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International Food Assistance in USDA

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1 International Food Assistance in USDA
Presented by Members of the Office of Capacity Building and Development Foreign Agricultural Service U.S. Department of Agriculture April 6, 2009 1 1

2 Welcome Ross Kreamer Assistant Deputy Administrator
Office of Capacity Building and Development Foreign Agricultural Service 2

3 Introductions and Agenda
Welcome and Introductory Remarks Ross Kreamer, Assistant Deputy Administrator, Office of Capacity Building and Development (OCBD) Global Food Security and FAS Programs Roger Mireles, Director, Policy Coordination and Policy Staff Food Assistance Division Overview Ron Croushorn, Director, Food Assistance Division (FAD) Food for Progress Programming for FY 2010 & Beyond Nicola Sakhleh, Senior Analyst, Food for Development Branch, FAD McGovern-Dole Program Dorothy Feustel, Chief, School Feeding and Humanitarian Assistance Branch, FAD Transportation and Logistics Amy Harding, Senior Analyst, Transportation and Logistics Branch, FAD Monitoring and Evaluation Brenda Freeman, Director, Monitoring and Evaluation Staff, OCBD Delphine Hamlin, Senior Analyst, M&ES Questions and Answers 3 3

4 Role of the Foreign Agricultural Service (FAS) in Development
Primarily responsible for USDA’s international activities Provide food aid and technical assistance to foreign countries Help increase income and food availability in developing nations Support trade-capacity building and creating new markets 4

5 OCBD Mission OCBD advances international agricultural trade and U.S. national security by strengthening the institutions and economies of developing countries through trade capacity building and agricultural development Lebanon 5

6 GLOBAL FOOD SECURITY: The USDA Approach
Roger P. Mireles Director Policy Coordination and Planning Office of Capacity Building and Development Foreign Agricultural Service/USDA USAID and State have given us a good overview of the causes of food security. Food insecurity is caused by many factors. According to FAO, the primary cause in 20 out of 34 countries needing external support to meet food security needs is the direct or indirect effects of conflict. Much of the focus regarding food insecurity has been on sub-Saharan Africa and southern Asia. Latin America has been the most successful region in terms of reducing hunger, with 10 out of 12 countries well on their way to achieving their Millennium Development Goals and some have already achieved them. But rising food prices are reversing this trend after decades of progress. Agriculture is the engine of growth, but self sufficiency in food is not the answer to food insecurity. Countries in Latin America are at different stages of development – for some the best approach will be to increase productivity, while for others, it will be to stimulate economic growth in other sectors to earn foreign exchange to import food. Therefore, effective trade policies achieved through multilateral and bilateral trade agreements will be critical to ensuring access to food and to increasing countries’ confidence that they can rely on international markets for food. 6

7 Food Insecurity Makes the Headlines
Food prices increased 45 percent, April 2007-April 2008 Demand surged Energy soared Global grain supplies dropped U.S. dollar weakened Biofuels production increased Prices tumbled from peak Improved crop outlook Easing export restrictions stronger dollar Lower oil prices and freight costs Prices expected to remain above historical average

8 USG Tackling the Issue Policy environment Trade and market investment
Research, training and technology transfer Sound natural resource management Global market information and monitoring systems Social safety nets Market-based risk management

9 Goal BE EFFECTIVE Develop targeted programs to maximize resources and achieve results

10 Today’s Challenging Environment
The Right Approach A Common Strategy Public/Private Partnerships Host Nation Involvement Coordinate to match priorities to maximize resources and achieve maximum results There are ongoing international economic and security challenges that defy the traditional modes of promoting development and achieving global food security. These challenges are a catalyst for moving from stovepipe development assistance approaches to inter-sectoral collaborative relationships that will not only integrate military and civilian agency efforts to enhance national security, but for USDA, generate opportunities to create additional partnerships to support agricultural development initiatives. Development assistance is evolving from silo or project-based approaches to integrated strategies that utilize partnerships to create synergies, share risks, and multiply the benefits of the technical expertise and financial resources of each partner. Funding resources for development assistance are shifting away from the traditional government sources (i.e., State and USAID) to include other public agencies (e.g., Department of Defense) and private organizations. Despite public funding becoming more limited, the need for development assistance continues to be virtually unlimited. For this reason, it is critical that government, multilateral, and private resources be leveraged to collaboratively achieve the goals of global stability and national security. (CITE EXAMPLES OF RECONSTRUCTION AND STABLIZATION, WORK WITH Africom AND OTHERS, AND NEW PRIVATE PARTERNSHIPS THAT WE HOPE TO DEVELOP) Host Nation Involvement is critical to achieving sustainability. Ex: CAADP

11 USDA’s Unique Toolbox Tools that promote agricultural development
Food Aid Programs Trade and Scientific Exchange Programs USDA Technical Expertise Partnerships Overseas Representation USDA brings many tools into one arena, creating a holistic and integrated approach Examples of Current FAS Programs AgLink: A program for small U.S. agribusinesses in the NIS, Baltics and Poland. Agricultural Technology Utilization and Transfer Project: AID-funded collaborative research with Egypt. The Baltics & Poland Agribusiness and Development Program: An applied research program to enhance trade opportunities. Middle East Peace Process: Projects which bring together Israeli and Arab experts to address mutual problems through research and technical cooperation. Central European Joint Funds: Bilateral research initiatives in Poland, Hungary, Czech and Slovak Republics, Slovenia, Macedonia, and Croatia. The Scientific Cooperation Program: A small grants program which supports research world- wide. Sustainable Agriculture Video Project for China: RSED has collaborated with China NGO Global Village of Beijing to produce a sustainable agriculture video series for Chinese Central Television. The nine-segment series focuses on economically viable small-scale U.S. farms that have adopted environmentally innovative agricultural techniques. In addition to the broadcast on Chinese television, the series will be used as a teaching supplement in Chinese agricultural universities.  Trade Barrier Workshops: Targeted activities to address constraints to U.S. exports. Ukraine Cooperative Programs: Activities in beef and dairy production, production management and seed policy to build capacity and enhance trade opportunities. Water Quality Programs: Cooperative projects in China, the Middle East and Mexico to demonstrate U.S. drinking water and other environmental technologies.

12 TEAM Together Everyone Achieves More
PVOs/NGOs U.S. Agribusiness, Trade Associations USG Agencies Land-Grant Universities Multilateral Organizations Foreign Governments Agricultural development Credit guarantee programs Rural credit, microfinance Regulatory and policy capacity building Educational Improvement Trade missions Scientific research Economic analysis Post Harvest/Marketing Systems Through public and private partnerships USDA will continue to combine and leverage resources to achieve benefits in: Agricultural development Credit guarantee programs Rural credit, microfinance Technical assistance programs Regulatory and policy capacity building Educational Improvement Trade missions Scientific research Economic analysis Post Harvest/Marketing Systems

13 “To the people of poor nations, we pledge to work alongside you to make your farms flourish and let clean waters flow; to nourish starved bodies and feed hungry minds.” President Obama January 20, 2009

14 Food Assistance Division
Ron Croushorn Director, Food Assistance Division Office of Capacity Building and Development Foreign Agricultural Service Now I would like to present Ron Croushorn, the director of the Food Assistance Division. 14

15 Program Overview McGovern-Dole Food for Education and Child Nutrition Program Food for Progress Section 416(b) Title I of the Food for Peace Act Local and Regional Purchase Pilot Program 15

16 Status of the USDA Local and Regional Purchase Pilot Program
On January 16, 2009, the USDA study on local and regional purchase was sent by the Secretary of Agriculture to the House and Senate Agriculture Committees. The USDA study found that local and regional purchases: Are a tool that enables quick food aid responses during and after food crises and disasters Can be a timely and effective complement to in-kind food aid programs Require appropriate methods at the correct time to meet emergency food aid needs while avoiding harm to low-income consumers, producers and fragile market systems. 16

17 Pilot Program Guidelines
USDA is drafting program implementation guidelines During the summer, a draft of the guidelines will be made public for comments The public is encouraged to review and provide feedback During this conference, local and regional purchase will be discussed on Wednesday afternoon with an FAS participant 17

18 FY 2009 Focus Areas During today’s session, FAS will provide information on: Program Management Regulations Strategic Framework & Indicators Procurement Practices

19 Food for Progress Presented by: Nicola David Sakhleh Senior Analyst

20 Food for Progress Overview FY 09 Proposal and Award Cycle
Priority Country Criterion and Selections Resources Proposal review This is my colleague Erika who traveled to Bolivia last year to look at our projects there.

21 Food for Progress Commodities are usually monetized
Food for Progress Act of 1985 Targets developing countries and emerging democracies Supports the expansion of private enterprise in the agricultural sector Commodities are usually monetized

22 Food for Progress Expected Resources Until 2012
Funding authorized by the Farm Bill $40 million cap on transportation costs $15 million for administrative costs Commodity value not restricted by Farm Bill In the past, we funded FFP out of both CCC and Title I. Govt. programs were usually funded out of Title I. PVO programs were usually funded out of CCC- funded FFP. With no new Title I, Govts. And PVOs compete for the same funding source. 2 versions of Farm Bill – House version allows Govts & WFP; the Senate version does not. House version has $40 million freight cap; Senate version has $48 million freight cap.

23 Food for Progress Projects
Soil and water conservation Improved farming methods Agricultural extension Animal and plant health Processing, storage and marketing Roads and other infrastructure Cooperative development Micro-credit and business training

24 Food for Progress Active Agreements (2005-2009)
Afghanistan 9 Armenia 2 Azerbaijan 1 Bangladesh Bolivia 4 Burundi Cameroon 3 Central African Republic Democratic Republic of Congo Dominican Republic East Timor Ecuador El Salvador Ethiopia Gambia Georgia 2 Guatemala 5 Honduras 6 Iraq 1 Jamaica Kenya 3 Lebanon Liberia Madagascar Malawi Mali 4 Mauritania Mongolia Mozambique Nicaragua 3 Niger 4 Nigeria 1 Pakistan 2 Philippines 7 Republic of Congo Senegal Sri Lanka Tajikistan Tanzania Uganda Yemen 41 Countries 109 Agreements $660 Million in Agreement Value Number of Agreements per Country

25 Food for Progress FY 2009 Proposals
67 Received 62 proposals from 37 PVOs 2 WFP proposals 3 government proposals 24 countries Total value of $2.3 billion 15 Approved 1 government 14 PVO programs approved Total value of $164.5 million

26 Food for Progress Priority Country Determination
Per capita incomes below $3,705 (World Bank) Percent (>20) of children under the age of 5 that are stunted (WHO) Positive movement in political rights or civil liberties (Freedom House) USDA Post coverage and ability to monitor We used the first three criteria last year. Freedom House ratings – had to be free or partly free to qualify This year we added USDA post coverage and ability to monitor as a criteria. We feel it’s important that our posts have the ability to monitor these programs. Therefore, there were some countries that were on the priority list last year, but were dropped this year because of lack of post coverage.

27 Other Determining Factors
Security concerns Potential market disruptions Other donor activity

28 Food for Progress Countries Meeting All Criteria / Other Factors
Asia (5) Afghanistan Bangladesh Pakistan Philippines Timor-Leste Latin America (5) El Salvador Ethiopia Guatemala Honduras Nicaragua Africa (10) Benin Burkina Faso Kenya Liberia Malawi Mali Mozambique Senegal Tanzania Uganda 20 Countries A few countries that met the 4 criteria were not included in this final list because of other factors such as commodity issues or security concerns. If asked, the countries and factors include: Armenia – Needs for assistance have declined based on recent site visit Haiti – UMR issues due to large USAID program India – Net food exporter Papua New Guinea – Not viable due to low PVO presence Sri Lanka – Security concerns and UMR issues Thailand – Likely UMR issues Zambia – GMO issues

29 Food for Progress FY 2010 Priority Countries
Asia (2) Timor-Leste Pakistan Latin America (4) El Salvador Guatemala Honduras Nicaragua Africa (4) Kenya Liberia Mozambique Tanzania 10 Countries 11 Countries total: 2 - Asia 4 - Latin America 5 – Africa We will accept proposals for non-priority countries. However, given funding constraints, it is unlikely that non-priority country proposals would get approved. An exception would be if the country has an ongoing program and a final program is necessary to make it sustainable. In this case, we would consider the proposal for programming.

30 Food for Progress Future Programming
FY 2011 AND BEYOND A more “strategic” approach to programming How? Through prioritizing activities Communication among USDA, implementing organizations, and governments to determine priority activities WHY? To facilitate Agency mission To provide clear instructions to applicants

31 FYs 2011 & 2012 Priority Country Preliminary Lists
Afghanistan El Salvador Bangladesh Guatemala Benin Ethiopia Burkina Faso Honduras Malawi Kenya Mali Liberia Namibia Mozambique Philippines Nicaragua Senegal Pakistan  Uganda Tanzania Timor Leste *Final 2011 priority country list, along with corresponding priority activities and guidance, will be announced through a press release in autumn of 2009 ** Final 2012 priority country list, along with corresponding priority activities and guidance, will be announced at the 2010 IFAC

32 Key Sections of Proposal
Introductory Statement Section 5(a) – Activity Objectives Section 5(b) – Method of Choosing Beneficiaries Section 5(h) – Criteria for Measuring Progress Section 6(e) – Uses of Sales Proceeds Although all sections of proposal are important, these are the sections that can either make or break a proposal. If these sections are complete and well written, the proposal has a much better chance of getting approved.

33 Commodities and Market Analyses
Appropriate commodity(ies) and tonnage in the proposal Thorough Bellmon analysis MUST be conducted using consumption rather than nutritional requirements Attaché concurrence is required

34 Food for Progress Proposal Feedback
-- Limited Agricultural Focus -- Commodity / Monetization Issues -- Organizational Capabilities and Experience -- Proposal Quality -- Weak Progress Measures / Outcomes -- Lack of Coordination with Embassy / Govt

35 Food for Progress Program Guidelines
Guidelines for Introductory Statement Guidelines for Plan of Operation Sample Plan of Operation

36 Food for Progress

37 McGovern-Dole International Food for Education & Child Nutrition Program
Dorothy Feustel, Chief School Feeding & Humanitarian Branch, Food Assistance Division, OCBD Guinea-Bissau 37

38 McGovern-Dole Program Overview
Supports education, child development, and food security Reaches poor children, especially girls, in developing countries Encourages health and nutrition complements Guatemala 38

39 McGovern-Dole Overview
U.S. commodities are fed directly Cash resources to fund activities; otherwise monetization only in extenuating situations Strives for sustainability Kyrgyzstan 39

40 McGovern-Dole Program Overview
What is sustainability? A sustainable project is one that enables either a national government, local government, or community to continue providing an environment that is conducive to attracting children to school and providing them with an education; and, where possible, Continuing some level of school feeding after the US government support ends

41 McGovern-Dole Program Overview
Creating Partnerships Public Private Community level Capacity Building & Training Training PTAs Vocational Training (teachers, cooks, students) Creating Infrastructure

42 McGovern-Dole Program School Feeding
Albania School Lunches Food for Work (cooks, teachers) Take Home Rations

43 McGovern-Dole Program Sample Activities
Improving Infrastructure Training School Environment Improvement Nutrition and Health Education and Services School Construction Improved Access to Water Food Storage Units Kitchen Construction School Gardens & Fish Farms Teachers & cooks PTAs & communities Government Officials Text Books, Desks, and Chairs Classroom Supplies Didactic Materials Vaccinations De-worming Vitamin A and Iron Supplements Health Education Senegal 43

44 McGovern-Dole Program Active Agreements
33 active agreements currently funded with 18 cooperating sponsors, in 28 countries, with more than 5 million beneficiaries Country Cooperating Sponsor Afghanistan World Vision Bangladesh World Food Program Benin Catholic Relief Services Bolivia Project Concern International Cambodia International Relief and Development Salesian Missions Cameroon Counterpart International Chad Republic of the Congo Internat’l Partnership for Human Development Ethiopia Guatemala Food for the Poor SHARE Guinea Guinea-Bissau Honduras 44

45 McGovern-Dole Program Active Agreements – Cont.
Country Cooperating Sponsor Honduras Samaritan's Purse Kenya World Food Program Kyrgyzstan Mercy Corps Laos Humpty-Dumpty Institute Liberia International Relief and Development Madagascar CARE Malawi Mali Catholic Relief Services Mozambique Joint Aid Management Nicaragua Food for the Poor Pakistan Rwanda Senegal Counterpart International Sierra Leone Vietnam American Red Cross Yemen Save the Children 45

46 McGovern-Dole Program FY 2009 Resources & Awards
$184 million received 48 proposals received; valued at $700 million Three new programs funded; valued at $27.4 million 12 multi-year agreements continued; valued at $68.3 million Additional awards pending! Mozambique 46

47 McGovern-Dole Program FY2010 Resources
54 proposals received; valued at $760 million $45 million exists under multi-year agreements FY 2010 resources will become available through the President’s budget Afghanistan 47

48 McGovern-Dole Program Proposal Review in FY 2010
Continuation of existing programs will receive highest priority Limited funds will remain after these programs are funded Vietnam 48

49 McGovern-Dole Program Priority Country Determination
Priority country determination factors under review The following three criteria will remain: Government commitment to education USDA Post coverage and ability to monitor agreements No concerns with security or market issues Country Criteria Roundtable this afternoon 49

50 McGovern-Dole Program Timing
Proposal awards for FY 2010 will be announced in late Fall of 2009 FY 2011 Priority Country List will be released late Fall 2009 Next solicitation for new proposals at 2010 IFAC 50

51 Foreign Agricultural Service Food Assistance Transportation
Amy Harding, Acting Chief, Transportation and Logistics Branch, Food Assistance Division, Office of Capacity Building and Development Foreign Agricultural Service Good morning. I am Amy Harding of the Transportation and Logistics Branch and I will be presenting a brief overview of the responsibilities of the Branch. 51 51

52 Transportation and Logistics Branch Responsibilities
Oversees the procurement of vessels under the Food for Progress and McGovern-Dole Food for Education programs Assures compliance with the Cargo Preference Act (P.L. 664) Furnishes technical advice and assistance to offices in USDA and participants on ocean transportation The Transportation and Logistics Branch primarily focuses on the operational aspects of the Food for Progress and McGovern-Dole programs. In doing so, TLB oversees the procurement of vessels while assuring compliance with cargo preference. In addition, TLB provides technical advise and assistance on ocean transportation to offices in USDA and to participants.

53 Transportation and Logistics Branch Responsibilities, cont.
Maintains liaison with participants, freight forwarders, steamship companies, and government agencies in program implementation Develops non-standard, cost-saving commodity and freight procurement scenarios Primary point of contact for food quality issues Coordinates commodity and freight procurements with the Kansas City Commodity Office TLB works closely with freight forwarders, steamship companies and government agencies, such as USAID, in program implementation. TLB monitors commodity and freight costs to make sure they do not exceed available funds. Part of the effort to stretch the dollars is the development of cost-savings procurement scenarios. With this in mind, FAS, in coordination with the Farm Service Agency, exchanged some 25,000 metric tons of commodities in stock for processed and packaged commodities valued at approximately $18 million for use in the McGovern-Dole program. The cost of the commodity was not charged to the McGovern-Dole program therefore making these funds available for future purchases. TLB continues to explore arrangements such as this that benefit the program. Finally, TLB acts as the main conduit between FAS and the Kansas City Commodity Office on issues related to commodity purchases and food quality.

54 Focal Points for FY 2009 and Beyond
Local and Regional Procurement TLB is a key player in the development of the Local and Regional Purchase Pilot Program Web-Based Supply Chain Management System TLB is a participant in the design and implementation stages of this effort. As we move through FY 2009, TLB continues to play a key role in the Local and Regional Purchase Pilot Program. More information about this program will be available in a breakout session on Wednesday afternoon. In addition, TLB is the main focus point for FAS in the design and implementation of the Web-Based Supply Chain Management System. In summary, this system will replace the existing Commodity Operations System and will house information related to the FAS food aid programs from agreement to arrival of commodities in the destination country.

55 Focal Points for FY 2009 and Beyond, cont.
New McGovern-Dole and Food for Progress Regulations Effective Date: May 26, 2009 Assessing how the new regulations will affect procurement specifics FAS will implement the new regulations via the FACG consultative process New USDA Food Aid Regulations – Impact on All Parties presentation 2:00 p.m. – 3:00 p.m. Finally, as you are aware, the new McGovern-Dole and Food for Progress regulations were made final on March 26, and are effective on May 26. FAS is assessing how the new regulations will affect the procurement of commodities and freight. Please join us at 2:00 p.m. this afternoon in a session to discuss these new regulations.

56 Monitoring and Evaluation Staff (M&ES)
“Helping to Build a Sustainable Culture of Program Accountability and Transparency” Brenda Freeman, Director, M&ES

57 What M&ES Does Closeout food aid agreements
Implement policies and procedures to close backlog of agreements Develop policies and procedures to guide the closeout of newer agreements Meet monthly with FAD to discuss new policies and procedures Assist OCBD staff in developing and implementing strategic frameworks

58 What M&ES Does…continued
Design and conduct program evaluations that measure the impact of OCBD programs Improve internal program reporting by reviewing current reports and reporting requirements

59 M&ES Activities that May Impact Your Organization
Closed 144 or 75% of the backlog of PVO and Government agreements signed from FY Established New Policies and Procedures to Streamline the closure of current agreements Developed strategic frameworks for OCBD programs, including Food Aid Collaborating with FAD to conduct an internal review of Logistics and Monetization Reports

60 Monitoring and Evaluation Staff
Brenda Freeman Director (202) Barbara Shumar Lead Closeout (202) Angella Greaves Government Closeouts (202) Liliana Bachelder PVO Closeouts (202) Delphine Hamlin Closeout Policy and M&E of Food Aid Programs (202) Lita Echiverri M&E of Technical Assistance Programs (202) first name.last

61 Forward-Looking Activities
FY 2009 Complete internal review of logistics and monetization report Invite external stakeholder participation in review of report Initiate development of strategic frameworks for all of OCBD’s programs FY 2010 Plan an impact evaluation of a Food for Progress project

62 Using Results Frameworks in OCBD Food Aid Programs
“Helping to Build a Sustainable Culture of Program Accountability and Transparency” Delphine Hamlin, Senior Analyst Monitoring & Evaluation Staff, OCBD

63 Framework Discussion Overview
Purpose of Developing Frameworks Expected Results Sample Framework Impact on Proposal Submissions Next Steps

64 Purpose of OCBD Results Framework
Justify why the program is being implemented Focus on the need for the program Focus on results achieved Evaluate results

65 Expected Results of Framework Development
Implementation will be a priority for OCBD “Tying what we do to specific articulated results is a very important function of what the management side of this agency has to do…to do that not only requires a commitment by leadership to make that happen, the president has been very clear in his expectation in that respect.”– Agriculture Secretary Tom Vilsack

66 OCBD Strategic Framework [Program Name] [Project Type]
Strategic Objective Intermediate Results Initial Results Activities & Outputs

67 Impact on Proposal Submission
Proposal submissions for FY 2011 should support the strategic objective of the framework Food for Progress McGovern Dole Food for Education Proposals received that do not support the strategic objective of the framework will not be approved

68 Next Steps in Framework Development
Invite external stakeholders to participate in the development of the frameworks Conduct final technical review of frameworks Implement in partnership with program participants

69 Thank you for listening
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