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Collaborative Governance Chris Ansell Department of Political Science University of California, Berkeley What, When, and How?
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Collaborative governance is about multiples: we use it to manage conflict, improve coordination, and harness creativity where we have multiple stakeholders engaged in multilateral interactions about multi-dimensional issues.
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A governing arrangement where one or more public agencies directly engage non-state stakeholders in a collective decision-making process that is formal, consensus-oriented and deliberative and that aims to make or implement public policy or manage public programs or assets. Collaborative Governance
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The Desert Tortoise Steering Committee Cities and Counties: Clark County, Las Vegas, North Las Vegas, Henderson, Boulder City, Mesquite Nevada State Offices: Office of Governor, Congressional Delegation, Dept. of Wildlife, Dept. of Agriculture, Farm Bureau Federal Agencies: Fish & Wildlife, Bureau of Land Management, National Park Service Industry Groups: Summa Corp., So. Nevada Homebuilders Assoc., Joyce Advertising, Nevada Cattleman’s Assoc., Nevada Mining Assoc. Environmental Groups: Desert Tortoise Council, TORT Group Nevada, Defenders of Wildlife, NRDC, EDF, Nature Conservancy
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ADJUDICATION COORDINATION PROBLEM-SOLVING/INNOVATION Exs: Natural Resource Management Disputes; Regulatory Negotiation Ex: Social Work or Mental Health Case Management Exs: Community health, Juvenile Justice, Crime Prevention
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2. Weak or absent hierarchy; where success depends on the voluntary commitment or investment of independent stakeholders or where stakeholder ideas or opinions are important for agenda- setting Conditions Favoring Collaborative Governance 1. Multiple interdependent stakeholders 3. Where the character of interdependence requires multilateral cooperation 4. Where the multi-dimensional character of issues requires high quality communication
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Antecedent Conditions Leadership Institutional Design Outcomes Collaborative Process
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Power-Resource- Knowledge Asymmetries Prehistory of Cooperation or Conflict (initial trust level) Incentives for and Constraints on Participation Antecedent Conditions Leadership Institutional Design Outcomes Collaborative Process
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Starting Conditions Leadership Institutional Design Collaborative Process Participatory Inclusiveness Forum Exclusiveness Clear Ground Rules Process Transparency
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Starting Conditions Leadership Institutional Design Collaborative Process Steward Mediator Catalyst
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Face-to-Face Dialogue Trust-BuildingCommitment to Process Shared Understanding Intermediate Outcomes Collaborative Process
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Four Process Thresholds (1) Stakeholders agree to “come to the table.” (2) Stakeholders recognize other stakeholders as legitimate interlocutors (3) Stakeholders have a commitment to the collaborative process itself (4) Stakeholders develop a sense of “joint ownership” of the process
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Ansell, C. and A. Gash. 2008. “Collaborative Governance in Theory and Practice,” JPART, Thom Reilly. 1998. “Collaboration in Action: An Uncertain Process,” Administration in Social Work. Eric Johnston et al. 2010. “Managing the Inclusion Process in Collaborative Governance, JPART, 21: 699-721. Darin Hicks et al. 2008. “The Influence of Collaboration on Program Outcomes,” Evaluation Review, 32, 5: 453-477. Colorado Nurse-Family Partnership C. Ansell and A. Gash. 2012. “Stewards, Mediators, and Catalysts: Towards a Model of Collaborative Leadership,” The Innovation Journal, 17, 1. The Desert Tortoise Case J. Wondolleck and S. Yaffee. 2000. Making Collaboration Work. Island Press.
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