1. 18 th EUGridPMA, Dublin / SRCE CA Self Audit SRCE CA Self Audit Emir Imamagić SRCE Croatia

2. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Overview  SRCE CA  Self Audit  Certification Authority  Registration Authority  Conclusion

3. 18 th EUGridPMA, Dublin / SRCE CA Self Audit SRCE CA

4. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Overview  Established in May 2006  Certificates for the Croatian academic and research community  Public web site: http://ra.srce.hr  Email address: srce-ca@srce.hr  Approved by EUGridPMA in July 2006  Classic AP 4.0

5. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Organization  CA & RA @ SRCE  Three staff members: Hrvoje Sute, Emir Imamagic, Dobrisa Dobrenic  Two lightweight RAs  ETFOS (Faculty of Electrical Engineering in Osijek, Croatia), Goran Martinovic  FESB (University of Split Faculty of Electrical Engineering, Mechanical Engineering and Naval Architecture), Dubravko Balic

6. 18 th EUGridPMA, Dublin / SRCE CA Self Audit System Architecture  OpenCA  Online interface (RA)  Used by EE for certificate requests  Used by RAs for request confirmations  Deployed on institute’s main web server  Offline (CA)  Hard drives kept in safe accessible to CA staff only  Data transfer achieve USB  Data backup performed after each operation

7. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Certificates  Total: 364 issued certificates  Host: 161  User: 201  Valid: 133 certificates  Host: 60  User: 73  Revoked: 63  Host: 40 (mainly retired machines)  User: 23 (mainly forgotten passphrase and accidentally deleted private keys)

8. 18 th EUGridPMA, Dublin / SRCE CA Self Audit CP/CPS Update  Version 1.1  November 20 th 2009  Updated EE & CA extensions  Made compliant with Grid Certificate Profile

9. 18 th EUGridPMA, Dublin / SRCE CA Self Audit SELF AUDIT

10. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Versions  Guidelines for auditing Grid CAs version 1.0  November 11 th 2009  SRCE CA CP/CPS version 1.1  November 20 th 2009

11. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Summary  Total number of items: 68  Marks:  C: 2  B: 3  X: 1  A: 62  There are few As with comment/question

12. 18 th EUGridPMA, Dublin / SRCE CA Self Audit CERTIFICATION AUTHORITY

13. 18 th EUGridPMA, Dublin / SRCE CA Self Audit CP/CPS  B – 1.4  Item description: Whenever there is a change in the CP/CPS the O.I.D. of the document must change and the major changes must be announced to the responsible PMA and approved before signing any certificates under the new CP/CPS.  Status: Procedure is not explicitly defined in CP/CPS.  Practice: Updated CP/CPS is published to EUGridPMA before issuing new certificate.  Solution: Will be added in the next CP/CPS update.

14. 18 th EUGridPMA, Dublin / SRCE CA Self Audit CP/CPS  C – 1.6  Item description: The CP/CPS documents should be structured as defined in RFC 3647.  Status: CP/CPS is structured as defined in RFC 2527.  Solution: Currently we do not have resources to perform such major update. Current CP/CPS defines well our practices. We can consider updating in future if strongly requested from PMA and Relying Parties.

15. 18 th EUGridPMA, Dublin / SRCE CA Self Audit CA System  A – 2.10  Item description: The secure environment must be documented and approved by the PMA, and that document or an approved audit thereof must be available to the PMA.  Comment: System is partially described in CP/CPS in sections, documentation is available on site's Wiki pages. Is this sufficient?

16. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Certificate Revocation  A – 5.23  Item description: Certificate revocation can be requested by end- entities, registration authorities, and the CA. Others can request revocation if they can sufficiently prove compromise or exposure of the associated private key.  Comment: Section 4.4.2 defines that revocation can be requested by EE, RA and any other entity providing evidence. Section 1.3.2 defines that SRCE CA manages the functions of its RA. Is this sufficient?

17. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Certificate Revocation  B – 5.25  Item description: Subscribers must request revocation of its certificate as soon as possible, but within one working day after detection of he/she lost or compromised the private key pertaining to the certificate, the data in the certificate are no longer valid.  Status: CP/CPS doesn’t define one working day deadline.  Comment: This requirement was added in classic AP 4.1.  Solution: Will be added in the next CP/CPS update.

18. 18 th EUGridPMA, Dublin / SRCE CA Self Audit End Entity Certificates and Keys  C – 7.38  Item description: The end-entity certificates must comply with the Grid Certificate Profile as defined by the Open Grid Forum GFD.125. The policyIdentifier must include the OID for Authentication Profile under which the Certification Authority has been accredited. For Classic AP, OID is 1.2.840.113612.5.2.2.1.  Status: This is not defined in CP/CPS.  Comment: This requirement was added in classic AP 4.2.  Solution: Will be added in the next CP/CPS update.

19. 18 th EUGridPMA, Dublin / SRCE CA Self Audit End Entity Certificates and Keys  X – 5.41  Item description: Certificates associated with a private key residing solely on hardware token may be renewed for a validity period of up to 5 years (for equivalent RSA key lengths of 2048 bits) or 3 years (for equivalent RSA key lengths of 1024 bits).  Comment: CA does not support keys residing on hardware tokens.

20. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Records Archival  B – 8.45  Item description: These records must be kept for at least three years, where the identity validation records must be kept at least as long as there are valid certificates based on such a validation.  Status: CP/CPS does not define archiving identity validation record.  Practice: We make photocopies of IDs and store them permanently in safe deposit.  Comment: This requirement was added in classic AP 4.1.  Solution: Will be added in the next CP/CPS update.

21. 18 th EUGridPMA, Dublin / SRCE CA Self Audit REGISTRATION AUTHORITY

22. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Records and Archival  A – 2.11  Item description: The RA must record and archive all requests and confirmations.  Comment: All RAs use central OpenCA instance which archives all requests and confirmations.

23. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Conclusion  CA certificate renewal is this year  Update of CP/CPS will be done at the same time  The proposed changes  Changes proposed by reviewers  Changes in classic AP 4.3

24. 18 th EUGridPMA, Dublin / SRCE CA Self Audit Thank You! Questions?