuals Resources Server 1 Server 3 Server 2

61. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Conclusion MAC Slide 11 -61 Individuals Resources Server 1 “Top Secret” Server 3 “Classified” Server 2 “Secret”

62. Copyright © 2004 Ramez Elmasri and Shamkant Navathe Elmasri/Navathe, Fundamentals of Database Systems, Fourth Edition Conclusion RBAC Slide 11 -62 IndividualsRolesResources Role 1 Role 2 Role 3 Server 1 Server 3 Server 2