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The Operation and Regulation of Drones – What You Need to Know!
Brandon Dittman, Esq. Associate Attorney, Kissinger & Fellman, P.C.
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My Perspective on sUAS or “Drones”
Flying Model Aircraft since 1999 Admitted to Purdue 2007, College of Technology - Professional Flight Program 2014 Graduate University of Colorado Law School ( ) Denver City Attorney’s Office (2015 – Present) Kissinger & Fellman, P.C. (2018 – Present) Remote Pilot Certificate and PPL Flight Training
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Syllabus How did we get here? – Rapid Advances in Technology
The Basic Legal Framework Hobby/Recreational Drones Commercial Drones – Part 107 Public Drones Local and State Regulation Legal and Technical Challenges and Opportunities for Innovation
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UAS Terminology (the alphabet soup)
Drone – Common name for a UAS FPV – First Person View UAS – Unmanned Aircraft System LAANC - Low Altitude Authorization and Notification Capability ANPRM – Advanced notice of proposed rulemaking Part 107 – Federal sUAS Regulations for Commercial UAS NPRM – Notice of proposed rulemaking Remote Pilot Certificate – New sUAS RPIC license COA – Certificate of Authorization, applies for both Public Agencies or Commercial UAS flights RPIC – Remote pilot in command sUAS – Small UAS (under 55 lbs) CFR – Code of Federal Regulation VO – Visual observer FAA – Federal Aviation Administration UTM – Unmanned Traffic Management FAR- Federal Aviation Regulations
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DISCLAIMER This presentation should not be used for specific legal advice. UAS law is simply too complex and evolving to quickly to fully and 100% accurately summarize during the course of this presentation. Always consult an attorney licensed in your jurisdiction for specific answers to your specific legal questions! My perspective is that of an attorney primarily working for state and local governments. Your perspective may differ as an operator, manned aviator, etc. Kissinger & Fellman, P.C.
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How did we get Here? Rapid Technological Advances in UAS Technology
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1999 versus 2019 My First Airplane 1999 Megatech Airstrike
Flight Software: Custom software with fully autonomous capability run by 20 computing cores. GPS: GPS and GLONASS Camera: 12MP 4K stabilized Stabilization: gyroscope, ultrasonic rangefinder, 5 cameras Flight Software: 10 year old me GPS: LOL Camera: Nope Stabilization: Unstable, tendency to dive towards ground for no reason Transmitter: 72 Mhz, subject to inference, range OK, uses “crystals” Motor: Brushless, x4, more efficient, more thrust Motor: Brushed, x1, slow, inefficent Battery: LiPO, 27 min flight time, light, high discharge rate Battery: Hard cell NiCd, 5 min flight time, heavy Transmitter: 5.8/2.4 Ghz, FPV, 4.3 mi range, does not use crystals My First Airplane 1999 Megatech Airstrike $ in ($ adj. inflation) DJI Mavic Pro Aprox. $ Dollars
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The Good: UAS can fly faster, closer, and safer
34 individuals lost their lives due to tower-related inspection incidents between 2013 and Drones help eliminate that risk. Occupational Safety and Health Administration: Drones are a “Game Changer” for agriculture and can assist in increased remote sensing and precision agriculture capabilities and are safer, faster, and cheaper than manned aviation. See Why Precision Agriculture Will Change How Food Is Produced Drones provide situational awareness to public safety professionals and first responders where no capabilities previously existed or were cost or safety prohibitive. See PUBLIC SAFETY PROFESSIONALS NEED DRONES “ The applications for UAS are limited only by the imagination”- David McBride, Director, Armstrong Flight Research Center, NASA
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The Bad: UAS are easy to fly, cheap, and everywhere
“ The misuse of UAS is limited only by the imagination”- Brandon Dittman, Esq. (yesterday)
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The Basic Legal Framework
FAA Regulation of Drone Operations
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The FAA finds its Test Case: UAS are Aircraft
Huerta vs. Pirker (National Transportation Safety Board) 2014 Raphel Pirker shoots video for the University of Virginia Medical School Drone racer, member of Team BlackSheep Does a bunch of reckless stuff FAA issues fine for $10,000 based on a violation of 14 C.F.R. § (a) – reckless operation of an aircraft Pirker argues his flight was a “model aircraft” – NTSB ALJ Agrees FAA Appeals to NTSB NSTB overturns the ALJ decision and unequivocally rules UAS are “aircraft” subject to FAA Regulation. (NTSB Order No. EA- 5730, November 18, 2014)
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FAA Regulation: Off to the Races
FAA implements Section 333 exemption process (October 2014) Allowed commercial UAS operations prohibited by federal law at the time Commercial UAS Regulation Mandatory (November 2014) FAA Promulgates Part 107 Rules (August 2015) “Bread and Butter” of UAS Regulation Recreational UAS Registration Mandatory (December 2015) Legal hiccup in 2017 Kissinger & Fellman, P.C.
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Basic Regulatory Framework: Based on Intent of Flight
UAS are regulated based on the intent of the flight they are performing . Hobbyists/Recreational users fly “model aircraft” and are lightly regulated. “Commercial” flights are regulated under Part 107 or a Section 333 exemption. “Government” flights regulated under a Public Certificate of Authorization(“COA”) (or other FAA authorization) Regulatory scheme not based the aircraft but the intent of the flight at the time of flight.
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Hobby/Recreational Aircraft
Light touch regulation but becoming increasingly regulated
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Light Touch: but changing…
“Aircraft is flown strictly for recreational purposes” in NAS – FAR Section 349 If you are flying for anything of value you are not a hobby UAS Type of Aircraft doesn’t matter Quadcopters Helicopters Airplanes, Gliders All Recreational Academy of Model Aeronautics (AMA) big player in recreational UAS Formerly FAA deferred a lot of recreational UAS safety requirements to AMA AMA safety policies still good reference material Formerly voluntary FAA Compliance (FAR 336 or “the Model Rule”)
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FAA Reauthorization Act of 2018 : …BIG CHANGES, especially for recreational UAS
Must follow either Part 107 or “Exception for Limited Recreational Operations of Unmanned Aircraft” (84 FR 22552; AC 91-57B) Must comply with safety guidelines of a “community-based organization” i.e. AMA) Must Register with FAA Number of airspace restrictions (similar to Part 107) Flights in Class G (uncontrolled airspace) – stay under 400 feet Flights in controlled airspace prohibited with two exceptions Fixed site with FAA letter of agreement Approval through the LAANC (not yet operational) All flights must be within line of sight (of PIC or VO) New Aeronautical Knowledge Test Required…Stay tuned Gives local law enforcement limited authority over recreational flyers (84 FR 22552) Includes Educational UAS – FAR Section 350 FAA to conduct future rulemaking The FAA rulemaking implementing FAA Reauthorization Act says local law enforcement can enforce requirement to comply with community safety guidelines and registration and marking requirements Kissinger & Fellman, P.C.
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May 17 FAA began enforcing FAA Reauthorization Act Requirements including airspace restrictions. Hundreds of fixed AMA sites were shut down. many including suhkaha field already already had the required FAA authroizations but we shut down incorrectly anyway. Most issues were resolved in a few days Kissinger & Fellman, P.C.
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FAA Registration and Marking: Required for all sUAS
UAS greater than .55lbs (250 Grams) Must be registered with FAA -$5 fee, renewal required every 3 year Weight includes all batteries, payloads, sensors, etc. Requirement struck down in Taylor v. Huerta (DC Cir. 2017) Congress overturns decision in FAA Reauthorization Act of 2017 For recreational one registration covers all aircraft, for commercial registration per aircraft. February 25, 2019 FAA Rule (84 FR 3669) Requires external marking of registration number “N” number Could be internally placed previously Kissinger & Fellman, P.C.
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E-Flite Timber: 1400g or aprox 3lbs
Just How Much is .55lbs or 250g? E-Flite UMX Waco: 294g .7lbs NewBee Drone: 22g .05lbs E-Flite Timber: 1400g or aprox 3lbs
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FAR - Part 107 The “Bread and Butter” of Commercial UAS Regulation
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Part 107: The Basics On June 21, 2016 the FAA finalized the first operational rules for commercial use of UAS Part 107 Regulates small UAS (sUAS) under 55lbs with all equipment Requires commercial operators to become certified as Remote Pilots in Command (RPIC) Requires an Airman Knowledge Test Numerous restrictions on use.
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Part 107: Remote Pilot in Command Test Areas
Regulations pertaining to sUAS rating privileges, limitations, and flight operation; Radio communication procedures; Determining performance of sUAS; Airspace classification and operating requirements flight restrictions on sUAS operations; Physiological effects of drugs and alcohol; Aeronautical decision- making (ADM) and judgment; Weather; sUAS loading and performance; Airport Operations; and Maintenance and preflight inspection procedures. Emergency procedures; Crew Resource Management (CRM); No Flight Test!!!
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Operational Limitations Under 107: Not ready for Amazon Drone Delivery
No fully autonomous operations (no pilot) Maximum altitude 400 above ground level (AGL) Requires pilot self-certify he or she is in good physical and mental health Unless within 400 feet of a structure One UAS at a time, no “swarming” (can be waived) No careless or reckless operations Operations over people (can be waived) No night operations (can be waived) No operations from a moving vehicle while carrying the property of another Numerous airspace restrictions Rules clarified in FAA Advisory Circular No Beyond Visual Line of Sight (BVLOS)
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Airspace Restrictions: Integrating UAS into the NAS
Need ATC or FAA authorization to fly in controlled airspace (B, C, D, E)
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Enforcement: The FAA is Watching
FAA will take certificate actions against unsafe UAS Operators. The FAA may assess civil penalties up to $27,500. Criminal penalties include fines of up to $250,000 and/or imprisonment for up to three years for each incident. Huerta v. SkyPan International - $1.9 Million fine for 60 flights in NYC and Chicago 49 Legal enforcement proceeding by FAA June 2007 – May 2018; 420 compliance actions; 49 administrative
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Public UAS Use of UAS by Public Entities
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Local Government Interest in UAS Technology
Police and fire Disaster Response Property management GIS Resource Management Code Enforcement Video Programming Utilities
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Public UAS Regulation Public Certificate of Authorization (COA)
Whether an operation may be considered public is determined on a flight-by-flight basis, under the terms of the statute 49 U.S.C and 49 U.S.C and considers aircraft ownership, operator, the purpose of the flight and the persons on board the aircraft Flight must be for a core government function 49 U.S.C. § 40125 Public Safety Health and Welfare Aeronautical Research Public Operators can, and often do, operate under Part 107 Some flights do not advance a core government function Operationally, 107 flights can be easier to manage FAA Expected to do a Public UAS rulemaking this year.
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State and Local Regulation
Filling the Gaps: for Better or Worse.
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UAS Impacts the Local Airspace
Remember UAS are everywhere! 6 times as many UAS in the NAS than manned aircraft at any time. The FAA is watching but, isn’t everywhere Most legal violations go unreported and left to local authorities What can state and local governments do? It is the FAA’s responsibility to maintain a safe air transportation system, including an airspace “free from inconsistent state and local restrictions[.]” Montalvo v. Spirit Airlines, 508 F.3d 464 (9th Cir. 2007) Blade of grass to outer space theory – FAA controls everything in the air. Conflict of desire for local control versus need for uniform system.
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Singer v. City of Newton, No. 17-100071-WGY, 2017 WL 4176477 (D. Mass
Singer v. City of Newton, No WGY, 2017 WL (D. Mass. Sept. 21, 2017) First Federal case on municipal drone legislation. UAS Hobbyist with RPIC certificate versus City Council Local UAS regulation subject to “conflict preemption.” Local regulations are preempted to the effect they “obstruct federal objectives and directly conflict with federal regulations.” Preempted regulations: Local registration requirements applicable to owners of all pilotless aircraft; A ban on the use of a pilotless aircraft below an altitude of 400 feet over private property without the express permission of the owner of the private property; A ban on the use of a pilotless aircraft “beyond the visual line of sight of the Operator”; and A ban on the use of a pilotless aircraft over Newton city property without prior permission.
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States are Active Too! 270 proposed state level UAS laws in 2019 (and counting!) – AMA March Regulatory Report Primarily focus on privacy or first responder safety Some much more extensive and are likely preempted by federal law Similar levels of proposed and enacted legislation since 2014.
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Local Regulation: What’s Permissible?
State and municipalities have struggled to craft laws which legally regulate UAS Restrictions on flight operations inconsistent with FAA regulations - generally preempted Limitations on operating UAS within city limits, within airspace above a city, or within certain distances from landmarks Required equipment or training for UAS operators within jurisdiction related to safety Traditional state and local police power – generally not preempted Land use, planning and zoning, health, safety, advertising, general welfare. Hunting with UAS, take-off and landing locations, privacy
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Local Law Enforcement and FAA
FAA finally recognizing local law enforcement role Encourages local prosecution where the action taken would be a crime with or without a drone If you take the drone out of the incident you can apply already existing law to infractions committed (for example, reckless endangerment, voyeurism, or harassment)? 2018 FAA Reauthorization Allows local law enforcement to ask for airman certificate and whether the UAS is operating under any safety standards (i.e. AMA)
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Other Important Local Issues: Could do a presentation just on these topics
4th Amendment Considerations (Search and Seizure) Lot of uncertainty here generally, probably the next big drone case. Privacy NTIA has released voluntary guidance on UAS privacy, transparency, and accountability practices_for_uas_privacy_transparency_and_accountability.pdf Very little legal doctrine here Trespass, Nuisance, Stalking, Assault, Peeping Tom, etc. laws are all enforceable against UAS. Boggs v. Merideth (2017 WL (W.D. Ky. 2017))– “Drone Killer” “stand my ground” case. Federal court punts on key federal issues and says it’s a state law issue. Holds traditional civil and criminal state laws (conversion, trespass, etc.) apply to UAS.
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Legal and Technical Challenges
Opportunities for Innovation
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UAS Integration is Difficult: But therein lies opportunities!
Ms. Diana Cooper, Senior Vice President, Policy & Strategy, PrecisionHawk, Inc - “Full UAS integration in all airspace by 2050” That’s 31 years! In my opinion we need to move faster. More UAS enter the NAS every year Rep Rick Larsen (D-WA) - 3 Million hobby drones by ,00 commercial drones by 2020 Economic “opportunity cost” of delaying UAS integration Alliance for Drone Innovation - $13.6 billion per year of economic benefits in the first three years of integration, and will only grow, cumulating to more than $82.1 billion and more than 103,000 jobs by 2025.
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Challenge 1: Collision Avoidance
Problem: FAA receives approx. 100 manned pilot reports of UAS sightings each month Disclaimer: reports rely on pilot reports and don’t always indicate “near- miss” or unsafe UAS operations London’s Gatwick airport drone closure in Dec cost airlines $64.5 million, likely similar numbers for Heathrow a month later. UAS do not reliably show on ATC radar if at all Do not have transponders To small Manned aviation now required to have Automatic Dependent Surveillance – Broadcast (ADS-B) in most airspace – but no similar tech for UAS Non-ATC dependent, GPS based situational awareness tool DJI has announced ADS-B tech for UAS coming FAA is solely relying on UAS education and airspace restrictions to reduce risk Most UAS users are not RPIC holders Most airspace where people live is controlled
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Challenge 1: Potential Solutions
“Detect and Avoid Technologies” Mr. David McBride, Director NASA: “The key technology for integrating UAS into the NAS is detect and avoid” NASA: testing sensors on UAS which identify obstacles and automatically avoid them The Northeast UAS Airspace Integration Research Alliance (NUAIR): testing ground-based sensors to aid in detection and avoidance Unmanned Traffic Management (UTM) Traffic management ecosystem for uncontrolled operations that is separate from, but complementary to, the FAA's Air Traffic Management (ATM) system NASA/FAA Joint UTM Research Plan Some private quasi-solutions like PercisionHawk’s LATAS system Currently have severe limitations - not “real-time,” private controlled DRAFT ANPRM--Safe and Secure Operations of Small Unmanned Aircraft Systems (March 2019)
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Challenge 2: Integrating UAS in Our Cities
Problem: Part 107 too restrictive for UAS integration in city environment (operations over people, night, BVLOS, operating from a moving vehicle) Lack of public confidence in UAS technology Most cities lie under controlled airspace 2 Types of Deviant UAS Actors 1) Careless and Clueless 2) Criminal How do you identify a good UAS versus a bad one? - Identification, friend or foe (IFF)
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Challenge 2: Potential Solutions
Operations Over People Waiver available under part 107 (UAS Pathways Program) CNN Waiver grams and is held together with magnets, allowing it to come apart on impact. FAA DRAFT NPRM-Operation of Small Unmanned Aircraft Systems over People (March 2019) Permissive ops over people under 107 Based on kinetic energy limitations (drone dropping out of sky)
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Challenge 2: Potential Solutions
LAANC - Low Altitude Authorization and Notification Capability Access to controlled airspace near airports through near real-time processing of airspace authorizations below approved altitudes in controlled airspace Currently available for Commercial, coming for Recreational FAA UAS Service Providers KittyHawk AirMap Skyward
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Kissinger & Fellman, P.C.
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Challenge 2: Potential Solutions
Remote Identification (Remote-ID) Remote ID can identify whether a drone is a friend or foe (IFF) and allow for intervention if necessary Who is operating? Are they authorized? (i.e. airspace, waiver, ops over people) Key to enforcing local, state, and federal regulations Regulatory Limbo for Remote ID 2017 FAA notice then silence 2019 FAA Selects Remote ID Service Providers
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Questions? Brandon Dittman, Esq. Kissinger & Fellman, P.C.
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