1. Peace and Conflict Management in ASEAN…..an introduction
Prof. Vitit Muntarbhorn
Law Faculty, Chulalongkorn University, Bangkok

2. Context Importance of ASEAN: “accommodation” UN umbrella, UN Charter
ASEAN’s link with others, particularly through the ASEAN Regional Forum
National, bilateral, regional, multilateral relationships
“No regional organization is an island”

3. ASEAN Declaration 1967- Bangkok
7 aims
Accelerate economic growth, social progress
Promote regional peace and stability through abiding respect for justice and the rule of law in the relationship among countries of the region and adherence to the principles of the UN Charter

4. Promote active collaboration and mutual assistance in econ, social, cultural, technical, scientific and administrative fields
To provide assistance…in the form of training and research
To collaborate for greater utilization of their agriculture and industries, expansion of trade…raising of the living standards of their peoples

5. To promote Southeast Asian studies
To maintain close cooperation with international and regional organizations

6. ZOPFAN 1971
Southeast Asia as a Zone of Peace, Freedom and Neutrality, free from any form or manner of interference by outside powers

7. TAC 1976
7 key principles
Mutual respect for the independence, sovereignty, territorial integrity and national identity of all nations
Right of every State to lead to its national existence free from external interference, subversion or coercion

8. Non-interference in the internal affairs of one another
Settlement of differences or disputes by peaceful means
Renunciation of the threat or use of force
Effective cooperation among themselves

9. Dispute settlement TAC
High Council – representative from ministerial level from each party “to take cognizance of the existence of disputes or situations likely to disturb regional peace and harmony”
Good offices, mediation, inquiry, conciliation
Need agreement of all parties to dispute
Article 33 UN Charter respected

10. Subsequent adjustments/Protocols – TAC open to other States, and now international organisations
In case of dispute involving ASEAN states (and not members from beyond ASEAN), members from beyond ASEAN can be observers but not make statements
Not used yet

11. SEANWFEZ 1995
Art 1: (a) Zone= territories of all States in SE Asia….and their respective continental shelves and Exclusive Economic Zones
(b) territory = land territory, internal waters, territorial sea, archipelagic waters. Seabed and subsoil, airspace above them

12. (c) nuclear weapon = explosive device capable of releasing nuclear energy in an uncontrolled manner but does not include the means of transport or delivery of such device if separable from and not an invisible part thereof

13. Art 2: 1. The Treaty and its Protocol shall apply to the territories, continental shelves, and EEZ of the States Parties…
2. Nothing in this Treaty shall prejudice the rights or the exercise of these rights by any State under the provisions of the UN Convention on the Law of the Sea 1982, in particular with regard to freedom of the high seas, rights of innocent, archipelagic sea lanes passage or transit ships and aircraft, and consistent with the UNC

14. Art 3: undertake not to (anywhere inside or outside the Zone), and to not allow any other State to:
- develop, manufacture or otherwise acquire, possess or have control over nuclear weapons;
Station
Test or use

15. Protocol
1995: open to 5 nuclear powers to sign (China, France, Russia, UK, US)
Article 1: Each State Party undertakes to respect the Treaty (SEANWEZ)…..and not to contribute to any act which constitutes a violation of the Treaty or its Protocol by the States Parties

16. Art.2: Each State Party undertakes not to use or threat to use nuclear weapons against any State Party to the Treaty. It further undertakes not to use or threaten to use nuclear weapons within the SEANWFEZ…

17. ASEAN Declaration on the South China Sea 1992
1.resolve all sovereignty and jurisdictional issues pertaining to the South China Sea by peaceful means, without, without resort to force…
2.exercise restraint with the view to creating a positive climate for the eventual resolution of all disputes
4. apply TAC

18. 2002 Declaration on the Conduct of Parties in the South China Sea
ASEAN and China
Art.1: The Parties reaffirm their commitment to the purposes and principles of the UNC, 1982 UN Convention, TAC, the Five Principles of Peaceful Coexistence, and other universally recognised principles of international law….

19. Art.4: The Parties concerned undertake to resolve their territorial and jurisdictional disputes by peaceful means, without resorting to the threat or use of force, through friendly consultations and negotiations by sovereign states directly concerned, in accordance with universally recognised principles of international law, including the 1982 UN Convention on the Law of the Sea

20. Pending dispute settlement:
Hold dialogues
Humane treatment of persons in distress
Notify, on a voluntary basis, other Parties concerning of any impending joint/combined military exercise
Exchange, on voluntary basis, relevant information

21. 2004 ASEAN Protocol on Enhanced Dispute Settlement
Economic dispute between States (under ASEAN economic agreements)
Consultations, good offices, conciliation, mediation
Where fail: complaining party can ask Senior Economic Officials Meeting (SEOM) to establish panel (3 members)

22. Panel findings/recommendations within 60 days
SEOM adopt panel report within 30 days
Party can appeal (in which case the report is deemed not to be adopted till appeal is completed)
Appellate body to be established by ASEAN Economic Ministers: 3 members per case

23. Should not exceed 60 days for appeal to conclude
Need for parties to comply with the finding/decision
if fail to comply, sanctions possible e.g. compensation, suspension of concessions
SEOM monitors and authorises sanctions

24. If party objects to suspension, matter can be referred to arbitration; arbitrator drawn from original panel or appointed by Secretary General of ASEAN
Panel decision/Appeal: not need consensus

25. ASEAN Charter: Articles 24-7
24:1. Disputes relating to specific ASEAN instruments shall be settled through the mechanisms and procedures provided for in such instruments.
2.Disputes which do not concern the interpretation or application of any ASEAN instrument shall be resolved peacefully in accordance with the TAC and its rules of procedure

26. 3. Where not otherwise specifically provided, disputes which concern the interpretation or application of ASEAN economic agreements shall be settled in accordance with the ASEAN Protocol on Enhanced Dispute Settlement Mechanism

27. Art.25 Mechanisms
Where not otherwise specifically provided, appropriate dispute settlement mechanisms, including arbitration, shall be established for disputes which concern the interpretation or application of this Charter and other ASEAN instruments

28. Art.26-27 Unresolved disputes go to ASEAN Summit
Secretary-General as monitor of compliance

29. ASEAN Charter: 2010 Protocol on Dispute Settlement Mechanisms
Between States: apply re interpretation of ASEAN Charter and other ASEAN instruments unless specific means of dispute settlement are provided for
Consultation, good offices, mediation, conciliation
Good offices by Chairman of ASEAN or Secretary General

30. Art.8: request for arbitration
Where not agree on arbitral tribunal, refer to ASEAN Coordinating Council
Where fail again, refer to ASEAN Summit

31. - Art.10 ff: arbitration from mutual consent of the Parties to the dispute or a direction of the ASEAN Coordinating Council
Award of arbitral tribunal final and binding.

32. Rules of arbitration: 3 arbitrators
Each party to dispute appoints one arbitrator: then agree on third: where fail to agree on third, request Chair of ASEAN Coordinating Council to appoint
Proceedings completed in six months

33. Decision by majority vote
Award implementation monitored by ASEAN Coordinating Council

34. Peacekeeping UN development
PK= interposition forces to keep the peace: self defence unless UN Security Council authorises other powers.
Some ASEAN countries (but not ASEAN as a whole) involved with PK , e.g. Timor, Darfur

35. Now to network more and institutional linkage
Per ASEAN Security Community Blueprint
Network of ASEAN PK centres
Also in ASEAN Defence Ministers’s 3 year work programme
No ASEAN PK force

36. Humanitarian Assistance: disaster management
Security blueprint and Socio-cultural blueprint
Maximise cooperation, Minimise loss
Possible use of military assets
ASEAN regional programme on disaster management
ASEAN coordinating centre for humanitarian assistance on disaster management being established

37. Nargis operation/Myanmar

38. 2005 ASEAN Agreement on disaster management and emergency response
Promote cooperation, respect sovereignty

39. Disaster risk identification, assessment and monitoring
Disaster prevention and mitigation:
e.g. legislation, plans;
Strengthen local, national capability
educate
Use indigenous knowledge and practices

40. Disaster preparedness
Early warning
Standby arrangements for disaster relief and emergency response
Now Standard Operating Procedures for Regional Standby Arrangements and Coordination of Joint Disaster Relief and Emergency Response Operations 2009

41. Standby Operating Procedures
Disaster preparedness: national focal point
Assessment and monitoring: notification of disasters
Emergency response e.g. request for assistance and offer
Facilitation of utilisation of military assets and capacity

42. Periodic conduct of ASEAN simulation exercises
Parties, on a voluntary basis, shall earmark and identify assets and capacities for disaster relief and emergency response

43. Steps ahead Prevention Promotion Protection Provision
Participation……………..
THANK YOU!