1. ICE Trade Vault AGA Conference New Orleans
ICE Global Repository Services, Bruce Tupper
October 9, 2014

2. ICE: A Global Presence NORTH AMERICA
Headquartered in Atlanta: 400+ Employees
Global HQ: corporate functions, product development, technology, operations & helpdesk
New York: 1,500+ Employees
HQ of ICE Futures US, ICE Clear US, ICE Swap Trade/Creditex, NYSE, NYSE AMEX Options, NYSE Arca Options & Liffe
Other US Offices (Arizona, Chicago, California and Texas) and Canada: 475+ Employees
HQ of ICE Clear Credit, The Clearing Corporation, CCX, ICE Credit Hub, HQ of Corpedia Group & NYSE Arca Inc
HQ of ICE Futures Canada & ICE Clear Canada
EUROPE
UK & Continental Europe : 860+ Employees
HQ of ICE Futures Europe, Liffe, ICE Clear Europe, ICE Swap Trade, ICE Trade Vault Europe & ICE Endex
ASIA-PACIFIC
Australia, China, Japan, Hong Kong, Philippines & Singapore: 195+ Employees
Singapore Mercantile Exchange & Clearing Corp, NYSE

3. ICE: A Global Network of Exchanges
Intercontinental Exchange (ICE) is the leading network of regulated exchanges, clearing houses & repositories for global markets
Distribution
Screens distributed around the globe
17 exchanges and six clearing houses in Asia, Europe & North America
Global network enables around-the-clock trading
Diversified markets
Listed markets in nine asset classes: energy, agricultures, metals, interest rates, equity index, FX, credit, equities & equity options
Global benchmarks across commodity & financial markets
More than half the world’s traded crude oil & refined petroleum futures volume
Solutions for financial reform
Clearing, market transparency, trade execution & reporting/repositories
Supporting reform in US, Europe, Canada & Asia
Solutions implemented for regulatory regulations: DCO, CCP, SEF, SDR & EU TR and Canadian TR.

4. ICE: A Logical SDR Service Provider
ICE: A Logical Trade Repository Service Provider
ICE: A Logical SDR Service Provider
Proven Track Record
Process & store millions of confidential trade records daily without incident
Systems developed & operated by in-house staff of 500+ technologists
Deep knowledge of financial & physical markets with strong governance
Leveraging ICE Infrastructure
ICE clearing houses’ obligation to report cleared & delegated trade data
ICE eConfirm serves as front-end for commodities & FX
ICE Link serves as front-end for CDS
Regulatory Experience
Exchange & clearinghouse subsidiaries operate under multiple jurisdictions
Home regulators in Canada, UK/EU & US
Liaises with 25 other foreign regulatory authorities

5. ICE Trade Vault: A Global Repository
Registered SDR for CFTC Reporting
ICE Trade Vault:
Liaising with MAS on Foreign TR Registration (SDR)
ICE Trade Vault:
Registered TR for Ontario, Quebec & Manitoba
ICE Trade Vault:
Liaising with ASIC on Foreign TR registration (SDR) Registration
ICE Trade Vault Europe:
Registered TR for EMIR Reporting
Seeking RRM status for ACER/REMIT Reporting

6. Reporting: Financial Swaps & Physical Options
ICE Trade Vault: A Global Repository
Reporting: Financial Swaps & Physical Options
Leverage successful ICE Trade Vault implementations in US & EU
ICE will expand repository service as global regulators finalize reporting regulations
ICE Trade Vault, LLC
June, Commodity Futures Trading Commission (CFTC) approved ICE Trade Vault, LLC as the first SDR (commodities & credit asset classes)
October, ICE Trade Vault, LLC went live in credit asset class
February, ICE Trade Vault, LLC went live in commodities asset class
ICE Trade Vault Europe
November, European Securities Market Authority (ESMA) approved ICE Trade Vault EU (commodities, credit, interest rate & equities asset classes)
February, ICE Trade Vault EU went live for ETD & OTC reporting
August, 2014 – Successfully implemented Collateral & Valuation reporting
ICE Trade Vault Canada
April, 2014 – Applied for Designated Trade Repository (TR) status in Ontario, Manitoba & Quebec (credit, commodity & FX asset classes)
September, 2014 – OSC, MSC & AMF approved ICE Trade Vault as TR
October, 2014 – ICE Trade Vault will be live for effective reporting on 10/31

7. ICE Trade Vault: Global Regulatory Updates
CFTC
Public comments & potential rewrite of Reporting Rules (Parts 43 & 45)
Data Harmonization among SDRs – Phase II CDS asset class
New report requests to monitor LEI adoption, reporting times & data quality
Canadian Regulators
Canada’s G20 commitment - provincial rules & oversight (Rule reporting/TRs)
OSC, AMF & MSC approved three TRs effective reporting date October 31, 2014
Alberta (ASC) expected to release draft reporting/TR rules November, 2014
Clearing Agencies derivatives & transactions with Local Counterparties must be reported
Physical commodity contracts excluded but must intend to deliver & no cash settlement
European Securities & Markets Authority (ESMA)
Inter-TR reconciliation process requires matching of trades sides due to dual reporting
Subsequent data validation requirements by TRs effective December 1, 2014
TRs provide reports to ESMA & National Competent Authorities (NCAs)

8. Managing Your Regulatory Status Set-Up
Company Set Up
Counterparties: Excel Spreadsheet is available under Help-Technical Guides to provide your counterparty information (Participant and Non Participant info)
Participants: Please access Admin-Companies tab and have a user with Manage User permissions manage your company set up
Canada Reporting Information
Canadian Local Counterparty: Indication of the Canadian jurisdictions the counterparty has reporting obligations under
Canadian Derivatives Dealer: Indication to the party holding themselves a Canadian Derivatives Dealer for Trade Reporting.

9. ICE Trade Vault Contact Information
Bruce Tupper