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Government Affairs Landscape

Published byAdam Leonard Modified over 5 years ago

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Presentation on theme: "Government Affairs Landscape"— Presentation transcript:

1 Government Affairs Landscape
Jason Berkowitz Vice President & Counsel, Regulatory Affairs Insured Retirement Institute (IRI)

2 State Regulatory Developments

3 State Adoption of NAIC Model Regulations
Suitability in Annuity Transactions Model Regulation Annuity Disclosure Model Regulation and Annuity Buyer’s Guides Cybersecurity – FINRA and NAIC

4 Replacement Rules in New York (Reg 60)
Annuity Surrender Forms in Florida Doing Electronic Business in California (AB 1131) Securities Licensing Requirements for VA Sales in West Virginia, Vermont, and other states

5 Federal Regulatory Developments

6 NARAB II – National Clearinghouse for Producer Licensing
DOL Fiduciary Rule Definition of Fiduciary PTE 84-24 Best Interest Contract Exemption (BIC or BICE)

7 Questions?

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