1. | Copyright 20121 © 2012 Broadridge Financial Solutions, Inc. Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions, Inc. Broadridge Overview Bank Depository User Group 2013 Conference

2. | Copyright 20122 Broadridge’s Vision Enable the Financial Services Industry to achieve superior performance through our passion to deliver extraordinary value to our clients, shareholders, and associates  Give clients scale-based cost and performance by outsourcing non-differentiating functions  Enable clients to enter new markets and offer new capabilities by leveraging our unique domain expertise  Build new capabilities to serve clients better  Deliver extraordinary value to clients, associates, and shareholders Value Proposition Broadridge is committed to partnering with our clients to help grow their revenues, expand their business, achieve operational efficiency, and effectively manage compliance and risk.

3. | Copyright 20123 BusinessProcessOutsourcing Since 2004 Our Businesses Exchange: NYSE: BR | www.broadridge.com  North America Equities, Options, MF, ETF, Trade Processing Services Fixed - Income Trade Processing  International Processing Services  Reference Data Management  Proxy Communications  Transaction Reporting  Fulfillment  Market Leader in E-delivery Securities Processing Since 1962 Investor Communications Since 1989

4. | Copyright 20124 Recent Acquisitions  Broadridge Financial Solutions’ recent acquisitions are aligned with our overall strategy of providing value added solutions to the investment services community  Over the last two years Broadridge has significantly expanded our offerings in:  Buy-side solutions  Mutual fund processing solutions  Transfer agency solutions  Education / client communication solutions for financial institutions and advisors

5. | Copyright 20125 Bonaire, a Broadridge Company Revenue and Fee Billing Solutions  Founded in 1999 with offices in Boston and London - Acquired by Broadridge July 2013  REVPORT – Revenue and Expense Management Engine  Clients in North America, EMEA, and Asia Pacific  REVPORT – Revenue Management and Fee Billing Software  Global Client Base with over $10.4 trillion AUM  128 Clients worldwide have Selected REVPORT  14 of the top 20 Largest Global Asset Managers license REVPORT

6. | Copyright 20126 Bonaire, a Broadridge Company Typical Environment  Manual Processes and Spreadsheet Dependent REVPORT – Speed, Accuracy, and Business Intelligence  Large Operational Risk Exposure REVPORT – Full Audit Trail and Security  Inefficient Process and Lack of Scalability REVPORT – Automated Workflow and Exception Based Processing  Fee Leakage - Over Bill or Under Bill? REVPORT – Calculate the Correct Amount

7. | Copyright 20127 Products for Banks and Brokers Domestic Proxy Processing - Fully automated distribution of proxy and other shareholder communications including Quarterly, Semi-Annual, and Annual Reports, Regulatory Prospectus and Supplements, Corporate Announcements Global Proxy - A complete, fully automated outsource solution for Banks & Brokers providing their clients/advisors with the ability to vote on shareholder meetings of their International (non-US) securities Postsale Prospectus - Regulatory compliance document fulfillment for first dollar in transactions Reorg - Automated distribution of voluntary corporate action notices Electronic Document Management - Ability to design, print, archive and distribute transaction statements electronically or by traditional mail

8. | Copyright 20128 Products for Banks and Brokers Tax Managed Services and Information Reporting Services - Provide banks and brokerage firms with the most comprehensive reclassification and filing service available, covers OID, REMICs, REITs, UITs, MLP Forefield - Web-based platform enables financial advisors to deliver current and concise educational and marketing materials to their clients. Access to more than 3000 pieces of financial planning content including articles and client presentations, monthly and weekly newsletters, time sensitive flash videos, seminars and interactive calculators Mutual Fund Trading - A trading platform offers innovative technology, combined with the power of the NSCC’s Fund/SERV Networking and the Defined Contribution Clearing & Settlement (DCC&S) to provide a true, straight-through trade process Money Market Portal - Capture daily rates, position balances, dividends, and transaction confirmations for import to your trust accounting system, with same day settlement

9. | Copyright 20129 Products for Banks and Brokers Paladyne - a leading provider of next generation investment management solutions. Paladyne offers its integrated front-, middle- and back-office platform, known as the Paladyne Suite ™, to hedge funds, asset managers, fund administrators and prime brokers Broadridge City Networks (BCN) - a leading software and services provider of reconciliation, multi-asset process automation and operational risk management solutions to the global financial services industry