1. Duke Energy Carolinas Quarterly Stakeholder Meeting
Independent Entity Services
Wednesday, January 28, 2009
2:00 to 3:00 p.m. ET

2. Agenda Creating a Request from OATi ATC Offerings
Processing Time of Short Term Firm Requests
ATC Narratives Posted as Outage Postings
Designated Network Resources
Business Practice 3.J – Rollover Rights
Transmission Service Annulments
OATi webOASIS Upgrade
Wrap-up 2

3. Creating a Request from OATi webOASIS ATC Offerings

4. Creating a Request from the OATi webOASIS ATC Offerings
Using OATi webOASIS to create a TSR from ATC Offerings
MW Amount will default to the full Capacity Available for that Increment
(in this case the daily amount of firm available is 232MW)

5. Creating a Request from OATi webSweep ATC Offerings
Clicking on the PostingRef brings the user to the Offering for the specified Service, Path & Term. The offering is for the full Capacity Available for that Increment.
User access to webSweep is through OATi ETS

6. Creating a Request from WebSweep ATC Offerings
Creating a TSR from the Offering Detail returns to a TSR Entry form with a Blank or Null MW field.

7. Creating a Request from OATi ATC Offerings
Given the demonstration of the tools, is there sufficient value to warrant asking for a change?

8. Processing Time of Short Term Firm Requests
Transmission Service Requests that start beyond 9 days from current date or of a duration covering more than one week beyond the 9th day, requires additional analysis
All requests have been processed within the Tariff timing requirements
IE will evaluate ways to further expedite the processing of Short Term Firm

9. ATC Narratives Posted as OATi webOASIS Outage Postings
Utilizes Outage Posting to post narratives for changes in ATC/TTC as required by FERC
Links the TTC change to a narrative
Working with OATI to develop an alternative solution

10. Designated Network Resources
Revised On System and Off System DNR Forms
FERC Order 890B Requirements
CFR 37.6 (Total Installed Capacity, Electrical Location, and Geographical Location)
Information Required Consistent with OATT 29.2 and 30.3
More information (next 2 slides provide details)
Ease of Use
Forms Consolidated - On & Off System / One Form
Improved “How to” Guide / Instructions

11. Designated Network Resources
New or Changed fields
Network Customer (NITSA Holder)
Agent Name (Scheduling on behalf of Network Customer)
Separate sections for Owned Generation and PPA
Section 1 – Owned Generation
Section 2 – Power Purchase Agreement (PPA)
Name of agreement “PPA with Southern Wholesale”
“SOCO” as an identifier is not acceptable

12. Designated Network Resources
New or Changed fields
Section 5 – Valid Customer
Section 6 – Attestation
Checkbox
Customer agrees to Attestation
Person agreeing to the Attestation is an authorized Company Officer or Agent
Timing for receipt of the DNR Request Form
A DNR request on OASIS will be deemed invalid if a completed DNR request form is not received by 5pm ET the day the request is queued
Business Practice change
Business Practice 6B.i.

13. Designated Network Resource Business Practice Changes
Tagging 7-FN
Generation is Firm (G-F)
Transmission must be Firm from the point the Customer takes title of the power
Business Practice 6B.i.
Receipt of the DNR Request Form
EOB same day as request for service is queued

14. Business Practice 3.J Rollover Rights
Duke Energy Carolinas modified the conditions for granting Rollover Rights
Effective date for change is
PTP Reservations with a duration of 5 yrs or more
RENEWAL must be queued 1 yr prior to end of the existing reservation
Network Reservations (NITSA must be for 5 years)
Service Agreements queued prior to
Subject to the current 1yr/60day requirement until the first rollover date on or after , then subject to new requirements

15. Transmission Service Annulments
Business Practice 3.A.xi
Business Practice became effective 11/12/2008
Doesn’t change current situation where Annulments are granted
Provides Audit Trail for both the Customer and Provider
Minor Process Requirement Changes
Complete Annulment Form
Phone Call to the Duke TA
REMINDER- The Annulment Form
This reservation is NOT scheduled or upon annulment, I will remove references to this reservation from e-Tag allocations
Failure to adhere will result in Unreserved Use penalties.
Business Practice 7B.iv

16. How to Request Nullification of Transmission Service
Point-to-Point and Non-Designated Network
Business Practice 3.A.xi.
Customer submits Annulment Request Form
IE processes Annulment
Non-Firm Redirects
Business Practice 3.H.ii.b.
Customer would submit a RELEASE request on OASIS (Annulment not needed)
“RELEASE” will become “RELINQUISH”
Firm Designated Network Requests
Business Practice 6.E.
Undesignation of Network Resource Request Form
IE processes annulment or recall

17. OATi webOASIS 3.4.08 Upgrade Compliance with FERC Order 676-C
, 11:10am ET
webOASIS Release Notes v3.4.08
OATi Help Desk:

18. OATi webOASIS 3.4.08 Upgrade OATi webOASIS Changes
Assignment of Ownership (NAESB Business Practice WEQ )
FULL_TRANSFER
Assigns Ownership of the Parent Reservation and encumbrances (Redirects, Resales, etc) to a New Owner
Approval required by Reseller, Assignee and Duke
PART_TRANSFER
Assigns a portion of the Parent Reservation to a new Owner
Encumbrances (Redirects, Resales) may not be Reassigned
RESALE (NAESB Business Practice WEQ )
Duke Business Practices do not Change (see DUKE BP 3.A.vii)
OATi webOASIS now permits posting of any price (in $/MWH reserved)
Permits Reseller to Post for Resale in increments e.g.; Daily, Weekly or Monthly
Check for capacity is done when Assignee makes the RESALE Request
Resale reservation has the same scheduling attributes as the Parent
Redirects on a Non-Firm Basis (NAESB Business Practice WEQ )
Replaces RELEASE request type with RELINQUISH for Non-firm (Secondary) Redirects

19. Wrap-up Proposed Next Quarterly Stakeholder Meeting
Tuesday, April 21, 2009 – 2 p.m. to 3 p.m. ET
Customer Suggested Topics?
This is the forum for discussing emergent topics (Upcoming changes, stakeholder input)
Questions and Comments 19

20. Attachments Table of Contents
Slide 22 – Designated Network Resource Form
Slide 23 – Business Practice 3.A.xi – Customer Request for Annulment
Slide 24 – Annulment Request Form
Slide 25 – Undesignation of Network Resource Form

21. Designated Network Resource Form

22. Business Practice 3.A.xi – Customer Request for Annulment

23. Annulment Request Form

24. Undesignation of Network Resource Form