1. Advanced topics in Computer Science Jiaheng Lu Department of Computer Science Renmin University of China www.jiahenglu.net

2. Course purpose 2 Teach in English in most time Introduce senior undergraduate students to some advanced topics in computer science

3. Course contents 3 Introduction to information retrieval Approximate string processing XML data management Cloud computing

4. Lecturer Academic experience 2006.9 ~2008.6 University of California, Irvine, Postdoc researcher Supervisor ： Prof. Chen Li 2002.8 ~2006.8 National University of Singapore, PhD candidate Supervisor ： Prof. Ling Tok Wang 1998.9 ~ 2001.1 Shanghai Jiao Tong University Master candidate

5. University of California, Irvine

6. Research in Postdoc 6 6 Data integration in medical system [US patent] Approximate string search [ICDE08]

7. 7 National University of Singapore

8. Course grading 8 Presentation in English/Chinese only 40% Programming only 40% In-class presence and quiz 20%

9. 2014-8-169 Any question and any comments ?

10. Evaluating Information Retrieval

11. 2014-8-1611 Online text book: Introduction to Information Retrieval http://www-csli.stanford.edu/~hinrich/information-retrieval- book.html

12. search engine Have you any comments about search engine? Baidu Google Sogou Yahoo

13. Measures for a search engine How fast does it index Number of documents/hour (Average document size) How fast does it search Latency as a function of index size Expressiveness of query language Speed on complex queries

14. Measures for a search engine All of the preceding criteria are measurable: we can quantify speed/size; we can make expressiveness precise The key measure: user happiness What is this? Speed of response/size of index are factors But blindingly fast, useless answers won ’ t make a user happy Need a way of quantifying user happiness

15. Measuring user happiness Issue: who is the user we are trying to make happy? Depends on the setting Web engine: user finds what they want and return to the engine Can measure rate of return users eCommerce site: user finds what they want and make a purchase Is it the end-user, or the eCommerce site, whose happiness we measure? Measure time to purchase, or fraction of searchers who become buyers?

16. Measuring user happiness Enterprise (company/govt/academic): Care about “ user productivity ” How much time do my users save when looking for information? Many other criteria having to do with breadth of access, secure access … more later

17. Happiness: elusive to measure But how do you measure relevance? Will detail a methodology here, then examine its issues Requires 3 elements: 1.A benchmark document collection 2.A benchmark suite of queries 3.A binary assessment of either Relevant or Irrelevant for each query-doc pair

18. Evaluating an IR system Note: information need is translated into a query Relevance is assessed relative to the information need not the query E.g., Information need: I'm looking for information on whether drinking red wine is more effective at reducing your risk of heart attacks than white wine. Query: wine red white heart attack effective

19. Standard relevance benchmarks TREC - National Institute of Standards and Testing (NIST) has run large IR benchmark for many years Reuters and other benchmark doc collections used “ Retrieval tasks ” specified sometimes as queries Human experts mark, for each query and for each doc, Relevant or Irrelevant or at least for subset of docs that some system returned for that query

20. Precision and Recall Precision: fraction of retrieved docs that are relevant = P(relevant|retrieved) Recall: fraction of relevant docs that are retrieved = P(retrieved|relevant) Precision P = tp/(tp + fp) Recall R = tp/(tp + fn) RelevantNot Relevant Retrievedtpfp Not Retrieved fntn

21. Accuracy – a different measure Given a query an engine classifies each doc as “ Relevant ” or “ Irrelevant ”. Accuracy of an engine: the fraction of these classifications that is correct.

22. Why not just use accuracy? How to build a 99.9999% accurate search engine on a low budget …. People doing information retrieval want to find something and have a certain tolerance for junk.

23. Precision/Recall Can get high recall (but low precision) by retrieving all docs for all queries! Recall is a non-decreasing function of the number of docs retrieved Precision usually decreases (in a good system)

24. Difficulties in using precision/recall Should average over large corpus/query ensembles Need human relevance assessments People aren ’ t reliable assessors Assessments have to be binary Nuanced assessments? Heavily skewed by corpus/authorship Results may not translate from one domain to another

25. A combined measure: F Combined measure that assesses this tradeoff is F measure (weighted harmonic mean): People usually use balanced F 1 measure i.e., with  = 1 or  = ½

26. 2014-8-1626 Any question and any comments ?

27. Precision and Recall Precision: fraction of retrieved docs that are relevant = P(relevant|retrieved) Recall: fraction of relevant docs that are retrieved = P(retrieved|relevant) Precision P = tp/(tp + fp) Recall R = tp/(tp + fn) RelevantNot Relevant Retrievedtpfp Not Retrieved fntn

28. Precision and Recall Quiz Precision P = tp/(tp + fp) = 10/13= 77% Recall R = tp/(tp + fn)=10/15= 67% RelevantNot Relevant Retrieved103 Not Retrieved 52

29. Introduction to Information Retrieval System

30. Query Which plays of Shakespeare contain the words Brutus AND Caesar but NOT Calpurnia? Could grep all of Shakespeare ’ s plays for Brutus and Caesar, then strip out lines containing Calpurnia? Slow (for large corpora) NOT Calpurnia is non-trivial Other operations (e.g., find the phrase Romans and countrymen) not feasible

31. Term-document incidence 1 if play contains word, 0 otherwise

32. Incidence vectors So we have a 0/1 vector for each term. To answer query: take the vectors for Brutus, Caesar and Calpurnia (complemented)  bitwise AND. 110100 AND 110111 AND 101111 = 100100.

33. Answers to query Antony and Cleopatra, Act III, Scene ii Agrippa [Aside to DOMITIUS ENOBARBUS]: Why, Enobarbus, When Antony found Julius Caesar dead, He cried almost to roaring; and he wept When at Philippi he found Brutus slain. Hamlet, Act III, Scene ii Lord Polonius: I did enact Julius Caesar I was killed i' the Capitol; Brutus killed me.

34. Bigger document collections Consider N = 1million documents, each with about 1K terms. Avg 6 bytes/term incl spaces/punctuation 6GB of data in the documents. Say there are M = 500K distinct terms among these.

35. Can ’ t build the matrix 500K x 1M matrix has half-a-trillion 0 ’ s and 1 ’ s. But it has no more than one billion 1 ’ s. matrix is extremely sparse. What ’ s a better representation? We only record the 1 positions. Why?

36. Inverted index For each term T: store a list of all documents that contain T. Do we use an array or a list for this? Brutus Calpurnia Caesar 12358132134 248163264128 1316 What happens if the word Caesar is added to document 14?

37. Inverted index Linked lists generally preferred to arrays Dynamic space allocation Insertion of terms into documents easy Space overhead of pointers Brutus Calpurnia Caesar 248163264128 2358132134 1316 1 Dictionary Postings Sorted by docID (more later on why).

38. Inverted index construction Tokenizer Token stream. Friends RomansCountrymen Linguistic modules Modified tokens. friend romancountryman Indexer Inverted index. friend roman countryman 24 2 13 16 1 More on these later. Documents to be indexed. Friends, Romans, countrymen.

39. Sequence of (Modified token, Document ID) pairs. I did enact Julius Caesar I was killed i' the Capitol; Brutus killed me. Doc 1 So let it be with Caesar. The noble Brutus hath told you Caesar was ambitious Doc 2 Indexer steps

40. Sort by terms. Core indexing step.

41. Multiple term entries in a single document are merged. Frequency information is added. Why frequency? Will discuss later.

42. The result is split into a Dictionary file and a Postings file.

43. Where do we pay in storage? Pointers Terms Will quantify the storage, later.

44. The index we just built How do we process a Boolean query? Later - what kinds of queries can we process? Today’s focus

45. Query processing Consider processing the query: Brutus AND Caesar Locate Brutus in the Dictionary; Retrieve its postings. Locate Caesar in the Dictionary; Retrieve its postings. “ Merge ” the two postings: 128 34 248163264123581313 21 Brutus Caesar

46. 34 12824816 3264 12 3 581321 The merge Walk through the two postings simultaneously, in time linear in the total number of postings entries 128 34 248163264123581321 Brutus Caesar 2 8 If the list lengths are x and y, the merge takes O(x+y) operations. Crucial: postings sorted by docID.

47. Basic postings intersection

48. Boolean queries: Exact match Queries using AND, OR and NOT together with query terms Views each document as a set of words Is precise: document matches condition or not. Primary commercial retrieval tool for 3 decades. Professional searchers (e.g., Lawyers) still like Boolean queries: You know exactly what you ’ re getting.

49. Example: WestLaw http://www.westlaw.com/ Largest commercial (paying subscribers) legal search service (started 1975; ranking added 1992) About 7 terabytes of data; 700,000 users Majority of users still use boolean queries Example query: What is the statute of limitations in cases involving the federal tort claims act? LIMIT! /3 STATUTE ACTION /S FEDERAL /2 TORT /3 CLAIM Long, precise queries; proximity operators; incrementally developed; not like web search

50. More general merges Exercise: Adapt the merge for the queries: Brutus AND NOT Caesar Brutus OR NOT Caesar Can we still run through the merge in time O(x+y)?

51. Merging What about an arbitrary Boolean formula? (Brutus OR Caesar) AND NOT (Antony OR Cleopatra) Can we always merge in “ linear ” time? Linear in what? Can we do better?

52. Query optimization What is the best order for query processing? Consider a query that is an AND of t terms. For each of the t terms, get its postings, then AND together. Brutus Calpurnia Caesar 12358162134 248163264128 1316 Query: Brutus AND Calpurnia AND Caesar

53. Query optimization example Process in order of increasing freq: start with smallest set, then keep cutting further. Brutus Calpurnia Caesar 12358132134 248163264128 1316 This is why we kept freq in dictionary Execute the query as (Caesar AND Brutus) AND Calpurnia.

54. Query optimization

55. More general optimization e.g., (madding OR crowd) AND (ignoble OR strife) Get freq ’ s for all terms. Estimate the size of each OR by the sum of its freq ’ s (conservative). Process in increasing order of OR sizes.

56. Exercise Recommend a query processing order for (tangerine OR trees) AND (marmalade OR skies) AND (kaleidoscope OR eyes)

57. Query processing exercises If the query is friends AND romans AND (NOT countrymen), how could we use the freq of countrymen? Exercise: Extend the merge to an arbitrary Boolean query. Can we always guarantee execution in time linear in the total postings size? Hint: Begin with the case of a Boolean formula query: the each query term appears only once in the query.

58. Greedy optimization (Process in increasing order of term frequency): Is this always guaranteed to be optimal?

59. Beyond Boolean term search What about phrases? Proximity: Find Gates NEAR Microsoft. Need index to capture position information in docs. More later. Zones in documents: Find documents with (author = Ullman) AND (text contains automata).

60. Evidence accumulation 1 vs. 0 occurrence of a search term 2 vs. 1 occurrence 3 vs. 2 occurrences, etc. Need term frequency information in docs. Used to compute a score for each document Matching documents rank-ordered by this score.