1. Autumn 2015 Lecture 10 Minimum Spanning Trees
CSE 421 Algorithms
Autumn 2015
Lecture 10
Minimum Spanning Trees

2. Dijkstra’s Algorithm Implementation and Runtime
Edge costs are assumed to be non-negative
Dijkstra’s Algorithm Implementation and Runtime
S = {}; d[s] = 0; d[v] = infinity for v != s
While S != V
Choose v in V-S with minimum d[v]
Add v to S
For each w in the neighborhood of v
d[w] = min(d[w], d[v] + c(v, w)) y u a
HEAP OPERATIONS
n Extract Mins
m Heap Updates s x v b z

3. Shortest Paths Negative Cost Edges
Dijkstra’s algorithm assumes positive cost edges
For some applications, negative cost edges make sense
Shortest path not well defined if a graph has a negative cost cycle a 6 4 -4 4 e -3 c s -2 3 3 2 6 g b f 4 7

4. Negative Cost Edge Preview
Topological Sort can be used for solving the shortest path problem in directed acyclic graphs
Bellman-Ford algorithm finds shortest paths in a graph with negative cost edges (or reports the existence of a negative cost cycle).

5. Bottleneck Shortest Path
Define the bottleneck distance for a path to be the maximum cost edge along the path u 5 4 s x 4 6 5 3 v

6. Compute the bottleneck shortest paths6 d d 6 a a 5 4 4 4 e e -3 c c s -2 s 3 3 2 5 g g b b 7 7 f f

7. Dijkstra’s Algorithm for Bottleneck Shortest Paths
S = {}; d[s] = negative infinity; d[v] = infinity for v != s
While S != V
Choose v in V-S with minimum d[v]
Add v to S
For each w in the neighborhood of v
d[w] = min(d[w], max(d[v], c(v, w))) 3 y 4 u a 1 2 4 3 s x 1 1 2 v 5 3 b 4 z

8. Minimum Spanning Tree Introduce Problem
Demonstrate three different greedy algorithms
Provide proofs that the algorithms work

9. Minimum Spanning Tree 15 t a 6 9 14 3 4 e 10 13 c s 11 20 5 17 2 7 g b8 f 22 u 12 1 16 v

10. Greedy Algorithms for Minimum Spanning Tree
Extend a tree by including the cheapest out going edge
Add the cheapest edge that joins disjoint components
Delete the most expensive edge that does not disconnect the graph 4 b c 20 5 11 8 a d 7 22 e

11. Greedy Algorithm 1 Prim’s Algorithm
Extend a tree by including the cheapest out going edge 15 t a 6 14 3 9 4 e 10 13 c s 11 20 5
Construct the MST with Prim’s algorithm starting from vertex a
Label the edges in order of insertion 17 2 7 g b 8 f 22 u 12 1 16 v

12. Greedy Algorithm 2 Kruskal’s Algorithm
Add the cheapest edge that joins disjoint components 15 t a 6 14 3 9 4 e 10 13 c s 11 20 5 17 2 7
Construct the MST with Kruskal’s algorithm
Label the edges in order of insertion g b 8 f 22 u 12 1 16 v

13. Greedy Algorithm 3 Reverse-Delete Algorithm
Delete the most expensive edge that does not disconnect the graph 15 t a 6 14 3 9 4 e 10 13 c s 11 20 5 17 2 7
Construct the MST with the reverse-delete algorithm
Label the edges in order of removal g b 8 f 22 u 12 1 16 v

14. Dijkstra’s Algorithm for Minimum Spanning Trees
S = {}; d[s] = 0; d[v] = infinity for v != s
While S != V
Choose v in V-S with minimum d[v]
Add v to S
For each w in the neighborhood of v
d[w] = min(d[w], c(v, w)) 3 y 4 u a 1 2 4 3 s x 1 1 2 v 5 3 b 4 z

15. Minimum Spanning Tree Undirected Graph G=(V,E) with edge weights 15 t6 9 14 3 4 e 10 13 c s 11 20 5 17 2 7 g b 8 f 22 u 12 1 16 v

16. Greedy Algorithms for Minimum Spanning Tree
[Prim] Extend a tree by including the cheapest out going edge
[Kruskal] Add the cheapest edge that joins disjoint components
[ReverseDelete] Delete the most expensive edge that does not disconnect the graph 4 b c 20 5 11 8 a d 7 22 e

17. Why do the greedy algorithms work?
For simplicity, assume all edge costs are distinct

18. Edge inclusion lemma
Let S be a subset of V, and suppose e = (u, v) is the minimum cost edge of E, with u in S and v in V-S
e is in every minimum spanning tree of G
Or equivalently, if e is not in T, then T is not a minimum spanning tree e S
V - S

19. Proof Suppose T is a spanning tree that does not contain e
e is the minimum cost edge between S and V-S
Proof
Suppose T is a spanning tree that does not contain e
Add e to T, this creates a cycle
The cycle must have some edge e1 = (u1, v1) with u1 in S and v1 in V-S
T1 = T – {e1} + {e} is a spanning tree with lower cost
Hence, T is not a minimum spanning tree S
V - S e

20. Optimality Proofs Prim’s Algorithm computes a MST
Kruskal’s Algorithm computes a MST
Show that when an edge is added to the MST by Prim or Kruskal, the edge is the minimum cost edge between S and V-S for some set S.

21. Prim’s Algorithm S = { }; T = { }; while S != V
choose the minimum cost edge e = (u,v), with u in S, and v in V-S
add e to T
add v to S

22. Prove Prim’s algorithm computes an MST
Show an edge e is in the MST when it is added to T

23. Kruskal’s Algorithm Let C = {{v1}, {v2}, . . ., {vn}}; T = { }
while |C| > 1
Let e = (u, v) with u in Ci and v in Cj be the minimum cost edge joining distinct sets in C
Replace Ci and Cj by Ci U Cj
Add e to T

24. Prove Kruskal’s algorithm computes an MST
Show an edge e is in the MST when it is added to T

25. Reverse-Delete Algorithm
Lemma: The most expensive edge on a cycle is never in a minimum spanning tree

26. Dealing with the assumption of no equal weight edges
Force the edge weights to be distinct
Add small quantities to the weights
Give a tie breaking rule for equal weight edges

27. Application: Clustering
Given a collection of points in an r-dimensional space, and an integer K, divide the points into K sets that are closest together

28. Distance clustering
Divide the data set into K subsets to maximize the distance between any pair of sets
dist (S1, S2) = min {dist(x, y) | x in S1, y in S2}

29. Divide into 2 clusters

30. Divide into 3 clusters

31. Divide into 4 clusters

32. Distance Clustering Algorithm
Let C = {{v1}, {v2},. . ., {vn}}; T = { }
while |C| > K
Let e = (u, v) with u in Ci and v in Cj be the minimum cost edge joining distinct sets in C
Replace Ci and Cj by Ci U Cj

33. K-clustering