1. Bzupages.comData Mining: Concepts and Techniques1 Data Mining: Concepts and Techniques — Slides for Textbook — — Chapter 3 — ©Jiawei Han and Micheline Kamber Intelligent Database Systems Research Lab School of Computing Science Simon Fraser University, Canada http://www.bzupages.com

2. Bzupages.comData Mining: Concepts and Techniques2 Chapter 3: Data Preprocessing Why preprocess the data? Data cleaning Data integration and transformation Data reduction Discretization and concept hierarchy generation Summary

3. Bzupages.comData Mining: Concepts and Techniques3 Why Data Preprocessing? Data in the real world is dirty incomplete: lacking attribute values, lacking certain attributes of interest, or containing only aggregate data noisy: containing errors or outliers inconsistent: containing discrepancies in codes or names No quality data, no quality mining results! Quality decisions must be based on quality data Data warehouse needs consistent integration of quality data

4. Bzupages.comData Mining: Concepts and Techniques4 Multi-Dimensional Measure of Data Quality A well-accepted multidimensional view: Accuracy Completeness Consistency Timeliness Believability Value added Interpretability Accessibility Broad categories: intrinsic, contextual, representational, and accessibility.

5. Bzupages.comData Mining: Concepts and Techniques5 Major Tasks in Data Preprocessing Data cleaning Fill in missing values, smooth noisy data, identify or remove outliers, and resolve inconsistencies Data integration Integration of multiple databases, data cubes, or files Data transformation Normalization and aggregation Data reduction Obtains reduced representation in volume but produces the same or similar analytical results Data discretization Part of data reduction but with particular importance, especially for numerical data

6. Bzupages.comData Mining: Concepts and Techniques6 Forms of data preprocessing

7. Bzupages.comData Mining: Concepts and Techniques7 Chapter 3: Data Preprocessing Why preprocess the data? Data cleaning Data integration and transformation Data reduction Discretization and concept hierarchy generation Summary

8. Bzupages.comData Mining: Concepts and Techniques8 Data Cleaning Data cleaning tasks Fill in missing values Identify outliers and smooth out noisy data Correct inconsistent data

9. Bzupages.comData Mining: Concepts and Techniques9 Missing Data Data is not always available E.g., many tuples have no recorded value for several attributes, such as customer income in sales data Missing data may be due to equipment malfunction inconsistent with other recorded data and thus deleted data not entered due to misunderstanding certain data may not be considered important at the time of entry not register history or changes of the data Missing data may need to be inferred.

10. Bzupages.comData Mining: Concepts and Techniques10 How to Handle Missing Data? Ignore the tuple: usually done when class label is missing (assuming the tasks in classification—not effective when the percentage of missing values per attribute varies considerably. Fill in the missing value manually: tedious + infeasible? Use a global constant to fill in the missing value: e.g., “unknown”, a new class?! Use the attribute mean to fill in the missing value Use the attribute mean for all samples belonging to the same class to fill in the missing value: smarter Use the most probable value to fill in the missing value: inference- based such as Bayesian formula or decision tree

11. Bzupages.comData Mining: Concepts and Techniques11 Noisy Data Noise: random error or variance in a measured variable Incorrect attribute values may due to faulty data collection instruments data entry problems data transmission problems technology limitation inconsistency in naming convention Other data problems which requires data cleaning duplicate records incomplete data inconsistent data

12. Bzupages.comData Mining: Concepts and Techniques12 How to Handle Noisy Data? Binning method: first sort data and partition into (equi-depth) bins then one can smooth by bin means, smooth by bin median, smooth by bin boundaries, etc. Clustering detect and remove outliers Combined computer and human inspection detect suspicious values and check by human Regression smooth by fitting the data into regression functions

13. Bzupages.comData Mining: Concepts and Techniques13 Simple Discretization Methods: Binning Equal-width (distance) partitioning: It divides the range into N intervals of equal size: uniform grid if A and B are the lowest and highest values of the attribute, the width of intervals will be: W = (B-A)/N. The most straightforward But outliers may dominate presentation Skewed data is not handled well. Equal-depth (frequency) partitioning: It divides the range into N intervals, each containing approximately same number of samples Good data scaling Managing categorical attributes can be tricky.

14. Bzupages.comData Mining: Concepts and Techniques14 Binning Methods for Data Smoothing * Sorted data for price (in dollars): 4, 8, 9, 15, 21, 21, 24, 25, 26, 28, 29, 34 * Partition into (equi-depth) bins: - Bin 1: 4, 8, 9, 15 - Bin 2: 21, 21, 24, 25 - Bin 3: 26, 28, 29, 34 * Smoothing by bin means: - Bin 1: 9, 9, 9, 9 - Bin 2: 23, 23, 23, 23 - Bin 3: 29, 29, 29, 29 * Smoothing by bin boundaries: - Bin 1: 4, 4, 4, 15 - Bin 2: 21, 21, 25, 25 - Bin 3: 26, 26, 26, 34

15. Bzupages.comData Mining: Concepts and Techniques15 Cluster Analysis

16. Bzupages.comData Mining: Concepts and Techniques16 Regression x y y = x + 1 X1 Y1 Y1’

17. Bzupages.comData Mining: Concepts and Techniques17 Chapter 3: Data Preprocessing Why preprocess the data? Data cleaning Data integration and transformation Data reduction Discretization and concept hierarchy generation Summary

18. Bzupages.comData Mining: Concepts and Techniques18 Data Integration Data integration: combines data from multiple sources into a coherent store Schema integration integrate metadata from different sources Entity identification problem: identify real world entities from multiple data sources, e.g., A.cust-id  B.cust-# Detecting and resolving data value conflicts for the same real world entity, attribute values from different sources are different possible reasons: different representations, different scales, e.g., metric vs. British units

19. Bzupages.comData Mining: Concepts and Techniques19 Handling Redundant Data in Data Integration Redundant data occur often when integration of multiple databases The same attribute may have different names in different databases One attribute may be a “derived” attribute in another table, e.g., annual revenue Redundant data may be able to be detected by correlational analysis Careful integration of the data from multiple sources may help reduce/avoid redundancies and inconsistencies and improve mining speed and quality

20. Bzupages.comData Mining: Concepts and Techniques20 Data Transformation Smoothing: remove noise from data Aggregation: summarization, data cube construction Generalization: concept hierarchy climbing Normalization: scaled to fall within a small, specified range min-max normalization z-score normalization normalization by decimal scaling Attribute/feature construction New attributes constructed from the given ones

21. Bzupages.comData Mining: Concepts and Techniques21 Data Transformation: Normalization min-max normalization z-score normalization normalization by decimal scaling Where j is the smallest integer such that Max(| |)<1

22. Bzupages.comData Mining: Concepts and Techniques22 Chapter 3: Data Preprocessing Why preprocess the data? Data cleaning Data integration and transformation Data reduction Discretization and concept hierarchy generation Summary

23. Bzupages.comData Mining: Concepts and Techniques23 Data Reduction Strategies Warehouse may store terabytes of data: Complex data analysis/mining may take a very long time to run on the complete data set Data reduction Obtains a reduced representation of the data set that is much smaller in volume but yet produces the same (or almost the same) analytical results Data reduction strategies Data cube aggregation Dimensionality reduction Numerosity reduction Discretization and concept hierarchy generation

24. Bzupages.comData Mining: Concepts and Techniques24 Data Cube Aggregation The lowest level of a data cube the aggregated data for an individual entity of interest e.g., a customer in a phone calling data warehouse. Multiple levels of aggregation in data cubes Further reduce the size of data to deal with Reference appropriate levels Use the smallest representation which is enough to solve the task Queries regarding aggregated information should be answered using data cube, when possible

25. Bzupages.comData Mining: Concepts and Techniques25 Dimensionality Reduction Feature selection (i.e., attribute subset selection): Select a minimum set of features such that the probability distribution of different classes given the values for those features is as close as possible to the original distribution given the values of all features reduce # of patterns in the patterns, easier to understand Heuristic methods (due to exponential # of choices): step-wise forward selection step-wise backward elimination combining forward selection and backward elimination decision-tree induction

26. Bzupages.comData Mining: Concepts and Techniques26 Example of Decision Tree Induction Initial attribute set: {A1, A2, A3, A4, A5, A6} A4 ? A1? A6? Class 1 Class 2 Class 1 Class 2 > Reduced attribute set: {A1, A4, A6}

27. Bzupages.comData Mining: Concepts and Techniques27 Heuristic Feature Selection Methods There are 2 d possible sub-features of d features Several heuristic feature selection methods: Best single features under the feature independence assumption: choose by significance tests. Best step-wise feature selection: The best single-feature is picked first Then next best feature condition to the first,... Step-wise feature elimination: Repeatedly eliminate the worst feature Best combined feature selection and elimination: Optimal branch and bound: Use feature elimination and backtracking

28. Bzupages.comData Mining: Concepts and Techniques28 Data Compression String compression There are extensive theories and well-tuned algorithms Typically lossless But only limited manipulation is possible without expansion Audio/video compression Typically lossy compression, with progressive refinement Sometimes small fragments of signal can be reconstructed without reconstructing the whole Time sequence is not audio Typically short and vary slowly with time

29. Bzupages.comData Mining: Concepts and Techniques29 Data Compression Original Data Compressed Data lossless Original Data Approximated lossy

30. Bzupages.comData Mining: Concepts and Techniques30 Wavelet Transforms Discrete wavelet transform (DWT): linear signal processing Compressed approximation: store only a small fraction of the strongest of the wavelet coefficients Similar to discrete Fourier transform (DFT), but better lossy compression, localized in space Method: Length, L, must be an integer power of 2 (padding with 0s, when necessary) Each transform has 2 functions: smoothing, difference Applies to pairs of data, resulting in two set of data of length L/2 Applies two functions recursively, until reaches the desired length Haar2 Daubechie4

31. Bzupages.comData Mining: Concepts and Techniques31 Given N data vectors from k-dimensions, find c <= k orthogonal vectors that can be best used to represent data The original data set is reduced to one consisting of N data vectors on c principal components (reduced dimensions) Each data vector is a linear combination of the c principal component vectors Works for numeric data only Used when the number of dimensions is large Principal Component Analysis

32. Bzupages.comData Mining: Concepts and Techniques32 X1 X2 Y1 Y2 Principal Component Analysis

33. Bzupages.comData Mining: Concepts and Techniques33 Numerosity Reduction Parametric methods Assume the data fits some model, estimate model parameters, store only the parameters, and discard the data (except possible outliers) Log-linear models: obtain value at a point in m-D space as the product on appropriate marginal subspaces Non-parametric methods Do not assume models Major families: histograms, clustering, sampling

34. Bzupages.comData Mining: Concepts and Techniques34 Regression and Log-Linear Models Linear regression: Data are modeled to fit a straight line Often uses the least-square method to fit the line Multiple regression: allows a response variable Y to be modeled as a linear function of multidimensional feature vector Log-linear model: approximates discrete multidimensional probability distributions

35. Bzupages.com Linear regression : Y =  +  X Two parameters,  and  specify the line and are to be estimated by using the data at hand. using the least squares criterion to the known values of Y 1, Y 2, …, X 1, X 2, …. Multiple regression : Y = b0 + b1 X1 + b2 X2. Many nonlinear functions can be transformed into the above. Log-linear models : The multi-way table of joint probabilities is approximated by a product of lower-order tables. Probability: p(a, b, c, d) =  ab  ac  ad  bcd Regress Analysis and Log- Linear Models

36. Bzupages.comData Mining: Concepts and Techniques36 Histograms A popular data reduction technique Divide data into buckets and store average (sum) for each bucket Can be constructed optimally in one dimension using dynamic programming Related to quantization problems.

37. Bzupages.comData Mining: Concepts and Techniques37 Clustering Partition data set into clusters, and one can store cluster representation only Can be very effective if data is clustered but not if data is “smeared” Can have hierarchical clustering and be stored in multi- dimensional index tree structures There are many choices of clustering definitions and clustering algorithms, further detailed in Chapter 8

38. Bzupages.comData Mining: Concepts and Techniques38 Sampling Allow a mining algorithm to run in complexity that is potentially sub-linear to the size of the data Choose a representative subset of the data Simple random sampling may have very poor performance in the presence of skew Develop adaptive sampling methods Stratified sampling: Approximate the percentage of each class (or subpopulation of interest) in the overall database Used in conjunction with skewed data Sampling may not reduce database I/Os (page at a time).

39. Bzupages.comData Mining: Concepts and Techniques39 Sampling SRSWOR (simple random sample without replacement) SRSWR Raw Data

40. Bzupages.comData Mining: Concepts and Techniques40 Sampling Raw Data Cluster/Stratified Sample

41. Bzupages.comData Mining: Concepts and Techniques41 Hierarchical Reduction Use multi-resolution structure with different degrees of reduction Hierarchical clustering is often performed but tends to define partitions of data sets rather than “clusters” Parametric methods are usually not amenable to hierarchical representation Hierarchical aggregation An index tree hierarchically divides a data set into partitions by value range of some attributes Each partition can be considered as a bucket Thus an index tree with aggregates stored at each node is a hierarchical histogram

42. Bzupages.comData Mining: Concepts and Techniques42 Chapter 3: Data Preprocessing Why preprocess the data? Data cleaning Data integration and transformation Data reduction Discretization and concept hierarchy generation Summary

43. Bzupages.comData Mining: Concepts and Techniques43 Discretization Three types of attributes: Nominal — values from an unordered set Ordinal — values from an ordered set Continuous — real numbers Discretization: * divide the range of a continuous attribute into intervals Some classification algorithms only accept categorical attributes. Reduce data size by discretization Prepare for further analysis

44. Bzupages.comData Mining: Concepts and Techniques44 Discretization and Concept hierachy Discretization reduce the number of values for a given continuous attribute by dividing the range of the attribute into intervals. Interval labels can then be used to replace actual data values. Concept hierarchies reduce the data by collecting and replacing low level concepts (such as numeric values for the attribute age) by higher level concepts (such as young, middle-aged, or senior).

45. Bzupages.comData Mining: Concepts and Techniques45 Discretization and concept hierarchy generation for numeric data Binning (see sections before) Histogram analysis (see sections before) Clustering analysis (see sections before) Entropy-based discretization Segmentation by natural partitioning

46. Bzupages.comData Mining: Concepts and Techniques46 Entropy-Based Discretization Given a set of samples S, if S is partitioned into two intervals S1 and S2 using boundary T, the entropy after partitioning is The boundary that minimizes the entropy function over all possible boundaries is selected as a binary discretization. The process is recursively applied to partitions obtained until some stopping criterion is met, e.g., Experiments show that it may reduce data size and improve classification accuracy

47. Bzupages.comData Mining: Concepts and Techniques47 Segmentation by natural partitioning 3-4-5 rule can be used to segment numeric data into relatively uniform, “natural” intervals. * If an interval covers 3, 6, 7 or 9 distinct values at the most significant digit, partition the range into 3 equi- width intervals * If it covers 2, 4, or 8 distinct values at the most significant digit, partition the range into 4 intervals * If it covers 1, 5, or 10 distinct values at the most significant digit, partition the range into 5 intervals

48. Bzupages.comData Mining: Concepts and Techniques48 Example of 3-4-5 rule (-$4000 -$5,000) (-$400 - 0) (-$400 - -$300) (-$300 - -$200) (-$200 - -$100) (-$100 - 0) (0 - $1,000) (0 - $200) ($200 - $400) ($400 - $600) ($600 - $800) ($800 - $1,000) ($2,000 - $5, 000) ($2,000 - $3,000) ($3,000 - $4,000) ($4,000 - $5,000) ($1,000 - $2, 000) ($1,000 - $1,200) ($1,200 - $1,400) ($1,400 - $1,600) ($1,600 - $1,800) ($1,800 - $2,000) msd=1,000Low=-$1,000High=$2,000 Step 2: Step 4: Step 1: -$351-$159profit $1,838 $4,700 Min Low (i.e, 5%-tile) High(i.e, 95%-0 tile) Max count (-$1,000 - $2,000) (-$1,000 - 0) (0 -$ 1,000) Step 3: ($1,000 - $2,000)

49. Bzupages.comData Mining: Concepts and Techniques49 Concept hierarchy generation for categorical data Specification of a partial ordering of attributes explicitly at the schema level by users or experts Specification of a portion of a hierarchy by explicit data grouping Specification of a set of attributes, but not of their partial ordering Specification of only a partial set of attributes

50. Bzupages.comData Mining: Concepts and Techniques50 Specification of a set of attributes Concept hierarchy can be automatically generated based on the number of distinct values per attribute in the given attribute set. The attribute with the most distinct values is placed at the lowest level of the hierarchy. country province_or_ state city street 15 distinct values 65 distinct values 3567 distinct values 674,339 distinct values

51. Bzupages.comData Mining: Concepts and Techniques51 Chapter 3: Data Preprocessing Why preprocess the data? Data cleaning Data integration and transformation Data reduction Discretization and concept hierarchy generation Summary

52. Bzupages.comData Mining: Concepts and Techniques52 Summary Data preparation is a big issue for both warehousing and mining Data preparation includes Data cleaning and data integration Data reduction and feature selection Discretization A lot a methods have been developed but still an active area of research

53. Bzupages.comData Mining: Concepts and Techniques53 References D. P. Ballou and G. K. Tayi. Enhancing data quality in data warehouse environments. Communications of ACM, 42:73-78, 1999. Jagadish et al., Special Issue on Data Reduction Techniques. Bulletin of the Technical Committee on Data Engineering, 20(4), December 1997. D. Pyle. Data Preparation for Data Mining. Morgan Kaufmann, 1999. T. Redman. Data Quality: Management and Technology. Bantam Books, New York, 1992. Y. Wand and R. Wang. Anchoring data quality dimensions ontological foundations. Communications of ACM, 39:86-95, 1996. R. Wang, V. Storey, and C. Firth. A framework for analysis of data quality research. IEEE Trans. Knowledge and Data Engineering, 7:623-640, 1995.

54. Bzupages.comData Mining: Concepts and Techniques54 http://www.cs.sfu.ca/~han Thank you !!!