1. SunGard Working Group Overview
July 30, 2014
Strictly Confidential
For Internal Use Only.  Nothing contained herein is investment advice, and nothing contained herein is solicitation for investment advisory services

2. JNAM – Risk Management Committee
SunGard User Working Group Overview
Members
Business Systems
Compliance
Corporate Actions
Corporate Finance
Data Integrity
Financial Reporting
Fund Accounting
Operational Development
Pricing
SA/TA
Tax
Tom Kyros
Jain Kim
Renee Szewczyk
Anthony Horton
Andy Lyons
Justyna Sciupider
Steve Hecker
Minh Nguyen
John Baranggay
Matt Kaiser
John Allega
Manvel Robinson
Gavin McDonagh
Andrew Biggs
Kyle Schwab
Chad Hoekstra
Jason Zhong
David Mantey
Jason McGrady-Szromba
Dustin Montoya
Aashay Savla
Anisa Zagora
Diego Rodriguez-Guerrios
Purpose
The SunGard Committee is responsible for ensuring JNAM is effectively utilizing SunGard’s Asset Arena Investment Accounting (“AAIA”). 2

3. JNAM – Risk Management Committee
SunGard User Working Group Overview
Responsibilities
SunGard Understanding and Usage Policy
Open Issues
New Releases 3

4. JNAM – Risk Management Committee
SunGard User Working Group Overview
Monthly Meetings & Reporting
Discuss open issues with SunGard
Group Account Audit
New release testing and verification
Monthly Minutes
Monthly Risk Committee Sign-off
JNAM Risk Management Committee 4