1. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 1 Risk Management Makes You Fit For Survival What Are Your Most Crucial Threats? What Are Your Critical Success Factors? Your Answer is...... Risk Management Alfred MOERGELI Certificated Civil Engineer FH, EUR ING SWISS Safety & Health Engineer EigV/BSV http://www.moergeli.com

2. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 2 1.Why Do You Need Risk Management? To Successfully Deal with Your Uncertainties How do you deal with the remaining uncertainties of your... Projects? Corporation? Life? Risk Management (RM) is... Your best investment Your only tested, feasible and available instrument To pro-activly control your uncertainties.

3. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 3 2.Risk Management For Tunneling What is Your Real Added Value? Higher Performance Lower Costs Additional Safety... Identified Hazard...... Planned Solution Down to Details Risk Matrix – Double- check the Residual Risk

4. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 4 1. Definition of your systems limits 2.What is Your Real Added Value from Risk Management? (continued) 2. Register of all your relevant hazards 3. System safety by a safety system 4. Optimization of your processes 5. Higher productivity & safety, lower costs 6. Comprehensible communication of your residual risks 7. Transparent documentation 8. Win legal compliance, your liability remains limited

5. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 5 3.How does Risk Management Work? For the Safety of Your Company The Safety of Your Company => Corporate Risk Management Important Steps for your Integrated Safety: 7 Hazard Inventory (HI) 10 Risk Assessment (RA) 13 Set up & implement Action Plans 16 Work Instructions http://www.moergeli.com http://www.moergeli.com Please Feel Free to Download All Original Flowcharts From Our Website http://www.moergeli.com http://www.moergeli.com

6. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 6 3.How does Risk Management Work? For the Safety of Your Projects The Safety of Your Projects => Project Risk Management Important Steps for your Integral Safety: 6 Preliminary Hazard Analysis (PHA) 11 Risk Assessment (RA) 17 Integral Safety Plan 18 Set up & implement Action Plans http://www.moergeli.com http://www.moergeli.com Please Feel Free to Download All Original Flowcharts From Our Website http://www.moergeli.com http://www.moergeli.com

7. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 7 3.How does Risk Management work? Use a Risk Profile Can you really live with your risks? Draw up a Risk Profile to make a sound decision. E.g. use a starter kit by ISO Guide 51:1999 / ISO TS 14798:2000

8. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 8 3. How Does Risk Management Work? Risk Assessment in the Focus Important steps for Risk Assessments: 1 Define your systems limits 2 Identify all relevant hazards 6 Document all your results 8 Periodically update it If you cannot live with your residual risks => Start Risk Mitigation

9. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 9 3.How Does Risk Management Work? Risk Mitigation Use a Safety System (STOP) 10 Substitution 13 System/Strategy 16 Technology 19 Organisational/Personal Measures (Administrative Controls) To end up with System Safety => US Military Standard 882 D, 02/10/2000, Appendix A, A 4.3.3, i. requires: You must not use behavior oriented measures nnly If hazards can lead up to an irrecoverable outcome!

10. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 10 4.What Are Residual Risks? When Are Residual Risks to be Accepted? Residual Risks = Risks after measures have been implemented They are identified. They are evaluated and assessed by an approved method in a moderated, inter-disciplinary and inter-hierarchical team. They are minimized by a Safety System. They cannot be reduced more by reasonable effort. They are well known to everyone involved. Everyone involved is well trained and equipped to safely control them. Everyone involved has a fair chance to survive. They are periodically updated and reviewed. Residual Risks are to beaccepted only, if...

11. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 11 5.How Does Risk Management Work? Risk Assessment in the Focus http://www.agn-amsteg.ch http://www.agn-amsteg.ch Joint Venture Gotthard Nord (AGN): http://www.agn-amsteg.chhttp://www.agn-amsteg.ch

12. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 12 6.Risk Management in Action Action Plans & Implementation Evacuation of TBM Trailing Back-up Courtesy of rowa: http://www.rowa-ag.ch Fire Fighting (AFFF) on TBM: Joint Venture Gotthard Nord (AGN): http://www.agn-amsteg.ch

13. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 13 7.Risk Management in Action Machinery Safety / CE Conformity of Systems http://www.tat-ti.ch http://www.tat-ti.ch Consorzio TAT: http://www.tat-ti.chhttp://www.tat-ti.ch http://www.agn-amsteg.ch http://www.agn-amsteg.ch AGN: http://www.agn-amsteg.chhttp://www.agn-amsteg.ch CE Conformity Assessment of 4 TBMs with trailing back-up: Each more than 400 m long, each weighting more than 4000 to, Each with installed power of more than 4000 KW Total investment of CHF 110 Mio

14. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 14 8.Risk Management in Action Sihlcity – Safety & Security in the City of Zurich Planning for Operations / Maintenance (O / M) For Switzerlands biggest building project

15. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 15 8.Risk Management in Action Sihlcity – Security for 20,000 Clients per Day Identify and control hazards Risk Management Mandate For Total Services Contractor

16. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 16 9.Risk Management in Action Gotthard Base Tunnel, Worlds Longest Tunnel Safety & Health Engineer for Tunneling Contractors (2nd Level Support) 2 New Railway Tunnels @ 57 km, Cross Passages every 330 m Construction 1996 - 2016 Hard Rock Tunneling

17. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 17 10. Risk Management in Action Beacon Hill Tunnel, Light Rail, Seattle, WA/USA Light Rail, Construction 2002 – 2008 Tunneling in Soft Ground (SEM) Below the City of Seattle Risk Management Mandate for Construction Management

18. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 18 11. Risk Management... Works Everywhere Protect Yourself by Protecting your Crew Risk Management Makes Them Safe – Saving Yourself and Your Project Video: Shotcrete, 04/12/2004Video: Invert Concrete, 11/06/2003 If Risk Management Works Here... It Works Everywhere! http://www.alptransit.ch http://www.alptransit.ch AlpTransit, Gotthard Base Tunnel: http://www.alptransit.ch http://www.alptransit.ch http://www.agn-amsteg.ch http://www.agn-amsteg.ch Lot 252, Tunnel Amsteg: http://www.agn-amsteg.ch http://www.agn-amsteg.ch

19. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 19 Risk Management (RM) is not rocket science and does not take a wizard! 12. Conclusions Set up Your Team and Get Started... Today! All you really have to do is: Set up your team as early on as possible. Select your team members with care. As interdisciplinary as possible. Under the leadership of an experienced Risk Manager. Start with a Preliminary Hazard Analysis. Start documenting all your plans, ideas and results. Use a well known and accepted risk management method.

20. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 20 13. Your Consequences - Whats Your Next Step? Just Do It! Risk Management (RM) is not rocket science and does not take a wizard! So, start (or resume) your Risk Management today! http://www.moergeli.com http://www.moergeli.com We are here to assist you: http://www.moergeli.comhttp://www.moergeli.com All our tools are available for download from our website. Take care and stay safe! We need you all to shape a safer and more economic world! Just get it started – and keep it going and current.

21. moergeli + moergeli consulting engineering www.moergeli.com Risk Management (RM), moergeli + moergeli consulting engineering, Schmerikon/Switzerland, 06/07/2006 21 Risk Management Makes You Fit For Survival What Are Your Most Crucial Threats? What Are Your Critical Success Factors? Your Answer is...... Risk Management Alfred MOERGELI Certificated Civil Engineer FH, EUR ING SWISS Safety & Health Engineer EigV/BSV http://www.moergeli.com