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CDC Dialysis Bloodstream Infection Prevention Tools and Protocols

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Presentation on theme: "CDC Dialysis Bloodstream Infection Prevention Tools and Protocols"— Presentation transcript:

1 CDC Dialysis Bloodstream Infection Prevention Tools and Protocols
Alicia Shugart, MA November 19, 2014 ESRD Network 7 Annual Conference The findings and conclusions in this report/presentation are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention.

2 Outline Brief review of burden of bloodstream infections (BSI) in dialysis Dialysis BSI Prevention List of 9 Core Interventions Protocols, Checklists, and Audit Tools for: Hand Hygiene Catheter Connection and Disconnection Catheter Exit Site Care Fistula and Graft Cannulation and Decannulation Dialysis Station Routine Disinfection NHSN Prevention Process Measures Module Education & Other Resources Provider Continuing Education: Infection Prevention in Dialysis Settings New! Best Practices Training Video Patient Engagement Materials As Priti mentioned, there are multiple resource available to dialysis clinicians. The last portion of this talk will focus on the accessible materials. Just as an overview, the following resources are available: The evidence based core interventions 2 Protocols 3 Audit Tools 5 Checklists A newly created Continuing Education Course And information on joining the collaborative listserv

3 Dialysis and the Burden of Bloodstream Infections (BSIs)
Central line-associated BSIs (CLABSIs)1 37,000 estimated in hemodialysis outpatients 41,000 in all inpatients Attributable mortality: 12-25% Cost: $3,700 - $28,000 per episode Bloodstream infections in hemodialysis Hospitalizations for BSI increasing over time2 Priority prevention area in Dept of Health and Human Services National Action Plan3 HD CLABSI estimate for 2008 Inpt CLABSIs in 2009 1. CDC. MMWR 2011; 60(08); 2. US Renal Data System Annual Data Report. 3.

4 Dialysis BSI Prevention Resources: http://www.cdc.gov/dialysis/

5 Set of 9 Core Interventions for Dialysis Bloodstream Infection Prevention
NHSN DE surveillance and feedback to staff Hand hygiene observations Catheter/vascular access care observations Staff education and competency assessment Patient education/engagement Catheter reduction Chlorhexidine for skin antisepsis Catheter hub disinfection (Scrub-the-Hub) Apply antimicrobial ointment

6 Protocols, Checklists, and Audit Tools

7 Protocols, Checklists, and Audit Tools
Protocols suggest an approach to care/practices based on evidence where available and otherwise theoretical rationale. Hand Hygiene and Glove Use Observations Protocol Scrub-the-Hub Protocol Checklists are simple, step-by-step reference tools to: Be used as a resource during infection prevention education. Post as a reminder of recommended practices. Help orient and train new staff. Use Audit Tools to observe and assess adherence to CDC recommended practices within the dialysis facility: Audit results should be regularly reviewed with your staff to help promote desired practices and inform quality improvement projects.

8 Hand Hygiene and Glove Use Observation Protocol http://www. cdc

9 Audit Tool: Hemodialysis Hand Hygiene Observation

10 Audit Tool: Hemodialysis Hand Hygiene Observation

11 Scrub-the-Hub Protocol

12 Pathogenesis & Routes of Catheter Infection
Intraluminal Extraluminal

13 Scrub-the-Hub Basics - 1
For facilities that use dead-end caps to cover the catheter hub The catheter hubs should be scrubbed with antiseptic after removing the cap and before connecting to bloodlines Do the same during disconnection before attaching new caps Note: soaking or wiping the hub with the cap still attached does not effectively address intraluminal contamination For more information, see CDC’s Scrub-the-Hub protocol

14 Scrub-the-Hub Basics - 2
For facilities that use closed connector devices Follow process similar to above when changing connectors* In between changes, scrub the access port with antiseptic before accessing* For all facilities Use a sterile antiseptic pad Helping to define what is achievable Involved an intervention package focused on central line maintenance practices * Follow manufacturer’s instructions

15 Checklists: Hemodialysis Catheter Connection and Disconnection

16 Audit Tool: Catheter Connection and Disconnection Observations

17 Checklist: Hemodialysis Catheter Exit Site Care

18 Audit Tool: Catheter Exit Site Care Observations

19 Antimicrobial Ointment & Compatibility Issues

20 Checklists: Fistula/Graft Cannulation and Decannulation

21 Audit Tool: AV Fistula/Graft Cannulation Observations

22 Audit Tool: AV Fistula/Graft Decannulation Observations

23 Checklist: Dialysis Station Routine Disinfection
Patient must leave the station Surfaces must be visibly wet Disinfect all surfaces

24 In Development for 2015… Dialysis Station Routine Disinfection Audit Tool Dialysis Injection Safety Checklist and Audit Tool Audit Tools: Use and Implementation Training With continuing education credit

25 NHSN Prevention Process Measures

26 NHSN Prevention Process Measures Module
Website for training, protocol, forms: Currently, audit tool results (summary data) for hand hygiene can be reported I.e., # of HH successes / total # of HH opportunities In 2015, adding summary process measures: Hemodialysis catheter connection/disconnection Hemodialysis catheter exit site care Arteriovenous fistula and graft cannulation/decannulation Dialysis station routine disinfection Injection safety

27 NHSN Prevention Process Measures in 2015

28 NHSN Prevention Process Measure Reports
Review what’s been reported: All Prevention Process Measures Calculate percent adherence over time: Hand Hygiene % Adherence HD Catheter Connection/Disconnection % Adherence HD Catheter Exit Site Care % Adherence AV Fistula/Graft Cannulation/Decannulation % Adherence Dialysis Station Routine Disinfection % Adherence Injection Safety % Adherence

29 NHSN Prevention Process Measure Report Example for 2015
Line Listing – HD Catheter Connection/ Disconnection % Adherence Shows the number of successful observations, the total number of observations reported, and calculates audit percent adherence for each month Facility Org ID Summary Year/ Month HD Catheter Exit Site Care # Successful Observations HD Catheter Exit Site Care Total # Observations HD Catheter Exit Site Care Percent Adherence 12345 2015M1 22 30 73.3 2015M2 24 80.0 2015M3 26 86.7 2015M4 17 20 85.0

30 Continuing Education & Other Resources

31 Continuing Education Course Infection Prevention in Dialysis Settings
Launched June 2012 as a self-guided PowerPoint presentation with audio narration Target audience: dialysis nurses and technicians More than 3,000 clinicians have completed and received CE credit for the course Many facilities are making the training mandatory The course and credits are FREE! A huge draw to the dialysis safety webpage is the continuing education course. It was recently launched in June, and based on our quarterly reports in September over 3,000 clinicians have received CE credit for completing the course. The self guided presentation is targeted at dialysis nurses and technicians in an effort to understand infection prevention and the biggest perk is that the CE credit is free.

32 Continuing Education Course Infection Prevention in Dialysis Settings
Here is a screenshot of the CE course page. Here you can launch the presentation and acquire your CE certificate.

33 New Best Practices Training Video!

34 Best Practices Video 11 minutes Contains 5 segments
Available on YouTube, CDC streaming link, and DVD

35 Facility Poster

36 Available in English and Spanish
Patient Pocket Guides (Catheters) (Fistulas or Grafts) Available in English and Spanish

37 Summary – Infections in Hemodialysis Outpatients
Estimated 37,000 central line-associated BSIs in hemodialysis outpatients and hospitalizations for BSI increasing over time. A variety of BSI prevention resources are available 9 Core Interventions Protocols, checklists, and audit tools Staff training/education and patient materials There is a lot you can do; but it doesn’t have to happen all at once See CDC resources ESRD Network can help

38 Thank you!

39 NHSN Dialysis Event Surveillance Protocol
Alicia Shugart, MA 11/19/2014 ESRD Network 7 Annual Conference The findings and conclusions in this report/presentation are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention.

40 Outline Review common causes of poor data quality and how to avoid them Review monthly Dialysis Event Surveillance reporting criteria How to apply the protocol to various reporting examples Emphasis on most challenging areas Introduction to NHSN analysis and reports How to interpret NHSN rate tables to assess facility infection prevention performance

41 CAUSES OF Common Dialysis Event Data Errors & Strategies to Avoid them

42 Common Causes of Poor Dialysis Event Surveillance Data Quality
Person collecting, reporting and/or reviewing data is not familiar with or misunderstands the Dialysis Event Protocol Problems with data collection processes Lack of data quality checks

43 Strategies to Prevent Reporting Errors
Acquire knowledge and understanding of the Protocol Implement data collection processes to capture necessary surveillance data Review reported data for completeness and accuracy

44 DIALYSIS EVENT Protocol

45 Strategies to Prevent Reporting Errors
Acquire knowledge and understanding of the Protocol Implement data collection processes to capture necessary surveillance data Review reported data for completeness and accuracy

46 Training All staff involved in data collection or reporting should complete training annually and as needed Required reading: Dialysis Event Protocol Includes surveillance definitions and reporting Instructions: Self-paced, online instruction: Dialysis Event Surveillance Training

47 Required Reading: Dialysis Event Protocol
The Dialysis Event Protocol is a document that provides instructions for reporting in NHSN All users must read the Dialysis Event Protocol to become familiar with instructions, definitions and procedures

48 Free Continuing Education Credit!
Training New! Self-paced, online instruction: Dialysis Event Surveillance Training Includes knowledge checks and ends with a multiple-choice test Dialysis Event Training Page: Free Continuing Education Credit! 1.3 CNE (nurses) 1.5 CME (physicians) 0.1 CEU (other)

49 NHSN DIALYSIS Event Surveillance

50 Protocol Terminology and Components of a Rate
Numerator = number of dialysis events Information from “Dialysis Event” form Denominator = count of patients by vascular access type used to estimated number of patient-months considered at risk for dialysis events Information from “Denominators for Outpatient Dialysis” form Both numerator and denominator data must be correct to calculate valid rates = Dialysis Events (numerator) Patient-Months (denominator) x 100 Rate

51 NHSN Dialysis Event Surveillance
Complete the “Outpatient Dialysis Center Practices Survey” in February each year Facility-based staff member familiar with facility’s procedures and practices Monthly Reporting Plans – indicate which data are being reported according to NHSN protocol Select “DE” for Dialysis Event May complete up to 12 Plans in advance Report numerator data (i.e., Dialysis Events) monthly Report denominator data (i.e., patient-months) monthly Recommended: Review reported data monthly for completeness and accuracy Review reports quarterly to see trends and provide feedback to staff

52 MONTHLY REPORTING PLAN

53 Monthly Reporting Plans
Your selection(s) on the Monthly Reporting Plan indicate to CDC that those data are being reported according to the applicable NHSN surveillance protocol. Referred to as “in-plan” data Only in-plan data are used to generate national statistics used for inter-facility comparisons.

54

55

56 Only select this box if your facility is not doing surveillance that month (e.g., if facility is temporarily closed for the month.)

57 DE Protocol: Denominators

58 Protocol: Report Denominator Data Monthly
Each month, report the number of hemodialysis outpatients by vascular access type who received hemodialysis at the center during the first two working days of the month. Report all hemodialysis outpatients, including transient patients. Exclude non-hemodialysis patients and exclude inpatients. Count each patient only once by vascular access type; if the patient has multiple vascular accesses, report only the vascular access with the highest risk of infection. This may not be the vascular access currently in use for dialysis. Higher Risk Nontunneled Central Line Tunneled Central Other Access Device AV Graft Fistula Lower Risk

59 “Working Days” Working days are days hemodialysis treatment occurs at the facility. The first two “working days” of the month should provide the opportunity to capture all regularly scheduled hemodialysis shifts and patients. Remember to count each patient only once!

60 Count each patient only once.
Working Day Examples A facility dialyzes patients 6 days a week, Mon-Sat. If the 1st day of the month is a Sunday, then Mon/Tues are the 1st two “working days” of the month. A facility dialyzes patients Mon/Wed/Sat, and a nocturnal only shift on Sunday. If the 1st day of the month is a Sunday, then Mon/Wed are the 1st two “working days” of the month. Sun Mon Tue Wed Thu Fri Sat 1 Closed 2 3 4 5 6 7 Working Day 1 Working Day 2 Sun Mon Tue Wed Thu Fri Sat 1 Nocturnal Only 2 3 Closed 4 5 6 7 Count each patient only once. Working Day 1 Working Day 2

61 Protocol: Report Denominator Data Monthly
Each month, report the number of hemodialysis outpatients by vascular access type who received hemodialysis at the center during the first two working days of the month. Report all hemodialysis outpatients, including transient patients. Exclude non-hemodialysis patients and exclude inpatients. Count each patient only once by vascular access type; if the patient has multiple vascular accesses, report only the vascular access with the highest risk of infection. This may not be the vascular access currently in use for dialysis. Higher Risk Nontunneled Central Line Tunneled Central Other Access Device AV Graft Fistula Lower Risk

62 Refer to Protocol for Vascular Access Definitions
Nontunneled central line: a central venous catheter that travels directly from the skin entry site to a vein and terminates close to the heart or one of the great vessels, typically intended for short term use. Tunneled central line: a central venous catheter that travels a distance under the skin from the point of insertion before entering a vein, and terminates at or close to the heart or one of the great vessels E.g., Hickman® or Broviac® catheters* Graft: a surgically created connection between an artery and a vein using implanted material (typically synthetic tubing) to provide a permanent vascular access for hemodialysis. Fistula: a surgically created direct connection between an artery and a vein to provide vascular access for hemodialysis. Other access device: includes catheter-graft hybrid access devices (e.g., HeRO® vascular access device*), ports, and any other vascular access devices that do not meet the above definitions. We use 5 vascular access categories, each with their own definition. [ANIMATION] First is Fistula. Which is a surgically created direct connection between an artery and a vein to provide vascular access. Next is Graft, which is a surgically created connection between an artery and a vein using implanted synthetic tubing for the purpose to provide a permanent vascular access Then there is Tunneled Central Line, which is defined as a central venous catheter that travels a distance under the skin from the point of insertion before terminating at or close to the heart or one of the great vessels. Examples include Hickman and Broviac catheters. There is also Nontunneled Central Line, which is defined as a central venous catheter that travels directly from the skin entry site to a vein and terminates close to the heart or one of the great vessels, typically intended for short term use The last category is Other Access Device: It includes hybrid access devices (e.g., HeRO® vascular access device), ports, and any other central vascular access devices not meeting the above definitions *Use of trade names and commercial sources is for identification only and does not imply endorsement.

63 Refer to Protocol for Vascular Access Definitions
Nontunneled central line: a central venous catheter that travels directly from the skin entry site to a vein and terminates close to the heart or one of the great vessels, typically intended for short term use. Tunneled central line: a central venous catheter that travels a distance under the skin from the point of insertion before entering a vein, and terminates at or close to the heart or one of the great vessels E.g., Hickman® or Broviac® catheters* Graft: a surgically created connection between an artery and a vein using implanted material (typically synthetic tubing) to provide a permanent vascular access for hemodialysis. Fistula: a surgically created direct connection between an artery and a vein to provide vascular access for hemodialysis. Other access device: includes catheter-graft hybrid access devices (e.g., HeRO® vascular access device*), ports, and any other vascular access devices that do not meet the above definitions. Consider all vascular accesses present, even if they are not used for dialysis, and even if they are abandoned/non-functional. We use 5 vascular access categories, each with their own definition. [ANIMATION] First is Fistula. Which is a surgically created direct connection between an artery and a vein to provide vascular access. Next is Graft, which is a surgically created connection between an artery and a vein using implanted synthetic tubing for the purpose to provide a permanent vascular access Then there is Tunneled Central Line, which is defined as a central venous catheter that travels a distance under the skin from the point of insertion before terminating at or close to the heart or one of the great vessels. Examples include Hickman and Broviac catheters. There is also Nontunneled Central Line, which is defined as a central venous catheter that travels directly from the skin entry site to a vein and terminates close to the heart or one of the great vessels, typically intended for short term use The last category is Other Access Device: It includes hybrid access devices (e.g., HeRO® vascular access device), ports, and any other central vascular access devices not meeting the above definitions *Use of trade names and commercial sources is for identification only and does not imply endorsement.

64 Denominator Data Collection Example
Hemodialysis Outpatients T F TCL F G NTCL G NTCL TCL O F G Vascular Access Abbreviation Fistula (F) Graft (G) Tunneled CL (TCL) Nontunneled CL (NTCL) Other Access Device (O) Transient Patient

65 Denominator Data Collection Example
Hemodialysis Outpatients T F TCL F G NTCL G NTCL TCL O F G For the Denominator form, exclude patients who are not physically present for outpatient hemodialysis treatment on the first two working days of the month (such as hospitalized patients).

66 Denominator Data Collection Example
Hemodialysis Outpatients T F TCL F G NTCL G NTCL TCL O F G HIGHER RISK For the Denominator form, count each patient only once. Among patients with more than 1 vascular access, identify their highest infection risk access. Nontunneled central lines Tunneled central line Other access devices Arteriovenous grafts Arteriovenous fistulas LOWER RISK

67 Denominator Data Collection Example
Hemodialysis Outpatients T F TCL F G NTCL G NTCL TCL O F G Vascular Access # Fistula (F) Graft (G) Tunneled CL (TCL) Nontunneled CL (NTCL) Other Access Device (O) Total 7 1 2 2 1 1

68 Denominator Data Summary
Each month, report the number of hemodialysis outpatients who received in-center hemodialysis during the first two working days of the month. The first two days of the month that the facility provides hemodialysis treatment and are days that include all regular shifts Count each patient only once If the patient has multiple vascular accesses, report the vascular access with the highest risk of infection. This may not be the vascular access currently in use for dialysis. Higher Risk Nontunneled Central Line Tunneled Central Other Access Device AV Graft Fistula Lower Risk

69 Worksheet Exercise #1 Circle the vascular accesses counted for the Denominators form
Patient F G Oth TCL NTCL Notes A X B Successful switch to fistula. CVC not used and set to be removed. C Missed treatment – hospitalized D Patient’s “Other Access” is chemo port E Buttonhole. Patient F G Oth TCL NTCL Notes H X I J Graft abandoned. K L Buttonhole. Extra HD treatment today. Transient Total 3 1 4

70 Denominators for Outpatient Dialysis Form
Worksheet Exercise #1: Denominators for Outpatient Dialysis Form 3 1 3 4 1 1 12

71 DE Protocol: numeratorS

72 Protocol: Report Numerator (Event) Data
Throughout the month, monitor all outpatients who undergo hemodialysis at your facility for dialysis events. Even if they were not counted on the denominator form. Include transient patients who have an event at your facility. Report a dialysis event for any of the following: IV antimicrobial start Positive blood culture Pus, redness or increased swelling at the vascular access site On the event form under Risk Factors, report all of the patient’s vascular accesses, regardless of whether they are in use for hemodialysis, abandoned/non-functional.

73 Protocol: Report Numerator Data Dialysis Event Types
IV antimicrobial start: Report all starts of intravenous antibiotics or antifungals administered in an outpatient setting. A “start” is defined as a single outpatient dose or first outpatient dose of a course. Report regardless of the reason for administration or duration of treatment. Positive blood culture: Report all positive blood cultures from specimens collected as an outpatient or collected on the day of or the day following hospital admission. Report regardless of whether the infection is thought to be related to hemodialysis or whether or not a true infection is suspected. Pus, redness, or increased swelling at the VA site: Report each new outpatient episode where the patient has pus, >expected redness, and/or >expected swelling at any vascular access site. Report regardless of whether the patient receives treatment for infection. Always report pus. Report redness or swelling if greater than expected and suspicious for infection.

74 Protocol: Report Numerator Data Dialysis Event Types
IV antimicrobial start: Report all starts of intravenous antibiotics or antifungals administered in an outpatient setting. A “start” is defined as a single outpatient dose or first outpatient dose of a course. Report regardless of the reason for administration or duration of treatment. Positive blood culture: Report all positive blood cultures from specimens collected as an outpatient or collected on the day of or the day following hospital admission. Report regardless of whether the infection is thought to be related to hemodialysis or whether or not a true infection is suspected. Pus, redness, or increased swelling at the VA site: Report each new outpatient episode where the patient has pus, >expected redness, and/or >expected swelling at any vascular access site. Report regardless of whether the patient receives treatment for infection. Always report pus. Report redness or swelling if greater than expected and suspicious for infection.

75 Reportable Positive Blood Cultures
Report all positive blood cultures (PBC) Collected as an outpatient Collected within 1 calendar day after a hospital admission Day of admission 1 calendar day after admission 2 calendar days after admission Sun Mon Tue Wed Thu Fri Sat 1 2 3 4 5 6 7 8 9 10 11 12 13 OUTPATIENT To ensure you are reporting all positive blood cultures, you will need to follow-up on hospitalizations. [ANIMATION] So for example, a maintenance hemodialysis outpatient is hospitalized [ANIMATION] for five days and [ANIMATION] then is discharged. Report all positive blood cultures that are collected as an outpatient [ANIMATION] ….or collected within 1 calendar day after a hospital admission [ANIMATION]. The 5th is the day of admission [ANIMATION] So, the 6th is one day after a hospital admission [ANIMATION] So if a positive blood culture occurred on these two days, it would also be reportable [ANIMATION]. So you would report any positive blood culture collected as an outpatient or within 1 calendar day of hospital admission [ANIMATION]. [PAUSE 3 seconds] The 7th is 2 calendar days after the admission [ANIMATION], so beginning this day, the positive blood cultures that occur during the rest of this hospitalization are not reported by the dialysis facility. [ANIMATION] DISCHARGED OUTPATIENT REPORT PBC if specimen was collected during this time Do NOT report PBC if specimen was collected during this time

76 Protocol: Report Numerator Data Dialysis Event Types
IV antimicrobial start: Report all starts of intravenous antibiotics or antifungals administered in an outpatient setting. A “start” is defined as a single outpatient dose or first outpatient dose of a course. Report regardless of the reason for administration or duration of treatment. Positive blood culture: Report all positive blood cultures from specimens collected as an outpatient or collected on the day of or the day following hospital admission. Report regardless of whether the infection is thought to be related to hemodialysis or whether or not a true infection is suspected. Pus, redness, or increased swelling at the VA site: Report each new outpatient episode where the patient has pus, >expected redness, and/or >expected swelling at any vascular access site. Report regardless of whether the patient receives treatment for infection. Always report pus. Report redness or swelling if greater than expected and suspicious for infection.

77 Protocol: Numerator Data - 21 day rule
An event reporting rule to reduce reporting of events that are likely to be related to the same patient problem. The rule is that 21 or more days must exist between two dialysis events of the same type for the second occurrence to be reported as a separate dialysis event. If fewer than 21 days have passed since the last reported event of the same type, the subsequent event of the same type is NOT considered a new dialysis event and therefore, it is not reported. The 21 day rule applies across calendar months. Refer to each event definition for instructions on applying the 21 day rule for each specific event type.

78 Protocol: Numerator Data - 21 day rule
Event Type Date of Event 21 Day Rule IV Antimicrobial Start Date of first outpatient dose of an antimicrobial course Days from the end of the last IV antimicrobial course to the beginning of a second IV antimicrobial start (even if antimicrobials differ) Positive Blood Culture Date of specimen collection Days last positive PBC’s specimen collection date to the next PBC specimen collection date (even if microorganisms differ) Pus, Redness, or Swelling at VA Site Date of onset Days from last PRS onset to second PRS onset Combination of the above events Earliest date of the 3 event types Individual 21 day rules still apply

79 21 Day Rule Applies Across Calendar Months
Sun Mon Tue Wed Thu Fri Sat 21 22 23 24 25 26 27 28 29 30 31 Positive Blood Culture Sun Mon Tue Wed Thu Fri Sat 1 2 3 4 5 6 7 8 9 10 Positive Blood Culture

80 21 Day Rule: IV Antimicrobial Starts
There must be 21 or more days from the end of the first outpatient IV antimicrobial course to the beginning of a second outpatient IV antimicrobial start for two starts to be reported separately. Even if different antimicrobials are used. If IV antimicrobials are stopped and then restarted within 21 days, the second start is NOT considered a new dialysis event and is not reported. For outpatient IV antimicrobial starts that are continuations of inpatient treatment, consider the start day to be the first day of outpatient administration.

81 IV Antimicrobial Starts on the 21st Day 21 Day Rule: IV Antimicrobial Starts (continued)
Sun Mon Tue Wed Thu Fri Sat 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Final IV Antimicrobial Dose IV Anti-microbial Start IV Anti-microbial Start Report new IV antimicrobial starts that occur on or after 21 days without antimicrobials have passed.

82 IV Antimicrobial Administrations Longer than 21 Days 21 Day Rule: IV Antimicrobial Starts (continued) Sun Mon Tue Wed Thu Fri Sat 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 IV Anti-microbial Start Continuing Dose Continuing Dose Continuing Dose Continuing Dose Continuing Dose Continuing Dose Continuing Dose Continuing Dose Continuing Dose Continuing Dose Final Dose Do NOT report a new IV antimicrobial start, unless 21 days without antimicrobials have passed.

83 Report outpatient starts that are continuations of inpatient treatment
IV Antimicrobial Start Continuations 21 Day Rule: IV Antimicrobial Starts (continued) Report all occurrences where IV antibiotics or antifungals are administered in an outpatient setting, regardless of the reason and duration of treatment Report outpatient starts that are continuations of inpatient treatment Sun Mon Tue Wed Thu Fri Sat DISCHARGED INPATIENT IV Antimicrobial Start OUTPATIENT IV Anti-microbial Start Continuing Inpatient Dose Continuing Inpatient Dose Continuing Inpatient Dose Although IV antimicrobial treatment was started in the hospital, report the OUTPATIENT IV antimicrobial start that is a continuation of the inpatient treatment

84 21 Day Rule: Positive Blood Cultures
There must be 21 or more days between positive blood cultures for each positive blood culture to be considered a separate dialysis event, even if organisms are different. Positive blood cultures are attributed to the date the blood specimen(s) were collected. If positive blood cultures occur less than 21 days apart, the second positive blood culture(s) is NOT considered a new dialysis event and therefore, is not reported. If different organisms grow from these subsequent positive blood cultures, add the new organisms to the initial report.

85 21 Day Rule: Positive Blood Cultures with Multiple Microorganisms
If different microorganisms grow from subsequent positive blood cultures, add the new organism(s) to the initial report Sun Mon Tue Wed Thu Fri Sat 1 2 3 4 5 6 Positive Blood Culture Positive Blood Culture Enterococcus faecalis Enterococcus faecalis Staphylococcus epidermidis . .

86 21 Day Rule: Pus, Redness, Increased Swelling
There must be 21 or more days between the onset of a first episode and the onset of a second episode of pus, redness, or increased swelling at a vascular access site for the two episodes to be considered separate dialysis events. If an episode of pus, redness, or increased swelling at a vascular access site resolves and then recurs at the same site within 21 days of the first onset, the recurrence is NOT considered a new dialysis event and therefore, is not reported.

87 Pus, Redness, or Increased Swelling at the Vascular Access Site 21 Day Rule Example
Sun Mon Tue Wed Thu Fri Sat 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 Onset of redness Redness continues Onset of pus; redness continues Pus and redness continue Symptoms resolve Onset of redness Report the new onset of redness because the 21 days are counted from onset to onset.

88 Worksheet Exercise #2 – Case 1: Sam
May 4 Sam has a tunneled central line He receives a prophylactic dose of IV cefazolin in the outpatient dialysis clinic before being admitted to the hospital for surgery to get a graft May 6 Discharged from hospital, back to outpatient dialysis June 11 Sam has a fever of 101F and reports chills Blood cultures ordered and IV vancomycin is started June 15 Blood culture results are negative Sammy is afebrile & reports feeling better Vancomycin is discontinued Questions: What meets dialysis event criteria? How many dialysis events should be reported? Are the events related? Does the 21 day rule apply? What are the event dates?

89 Worksheet Exercise #2 – Case 1: Sam
May 4 Sam has a tunneled central line He receives a prophylactic dose of IV cefazolin in the outpatient dialysis clinic before being admitted to the hospital for surgery to get a graft A few days later, he is discharged from the hospital June 11 Sam has a fever of 101F and reports chills Blood cultures ordered and IV vancomycin is started June 15 Blood culture results are negative Sammy is afebrile & reports feeling better Vancomycin is discontinued Report: 2 dialysis events: May 4 IV antimicrobial start and June 11 IV antimicrobial start Why? Report ALL IV antimicrobial starts, regardless of reason or duration of treatment. Report them separately because there are more than 21 days between them.

90 Worksheet Exercise #3 – Case 2: Alex
June 9 While receiving maintenance hemodialysis, Alex complains of “not feeling well” Physician orders blood cultures IV vancomycin is started empirically June 11 One of four blood culture results are positive for coagulase-negative staphylococci Alex feels better, physician discontinues vancomycin Questions: What meets dialysis event criteria? How many dialysis events should be reported? Are the events related? Does the 21 day rule apply? What is the event date? For positive blood cultures: “What is the suspected source?”

91 Worksheet Exercise #3 – Case 2: Alex
June 9 While receiving maintenance hemodialysis, Alex complains of “not feeling well” Physician orders blood cultures IV vancomycin is started empirically June 11 One of four blood culture results are positive for coagulase-negative staphylococci Alex feels better, physician discontinues vancomycin Report: 1 dialysis event, date June 9, which includes a positive blood culture (suspected source is contamination) and an IV antimicrobial start. Why? Report ALL positive blood cultures collected as an outpatient. Report related events together.

92 Worksheet Exercise #4 – Case 3: Bobbie
June 4 Bobbie has redness and swelling at her graft, that is suspicious for infection Oral antibiotic is prescribed June 18 Redness and swelling are still present Bobbie experiences a drop in blood pressure 4 blood samples are drawn IV vancomycin is started June 22 Blood cultures positive for Staphylococcus aureus Questions: What meets dialysis event criteria? How many dialysis events should be reported? Are the events related? Does the 21 day rule apply? What is the event date? For positive blood cultures: “What is the suspected source?”

93 Worksheet Exercise #4 – Case 3: Bobbie
June 4 Bobbie has redness and swelling at her graft, that is suspicious for infection Oral antibiotic is prescribed June 18 Redness and swelling are still present Bobbie experiences a drop in blood pressure 4 blood samples are drawn IV vancomycin is started June 22 Blood cultures positive for Staphylococcus aureus Report: 1 dialysis event, date June 4, which includes pus, redness, swelling; positive blood culture (suspected source is vascular access); and IV antimicrobial start. Why? Report related events together & use earliest event date.

94 Worksheet Exercise #4 – Case 3: Bobbie
June 4 Bobbie has redness and swelling at her graft, that is suspicious for infection Oral antibiotic is prescribed June 18 Redness and swelling are still present Bobbie experiences a drop in blood pressure 4 blood samples are drawn IV vancomycin is started June 22 Blood cultures positive for Staphylococcus aureus Do NOT Report: oral anitbiotics. Only IV antimicrobial starts are reported for Dialysis Event surviellance.

95 “Report No Events” Each month, each dialysis event type needs to be accounted for. So, for each event type, either: An event is reported on one or more Dialysis Event forms, or… The “report no events” box for that event type is checked on the Denominators for Outpatient Dialysis form to confirm no events (i.e., zero) of that type occurred during the month. If you “report no events,” that numerator = 0.

96 “Report No Events”

97 Numerator (Event) Data Summary
Report a dialysis event for any of the following: IV antimicrobial start Positive blood culture Pus, redness or increased swelling at the vascular access site Apply the 21 day rule across calendar months 21 or more days must pass between two dialysis events of the same type for the second occurrence to be reported as a separate (new) dialysis event Rule is applied differently depending on the event type Account for each event type each month: If there no events occurred, “report no events” for that event type on that month’s denominator form

98 Implement Prospective Data Collection Processes AND VERIFY THEY ARE COMPLETE

99 Strategies to Prevent Reporting Errors
Acquire knowledge and understanding of the Protocol Implement data collection processes to capture necessary surveillance data Review reported data for completeness and accuracy

100 Denominator Data Collection Process
Each month, report the number of hemodialysis outpatients by vascular access type who received hemodialysis at the center during the first two working days of the month. Report all hemodialysis outpatients, including transient patients. Exclude non-hemodialysis patients and exclude inpatients. Count each patient only once by vascular access type; if the patient has multiple vascular accesses, report only the one with the highest risk of infection This may not be the vascular access currently in use for dialysis. Does your facility's denominator data collection process: Correctly identify the first two working days of the month? and collect data for those days only? Include transient patients? Exclude patients who did not receive hemodialysis treatment?

101 Denominator Data Collection Process
Does your facility's denominator data collection process: Count each patient only once? Collect all of a patient’s vascular accesses, even those not currently in use or not in use for dialysis? Report that patient by their highest infection risk access? Each month, report the number of hemodialysis outpatients by vascular access type who received hemodialysis at the center during the first two working days of the month. Report all hemodialysis outpatients, including transient patients. Exclude non-hemodialysis patients and exclude inpatients. Count each patient only once by vascular access type; if the patient has multiple vascular accesses, report only the one with the highest risk of infection This may not be the vascular access currently in use for dialysis.

102 All Numerator Data Collection Processes
Throughout the month, monitor all outpatients who undergo hemodialysis at your facility for dialysis events Even if they were not counted on the denominator form. Include transient patients who have an event at your facility. On the event form under Risk Factors, report all of the patient’s vascular accesses, regardless of whether they are in use for hemodialysis Do your facility's event data collection processes: Capture events for transient patients? Include all of a patient’s vascular accesses?

103 Numerator Data Collection Process: IV Antimicrobial Starts
IV antimicrobial start: Report all starts of intravenous antibiotics or antifungals administered in an outpatient setting. A “start” is defined as a single outpatient dose or first outpatient dose of a course. Report regardless of the reason for administration or duration of treatment. Does your facility's IV antimicrobial start data collection process: Capture single doses? Capture administrations not related to hemodialysis infections?

104 Numerator Data Collection Process: Positive Blood Cultures
Positive blood culture: Report all positive blood cultures from specimens collected as an outpatient or collected on the day of or the day following hospital admission. Report regardless of whether the infection is thought to be related to hemodialysis or whether or not a true infection is suspected. Does your facility's positive blood culture data collection process: Capture all outpatient positive blood cultures? Follow-up on hospitalizations? Include positives regardless of diagnosis or treatment?

105 Numerator Data Collection Process: Pus, Redness, Increased Swelling at Vascular Access Site
Pus, redness, or increased swelling at the VA site: Report each new outpatient episode where the patient has pus, >expected redness, and/or >expected swelling at any vascular access site. Report regardless of whether the patient is treated for infection. Always report pus. Report redness or swelling if greater than expected and suspicious for infection. Does your facility's pus, redness, swelling data collection process: Capture all three symptoms prospectively? Capture all three symptoms regardless of diagnosis or treatment?

106 Checking Data Collection Methods
For manual methods (either direct observation of patients or review of patient records): Two facility staff members can collect surveillance data independently and compare their findings For electronic methods (e.g., using electronic health record reports): One staff member can collect data manually and compare their findings to electronic data Follow-up: Determine the source of any discrepancies and adjust data collection processes as needed Correct NHSN records as needed Continue checking until there is agreement

107 Summary of Strategies to Prevent Errors
Know and understand the Protocol Especially definitions and rules the NHSN Helpdesk with any questions Implement robust, prospective data collection processes Verify processes capture all necessary data Review reported data for completeness and accuracy

108 Find the record, scroll to the bottom and click the “Edit” button.
Corrections Even if QIP reporting deadlines have passed, corrections can be made: Improve your data for facility performance assessments Improve national data quality for CDC analyses (benchmarking) Find the record, scroll to the bottom and click the “Edit” button.

109 Reference Guide: 3 Steps to Review NHSN Dialysis Event Surveillance Data
Refer to the illustrated, two-page guide: Verify minimum monthly reporting requirements are met Verify data submitted are correct and complete Verify how your facility is doing

110 Resources for Infection Prevention in Dialysis
Go to for tools and resources: Free Continuing Education: Infection Prevention in Outpatient Dialysis Training Video for Preventing Bloodstream and Other Infections in Outpatient Hemodialysis Patients (11 minutes) The list of CDC’s Core Interventions for Dialysis BSI Prevention Protocols, checklists, and audit tools can help promote and reinforce CDC-recommended practices In January 2015, track the results of audits using NHSN and run reports to track the percent adherence over time Dialysis Component “Prevention Proccess Measures” Module

111 SUMMARY

112 Summary - NHSN Dialysis Event Surveillance
In February: “Outpatient Dialysis Center Practices Survey” Monthly Reporting Plans Select “DE” to indicate data are reported according to NHSN DE Protocol Report numerator data (i.e., Dialysis Events) monthly Report one or more IV Antimicrobial Starts or “report no ABX events” & Report one or more positive blood cultures or “report no PBC events” & Report one or more pus, redness, swelling or “report no PRS events” Apply the 21 day rule: To the last reported event of the same type A bit differently for each event type Across calendar months Report denominator data (i.e., patient-months) monthly First two working days should include all regular shifts Count each patient only once, according to their highest infection risk VA

113 Summary Most data errors result from inadequate understanding of protocol reporting requirements or incomplete data collection processes Avoid data quality problems by: Completing training Reading the Protocol and referring to it when reporting Asking for help Implementing thorough data collection processes Verifying those processes for completeness Reviewing reported data It’s not too late to make corrections!

114 Summary Act on the data for the most benefit:
Recognize areas for improvement Provide feedback to frontline staff Continue NHSN surveillance, monitor for changes in rates Use the available infection prevention resources at

115 Thank you! NHSN Helpdesk: nhsn@cdc.gov
Include “Dialysis” in the subject line


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