1. SHAKEN
Jim McEachern
Acting STI-GA Director
October 2018

2. Phase 2: SHAKEN Governance Model – July 2017
SHAKEN Governance Model and Certificate Management defines mechanism for service provider to obtain SHAKEN STI Certificates:
Roles
Protocols
Out of Scope for
“Governance Model”
In Scope for
“Governance Model”
Service Providers use certificates to authenticate and verify calling party information, as specified in SHAKEN (phase 1)
ATIS : SHAKEN: Governance Model and Certificate Management

3. Industry-Developed SHAKEN Governance Model
Key roles:
STI Governance Authority (STI-GA)
Defines the rules governing STI Certificates
Selects the STI Policy Administrator
FCC
STI Certification Authority
STI Governance Authority
STI Policy Administrator
Service Provider

4. Industry-Developed SHAKEN Governance Model
Key roles:
STI Governance Authority (STI-GA)
Defines the rules governing STI Certificates
Selects the STI Policy Administrator
STI Policy Administrator (STI-PA)
Applies the rules set by the STI-GA
Validates that service providers are authorized to obtain STI Certificates
Issues “Service Provider Token”
Approves STI Certification Authorities (STI-CA)
Maintains a secure list of all authorized STI-CAs
FCC
STI Certification Authority
STI Governance Authority
STI Policy Administrator
Service Provider

5. Industry-Developed SHAKEN Governance Model
Key roles:
STI Governance Authority (STI-GA)
Defines the rules governing STI Certificates
Selects the STI Policy Administrator
STI Policy Administrator (STI-PA)
Applies the rules set by the STI-GA
Validates that service providers are authorized to obtain STI Certificates
Issues “Service Provider Token”
Approves STI Certification Authorities (STI-CA)
Maintains a secure list of all authorized STI-CAs
STI Certification Authorities (STI-CA)
Issues STI Certificates to service providers.
FCC
STI Certification Authority
STI Governance Authority
STI Policy Administrator
Service Provider

6. STI-GA Selection Process
In December 2017, FCC directed the NANC to:
Define criteria by which a GA should be selected
Recommend process to apply criteria and select GA
Identify role the Commission should play in overseeing call authentication
Recommend criteria and process for selecting the PA
NANC delivered recommendations to the FCC on May 7, 2018.

7. Timeline/Milestones
Timeline for the establishment of the SHAKEN ecosystem:
No more than 3 months after submittal of the report to the FCC: Establish GA
No more than 3 months after establishment of the GA: Issue an RFP or initiate an equivalent transparent process for selection of PA
No more than 3 months after issuance of the RFP: Deadline for responses
No more than 3 months after RFP response deadline: Selection of a PA
Participants are encouraged to expedite steps and shorten timelines.
Service provider interoperability, vendor implementation and deployment of the SHAKEN framework can continue in parallel with above processes.
The clock started when the NANC approved the CATA report => May 4, 2018

8. Establishment of GA
NANC Approved/FCC Endorsed: Industry collaboratively forms the GA:
Allows the industry to begin work immediately; no time lost in a formal FCC rulemaking process
Allows SHAKEN to retain maximum flexibility to rapidly respond to evolving threats
Outcome: Stakeholder group identified in NANC report met in mid-May and selected ATIS to establish STI-GA.

9. STI-GA Board Structure proposed by NANC report.
Initial Board appointed by the associations identified in the NANC report.
In addition, the associations designated three “at large” Board members:
FCC GA
Board PA
Technical Committee

10. Establishing the STI-GA
Associations designated Board members
Approved budget and identified startup funding
Startup funding provided by initial Board members
Ongoing funding TBD
Developed operating procedures
Solicited nominations for Technical Committee
Identified other Board task forces
RFP TF
Corporate Structure TF
Contribution recoupment TF
Formally launched STI-GA on August 29, 2018

11. GA Board The initial Board composition (and nominating organization):
Glenn Clepper, Charter Communications (NCTA)
Clint Lee, Jackson Energy Authority1(ACA)
Chris Oatway, Verizon1(USTelecom)
Dave Frigen, Wabash Communications (NTCA)
Indra Chalk, T-Mobile (CTIA)
Nathan Sutter, Nex-Tech Wireless (CCA)
Greg Rogers, Bandwidth (INCOMPAS)
Michael Starkey, QSI Consulting, Inc. (Western States CLEC Coalition)
Gunnar Halley, Microsoft (VON)
Linda Vandeloop, AT&T
Tim Kagele, Comcast
Darah Franklin, Google

12. Technical Committee
NANC report recommended Technical Committee (TC) consist of three technical experts.
STI-GA Board asked for nominations:
Initial candidates were from IP-NNI TF
Additional nominations followed, with other relevant expertise (e.g., security)
Smaller associations wanted to ensure their perspective was considered by TC
3 => 5 => 7 => 8 nominations for the TC
Board decided that 8 members on the TC might be larger than the optimal size, but was still workable (but probably no larger).
All nominations were approved, and the TC was formally established.

13. Technical Committee Technical Committee Members:
Martin Dolly, AT&T (Chair)
Chris Wendt, Comcast (Vice Chair)
Russ Penar, Microsoft
Drew Morin, T-Mobile
Mark Desterdick, Verizon
Dave Frigen, Wabash Communications
Doug Davis, Western CLEC Consortium
Amol Tuli, Google

14. STI-PA RFP
RFP Task Force began meeting shortly after official Board launch
TC confirmed that technical requirements were covered by existing specs:
ATIS , ATIS , ATIS
Requirements were extracted to include in the RFP
RFP followed template from the LNPA RFP, and consists of three documents:
RFP
Vendor Qualification Document
Technical Requirements Document (TRD)
TRD draft is available for review by TC
Board is meeting the week of October 29th to review/approve RFP
Still targeting release of RFP the first week of November

15. Timeline/Milestones May 4, 2018 Submission of NANC report to FCC
You are here
May 4, 2018
Submission of NANC report to FCC
August 4, 2018
August 29, 2018
Establishment of GA
November 4, 2018
Issuance of PA RFP
February 4, 2019
Deadline for RFP responses
May 4, 2019
Selection of PA
Service provider deployment for end-to-end SIP calls can take place concurrently

16. Industry Outreach and Education
NTCA Fall Conference in Seattle
GAO: SHAKEN update
Senate Committee on Aging: SHAKEN Update
SHAKEN 101: GAO, Senate Committee on Aging, FCC
Media enquiries:
Wall Street Journal
San Jose Mercury News
NBC Nightly News
USA Today
Developing a SHAKEN Webinar Series