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Poland – BGZ BNP Paribas – Trading account 1 Investor profile questionnaire.

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Presentation on theme: "Poland – BGZ BNP Paribas – Trading account 1 Investor profile questionnaire."— Presentation transcript:

1 Poland – BGZ BNP Paribas – Trading account 1 Investor profile questionnaire

2 Poland – BGZ BNP Paribas – Trading account 2 Please tick the appropriate answer to each of the desired questions 1.In the last 5 years, for at least 12 months, did you held a position demanding knowledge of the financial markets? (Y/N) Investments in investment funds I.Knowledge of the services of reception and transmission of orders regarding units, titles of certificates of participation and investment funds. 2. The primary source of knowledge on opening investment fund is in prospectus (Yes/No/I do not know) 3. A purchase order or re-purchase order of units for opening the investment fund determines the price at which the deal will happen (Yes/No/I do not know) II. Knowledge and experience in investment regarding the units, titles of participation and investment certificates of investment funds Financial instrumentsPlease tick the answer to each of the following statements How many transactions in the last 24 months have you made on these financial instruments? What is the total value of transactions you carried out in the last 24 months? Units of money market funds and bond funds 4. Bond funds do not guarantee a profit (Yes/No/I do not know) 0 1 to 5 More than 5 To 50 000 zl More thant 50 000 zl Shares of stable growth funds and balanced funds 5. Fund stable growth has a higher level of risk than an equity fund (Yes/No/I do not know) 0 1 to 5 More than 5 To 50 000 zl More thant 50 000 zl Shares of equity funds6. Equity Fund provides capital protection (Yes/No/I do not know) 0 1 to 5 More than 5 To 50 000 zl More thant 50 000 zl Investment certificates of closed funds 7. Investment certificates are always subject to re- purchase for every participant (Yes/No/I do not know) 0 1 to 5 More than 5 To 50 000 zl More thant 50 000 zl Titles in foreign funds8. Foreign investment funds expected profit and the level of investment risk differ and are additionally subject to foreign exchange risk(Yes/No/I do not know) 0 1 to 5 More than 5 To 50 000 zl More thant 50 000 zl

3 Poland – BGZ BNP Paribas – Trading account 3 Results :

4 Poland – BGZ BNP Paribas – Trading account 4 Financial instrumentsAdequacy of Financial Instruments (*) Evaluating the appropriateness of the service of reception and transmission of orders (**) Evaluating the appropriateness of services execution of orders on behalf of the principal (***) Units of money market funds and bond funds appropriate inappropriate Shares of stable growth funds and balanced funds appropriate inappropriate Shares of equity fundsappropriate inappropriate Investment certificates of closed funds inappropriate Titles in foreign fundsappropriate inappropriate Information about the results of the assessment of the suitability of financial instruments and investment services The responses indicate a knowledge and experience and the Investment Brokerage Office of Bank BGZ BNP Paribas SA informs : - Which are the appropriate financial instruments for you - And in terms of financial instruments : The service of reception and transmission of orders The service execution orders on account of the order Result of the suitability assessment: questionnaire filled, Disapproved

5 Poland – BGZ BNP Paribas – Trading account 5 Results :

6 Poland – BGZ BNP Paribas – Trading account 6

7 7

8 Poland – BGZ BNP Paribas – 1st investment 8

9 9

10 10 Poland – BGZ BNP Paribas – 1st investment

11 11

12 Poland – BGZ BNP Paribas – 2 nd investment 12

13 Poland – BGZ BNP Paribas – 2 nd investment 13

14 Poland – BGZ BNP Paribas – 2 nd investment 14

15 Poland – BGZ BNP Paribas – 2 nd investment 15

16 Poland – BGZ BNP Paribas – 2 nd investment 16

17 Poland – BGZ BNP Paribas – 3rd investment 17

18 Poland – BGZ BNP Paribas – 3rd investment 18

19 Poland – BGZ BNP Paribas – 3rd investment 19

20 Poland – BGZ BNP Paribas – 3rd investment 20

21 Poland – BGZ BNP Paribas – end 21


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