1. A Proposal for Monitoring Acquisitions and Mergers in the Aggregate, Asphalt, and Concrete Industries Fred Parmenter U.S. Department of Justice Antitrust Division

4. AGGREGATE 1.Name of facility’s ultimate owner (Parent). 2.If the facility is operated by a subsidiary whose name is different than the ultimate owner, the name of the operating subsidiary. 3.Street address of facility. 4.City. 5.State. 6.Zip Code. 7.Does the facility produce coarse stone qualified for use in State DOT asphalt? Yes/No. Total tons produced for the most recent calendar year. 8.Does the facility produce fine stone qualified for use in State DOT asphalt? Yes/ No. Total tons produced for the most recent calendar year. 9.Does the facility produce coarse stone qualified for use in State DOT concrete? Yes/ No. Total tons produced for the most recent calendar year. 10.Does the facility produce fine stone qualified for use in State DOT concrete? Yes/ No. Total tons produced for the most recent calendar year. 11.If the facility was acquired in the past year, the name of the company from which the facility was acquired. 12.Year of acquisition. 13.Is the facility currently operating? Yes/ No

5. ASPHALT 1.Name of the facility’s ultimate owner (Parent). 2.If the facility is operated by a subsidiary whose name is different than the ultimate owner, the name of the operating subsidiary. 3.Street address of facility. 4.City. 5.State. 6.Zip Code. 7.Production Capacity/ Tons per Hour. 8.Type of plant (e.g., drum or batch). 9.If the facility was acquired in the past year, the name of the company from which the facility was acquired. 10.Year of acquisition. 11.Is the facility currently operating? Yes/ No.

6. CONCRETE 1.Name of the facility’s ultimate owner (Parent). 2.If the facility is operated by a subsidiary whose name is different than the ultimate owner, the name of the operating subsidiary. 3.Street address of facility. 4.City. 5.State. 6.Zip Code. 7.Production Capacity/ Cubic Yards per Day. 8.If the facility was acquired in the past year, the name of the company from which the facility was acquired. 9.Year of acquisition. 10.Is the facility currently operating? Yes/ No.

7. A Hypothetical Example of a Spreadsheet for Asphalt Plants

8. A Hypothetical Example of an Asphalt Facility Map

9. CONTACT INFORMATION FRED PARMENTER Telephone: (202) 307-0620 E-mail: frederick.parmenter@usdoj.gov